DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pgim Fund Management Limited
Latest filing Mar 27, 2026
First filing on the tape May 30, 2014 · 32 filings
SEC status approved since Jul 1, 2014
RAUM
$1.2B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
179
47 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
32 filings and snapshots on the tape
RAUM$1.2B as of Mar 27, 2026
Mar 27, 2015$2.3B then
HNW client RAUM$0 as of Mar 27, 2026
Mar 28, 2024$0 then
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 27, 20150 then
Employees (5.A)179 as of Mar 27, 2026
Mar 27, 201579 then
Private funds2 as of Mar 27, 2026
Mar 27, 20155 then
RAUM -72% over the last fiscal year-44% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $312MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -72%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $269M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$1.2B100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $269M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
8 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Pramerica Real Estate Capital Vi LP | Real Estate Fund | $326M | 31 | Jan 12, 2016 |
| Pramerica Real Estate Capital IV LP | Real Estate Fund | $55.9M | 20 | Mar 28, 2014 |
| German Retail Income 2 LP | Hedge Fund | $0 | 2 | Nov 4, 2015 |
| German Retail Income LP | Hedge Fund | $0 | 2 | Mar 30, 2015 |
| Pramerica Real Estate Capital II LP | Real Estate Fund | $0 | 2 | Mar 28, 2013 |
| Pramerica Real Estate Capital III (Core Debt) LP | Real Estate Fund | $0 | 7 | Mar 28, 2013 |
| Pramerica Real Estate Capital V (Netherlands) LP | Real Estate Fund | $0 | 0 | Mar 28, 2014 |
| Pramerica Real Estate Capital I LP | Real Estate Fund | $0 | 0 | Mar 30, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Raimondo Amabile · Co-Chief Executive Officer & Global Chief Investment Officer, Pgim Real Estatecontrolsince 10/2023 · owns less than 5%
- Alexander Mark Chamieh · Managing Director, Directorcontrolsince 07/2019 · owns less than 5%
- Bernard Eric Collinet-Adler · President And Chief Executive Officer, Pgim Private Alternativescontrolsince 10/2023 · owns less than 5%
- Anthony Conte · Vice President, Chief Compliance Officercontrolsince 03/2024 · owns less than 5%
- Ballantyne Andrew Crain · Vice President, Emea Chief Compliance Officercontrolsince 10/2017 · owns less than 5%
- Royal Mathew Crowther · Managing Director, Directorcontrolsince 10/2017 · owns less than 5%
- Carol Heather Day · Managing Director, International Chief Operating Officercontrolsince 10/2023 · owns less than 5%
- Gerald Mark Fresson · Vice President, Directorcontrolsince 10/2017 · owns less than 5%
- John Shearer Andrew Macland · Managing Director, Directorcontrolsince 09/2015 · owns less than 5%
- Catherine Marcus · Co-Chief Executive Officer And Global Chief Operating Officer, Pgim Real Estatecontrolsince 10/2023 · owns less than 5%
Entity owners
- Pgim Financial Limited · Shareholderdirect · owns 75% or more
- Pgim Holding Company LLC · Shareholderindirect · owns 75% or more of Pgim, Inc.
