DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Jennison Associates
Legal name Jennison Associates LLC
Latest filing Mar 30, 2026
First filing on the tape Feb 22, 2012 · 40 filings
SEC status approved since Apr 16, 1969
RAUM
$215B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
1.2%
$2.6B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
360
66 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
12
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$215B as of Mar 30, 2026
Mar 30, 2012$136B then
HNW client RAUM$1.3B as of Mar 30, 2026
Mar 29, 2018$311M then
State-registered IARs (5.B.3)0 as of Mar 30, 2026
Mar 30, 20120 then
Employees (5.A)360 as of Mar 30, 2026
Apr 1, 2013290 then
Private funds12 as of Mar 30, 2026
Mar 30, 20125 then
RAUM +1.7% over the last fiscal year+9.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $35.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 27%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +1.7%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, otherreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $392M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$111B52%
- Pooled investment vehicles$43B20%
- Pension and profit-sharing plans$36B17%
- State and municipal entities$11B5.0%
- Sovereign wealth funds$6.2B2.9%
- Charitable organizations$3.0B1.4%
- Insurance companies$2.3B1.1%
- High-net-worth individuals$1.3B0.6%
- Individuals$1.3B0.6%
- Corporations and businesses$636M0.3%
- Individual clients
- 4,802reported
- HNW clients
- 554reported
- Pension plan clients
- 95reported
- Charitable clients
- 151reported
- Accounts
- 6,083reported
- Financial planning clients
- reported
- Wrap fee programs
- $0 sponsored, $3.3B managedreported
- Custody of client assets
- $392M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.71 institutional_share=0.27 related_bd=true related_bank=true bd_reps=47.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
15 reported on Schedule D 7.B.(1)
Owners and control persons
Schedule A and B, latest filing
- Todd Jeffrey Becker · Chairman, Director & Chief Executive Officercontrolsince 10/2016 · owns less than 5%
- Alexander David Hunt · Directorcontrolsince 02/2012 · owns less than 5%
- Melissa Mirry Hwang · Managing Director, Secretary & Chief Legal Officercontrolsince 11/2000 · owns less than 5%
- Taimur Hyat · Directorcontrolsince 11/2013 · owns less than 5%
- Amy Heather Kaden · Managing Director & Chief Compliance Officercontrolsince 08/2024 · owns less than 5%
- Ann Kathleen Mccarragher · Managing Director, Head Of Growth Equity & Directorcontrolsince 12/2007 · owns less than 5%
- Kenneth Moore · Executive Vice President, Treasurer, Chief Operating Officer & Directorcontrolsince 01/2012 · owns less than 5%
- Jurgen Muhlhauser · Directorcontrolsince 03/2014 · owns less than 5%
- Margaret Pamela Sinclair · Directorcontrolsince 10/2016 · owns less than 5%
- Janice Vrdoljak · Managing Director & Chief Financial Officercontrolsince 01/2016 · owns less than 5%
Entity owners
- Pgim, Inc. · Memberdirect · owns 75% or more
- Pgim Holding Company LLC · Shareholderindirect · owns 75% or more of Pgim, Inc.