- Pgim, Inc. · Shareholderindirect · owns 75% or more of Pgim Financial Limited
- Prudential Financial, Inc. · Shareholderindirect · owns 75% or more of Pgim Holding Company LLC · public reporting company
Related persons
Schedule D 7.A
- Asia Property Fund III Gp S.A.R.Linvestment adviserpooled vehicle sponsorn
- Eip Gp S.A R.L.investment adviserpooled vehicle sponsorn
- Eurocore Gp S.A.R.L.investment adviserpooled vehicle sponsorn
- European Value Partners Gp S.A.R.Linvestment adviserpooled vehicle sponsorn
- Evp II Gp S.A.R.L.investment adviserpooled vehicle sponsorn
- German Retail Income General Partner Limitedinvestment advisern
- Jennison Associatesinvestment adviserbankpooled vehicle sponsornRAUM $215B
- Montana Capital Partners Aginvestment adviserpooled vehicle sponsorn
- Pgim (Australia) Pty Limitedinvestment advisern
- Pgim (Hong Kong) Limitedbroker-dealerinvestment advisern
- Pgim (Scots) Limitedinvestment adviserpooled vehicle sponsorn
- Pgim (Shanghai) Company Limitedinvestment advisern
- Pgim (Singapore) Pte Limitedinvestment advisern
- Pgim Financial Limitedpooled vehicle sponsory
- Pgim Foreign Investments, Inc.investment adviserpooled vehicle sponsorn
- Pgim Investments (Ireland) Limitedinvestment adviserpooled vehicle sponsorn
- Pgim Investments LLCinvestment adviserbanknRAUM $345B
- Pgim Japan Company Limitedinvestment advisern
- Pgim Korea, Inc.investment advisern
- Pgim Limitedinvestment adviserpooled vehicle sponsornRAUM $76B
- Pgim Loan Originator Manager Limitedinvestment advisern
- Pgim Luxembourg S.A.investment adviserpooled vehicle sponsornRAUM $19B
- Pgim Management Partner Limitedinvestment adviserpooled vehicle sponsorn
- Pgim Netherlands B.Vinvestment advisern
- Pgim Private Capital (Ireland) Limitedinvestment adviserpooled vehicle sponsorn
- Pgim Private Capital Limitedinvestment adviserpooled vehicle sponsorn
- Pgim Real Estate (Japan) Limitedinvestment adviserpooled vehicle sponsorn
- Pgim Real Estate Capital Vii Gp S.A.R.Lpooled vehicle sponsorn
- Pgim Real Estate Finance LLCinvestment advisern
- Pgim Real Estate France Sasinvestment advisern
Advisers that list Pgim Fund Management Limited as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $4,397,984,473 to $1,249,520,145 (-72.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was +11.0% (1368 comparable advisers, 0.0th percentile of changes)peers: asset managers, $1B to $5B (1,368) · 0.4% percentile
What changed
consecutive filings, newest first
- Accounts · 10 to 4Jan 16, 2026 to Mar 27, 2026
- Pooled vehicle clients · 10 to 4Jan 16, 2026 to Mar 27, 2026
- Assets in custody · $443M to $269MJan 16, 2026 to Mar 27, 2026
- Employees · 197 to 179Jan 16, 2026 to Mar 27, 2026
- Discretionary RAUM · $4.4B to $1.2BJan 16, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $846,556 to $0Jan 16, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $4.4B to $1.2BJan 16, 2026 to Mar 27, 2026
- RAUM · $4.4B to $1.2BJan 16, 2026 to Mar 27, 2026
- Business name · PGIM PRIVATE ALTERNATIVES (UK) LIMITED to PGIM FUND MANAGEMENT LIMITEDMar 28, 2025 to Jan 16, 2026
- Legal name · PGIM PRIVATE ALTERNATIVES (UK) LIMITED to PGIM FUND MANAGEMENT LIMITEDMar 28, 2025 to Jan 16, 2026
- Accounts · 6 to 10May 1, 2024 to Mar 28, 2025
- Advisory employees · 48 to 47May 1, 2024 to Mar 28, 2025
- Business name · PGIM REAL ESTATE (UK) LIMITED to PGIM PRIVATE ALTERNATIVES (UK) LIMITEDMay 1, 2024 to Mar 28, 2025
- Pooled vehicle clients · 6 to 10May 1, 2024 to Mar 28, 2025
- Assets in custody · $554M to $443MMay 1, 2024 to Mar 28, 2025
- Employees · 174 to 197May 1, 2024 to Mar 28, 2025
- Financial planning clients · unset to May 1, 2024 to Mar 28, 2025
- HQ state · unset to May 1, 2024 to Mar 28, 2025
- Legal name · PGIM REAL ESTATE (UK) LIMITED to PGIM PRIVATE ALTERNATIVES (UK) LIMITEDMay 1, 2024 to Mar 28, 2025
- Private funds · 6 to 2May 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $3.0B to $4.4BMay 1, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $935,343 to $846,556May 1, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $3.0B to $4.4BMay 1, 2024 to Mar 28, 2025
- RAUM · $3.0B to $4.4BMay 1, 2024 to Mar 28, 2025
- Accounts · 17 to 6Nov 30, 2023 to Mar 28, 2024
- Advisory employees · 57 to 48Nov 30, 2023 to Mar 28, 2024
- Pension plan clients · 4 to 0Nov 30, 2023 to Mar 28, 2024
- Pooled vehicle clients · 11 to 6Nov 30, 2023 to Mar 28, 2024
- Assets in custody · $613M to $554MNov 30, 2023 to Mar 28, 2024
- Employees · 151 to 174Nov 30, 2023 to Mar 28, 2024
- Private funds · 8 to 6Nov 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $6.9B to $3.0BNov 30, 2023 to Mar 28, 2024
- HNW RAUM · unset to 0.0Nov 30, 2023 to Mar 28, 2024
- Individual RAUM · unset to 0.0Nov 30, 2023 to Mar 28, 2024
- Non-discretionary RAUM · $109M to $935,343Nov 30, 2023 to Mar 28, 2024
- Pension RAUM · $2.1B to $0Nov 30, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $4.5B to $3.0BNov 30, 2023 to Mar 28, 2024
- RAUM · $7.0B to $3.0BNov 30, 2023 to Mar 28, 2024
- Accounts · 18 to 17May 4, 2022 to Mar 30, 2023
- Pooled vehicle clients · 13 to 11May 4, 2022 to Mar 30, 2023
Signals
16 dated events
- Pgim Fund Management Limited reported RAUM $1.2B, down 72% from $4.4B (2026-01-16 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Pgim Fund Management Limited reported RAUM $4.4B, up 47% from $3.0B (2024-05-01 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- Pgim Fund Management Limited reported RAUM $3.0B, down 57% from $7.0B (2023-11-30 to 2024-03-28)Mar 28, 2024 · RAUM change · derived
- Anthony Conte (Vice President, Chief Compliance Officer) appeared on Schedule A of Pgim Fund Management LimitedMar 28, 2024 · Control person joined · fact
- Catherine Marcus (Co-Chief Executive Officer And Global Chief Operating Officer, Pgim Real Estate) appeared on Schedule A of Pgim Fund Management LimitedOct 24, 2023 · Control person joined · fact
- Andrew Flemyng Paul Stanford (Managing Director, Director) no longer on Schedule A of Pgim Fund Management Limited (listed 2023-06-12, absent 2023-10-24)Oct 24, 2023 · Control person left · inference
- Pgim Fund Management Limited reported RAUM $7.1B, up 53% from $4.6B (2021-03-25 to 2022-03-30)Mar 30, 2022 · RAUM change · derived
- Andrew Flemyng Paul Stanford (Managing Director, Director) appeared on Schedule A of Pgim Fund Management LimitedMar 30, 2022 · Control person joined · fact
- John David Harpum (Vice President, Chief Legal Officer, Pgim Real Estate) no longer on Schedule A of Pgim Fund Management Limited (listed 2021-03-25, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Pgim Fund Management Limited reported RAUM $4.6B, up 109% from $2.2B (2020-04-09 to 2021-03-25)Mar 25, 2021 · RAUM change · derived
- Michael David Gingell (Principal, Director) no longer on Schedule A of Pgim Fund Management Limited (listed 2020-04-09, absent 2021-03-25)Mar 25, 2021 · Control person left · inference
- John David Harpum (Vice President, Chief Legal Officer, Pgim Real Estate) appeared on Schedule A of Pgim Fund Management LimitedMar 30, 2020 · Control person joined · fact
- Alexander Mark Chamieh (Managing Director, Director) appeared on Schedule A of Pgim Fund Management LimitedJul 18, 2019 · Control person joined · fact
- Mathew Philip Barrett (Senior Managing Director, Director) no longer on Schedule A of Pgim Fund Management Limited (listed 2019-03-28, absent 2019-07-18)Jul 18, 2019 · Control person left · inference
- Patrick Bryan Mcdonnell (Managing Director, Director) no longer on Schedule A of Pgim Fund Management Limited (listed 2019-03-28, absent 2019-07-18)Jul 18, 2019 · Control person left · inference
- Pramerica Fund Management Limited filed its initial SEC registration (Form ADV)May 30, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/PGIMreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/pgim-real-estatereportedpublic record, Form ADV, Sep 17, 2026
- Website
- pgim.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- +44 (0) 207 766 2400reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Pgim Fund Management Limited is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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