- Prudential Financial, Inc. · Shareholderindirect · owns 75% or more of Pgim Holding Company LLC · public reporting company
Related persons
Schedule D 7.A
- Ast Investment Services, Inc.investment adviserbanknRAUM $91B
- Pgim (Hong Kong) Ltd.investment advisern
- Pgim (Singapore) Pte. Limitedinvestment advisern
- Pgim Dc Solutionsinvestment adviserpooled vehicle sponsornRAUM $6.9B
- Pgim India Asset Management Private Limitedinvestment advisern
- Pgim Investments LLCinvestment adviserbanknRAUM $345B
- Pgim Japan Co., Ltd.investment advisern
- Pgim Limitedinvestment adviserpooled vehicle sponsornRAUM $76B
- Pgim Netherlands B.V.investment advisern
- Pgim Quantitative Solutionsinvestment adviserbanknRAUM $111B
- Pgim Securities Investment Trust Enterpriseinvestment advisern
- Pgim, Inc.investment adviserbankpooled vehicle sponsoryRAUM $1132B
- Prudential Investment Management Services LLCbroker-dealern
- Prudential Trust Companybankn
- Pt Pfi Mega Life Insurancereal estaten
- The Prudential Insurance Company Of Americainvestment adviserreal estatenRAUM $251M
Advisers that list Jennison Associates as a related person
Offices
Schedule D 1.F, the 25 largest
- Boston, MA10 employees
- Boston, MA7 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- private fund count surgeChange between filings · filing Mar 30, 2026private funds (Schedule D 7.B.1) moved from 8.0 to 12.0 (+50.0%) between the annual amendments of 2025-04-25 and 2026-03-30; the peer median change was +5.0% (319 comparable advisers, 93.0th percentile of changes)peers: asset managers, $20B and over (319) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 5,269 to 6,083Jan 5, 2026 to Mar 30, 2026
- Advisory employees · 62 to 66Jan 5, 2026 to Mar 30, 2026
- BD registered reps · 51 to 47Jan 5, 2026 to Mar 30, 2026
- Charity clients · 157 to 151Jan 5, 2026 to Mar 30, 2026
- Corporate clients · 208 to 241Jan 5, 2026 to Mar 30, 2026
- HNW clients · 280 to 554Jan 5, 2026 to Mar 30, 2026
- Individual clients · 4,364 to 4,802Jan 5, 2026 to Mar 30, 2026
- Pension plan clients · 109 to 95Jan 5, 2026 to Mar 30, 2026
- Pooled vehicle clients · 44 to 51Jan 5, 2026 to Mar 30, 2026
- Assets in custody · $405M to $392MJan 5, 2026 to Mar 30, 2026
- Employees · 363 to 360Jan 5, 2026 to Mar 30, 2026
- Private funds · 8 to 12Jan 5, 2026 to Mar 30, 2026
- Discretionary RAUM · $211B to $215BJan 5, 2026 to Mar 30, 2026
- HNW RAUM · $874M to $1.3BJan 5, 2026 to Mar 30, 2026
- Individual RAUM · $1.4B to $1.3BJan 5, 2026 to Mar 30, 2026
- Pension RAUM · $39B to $36BJan 5, 2026 to Mar 30, 2026
- Pooled vehicle RAUM · $36B to $43BJan 5, 2026 to Mar 30, 2026
- RAUM · $211B to $215BJan 5, 2026 to Mar 30, 2026
- Wrap assets (manager) · $2.8B to $3.3BJan 5, 2026 to Mar 30, 2026
- Accounts · 4,276 to 5,269Dec 10, 2024 to Apr 25, 2025
- Advisory employees · 59 to 62Dec 10, 2024 to Apr 25, 2025
- Charity clients · 168 to 157Dec 10, 2024 to Apr 25, 2025
- Corporate clients · 167 to 208Dec 10, 2024 to Apr 25, 2025
- HNW clients · 274 to 280Dec 10, 2024 to Apr 25, 2025
- Individual clients · 3,398 to 4,364Dec 10, 2024 to Apr 25, 2025
- Pension plan clients · 117 to 109Dec 10, 2024 to Apr 25, 2025
- Pooled vehicle clients · 41 to 44Dec 10, 2024 to Apr 25, 2025
- Assets in custody · $343M to $405MDec 10, 2024 to Apr 25, 2025
- Employees · 366 to 363Dec 10, 2024 to Apr 25, 2025
- Financial planning clients · unset to Dec 10, 2024 to Apr 25, 2025
- Discretionary RAUM · $194B to $211BDec 10, 2024 to Apr 25, 2025
- HNW RAUM · $724M to $874MDec 10, 2024 to Apr 25, 2025
- Individual RAUM · $935M to $1.4BDec 10, 2024 to Apr 25, 2025
- Pension RAUM · $45B to $39BDec 10, 2024 to Apr 25, 2025
- Pooled vehicle RAUM · $30B to $36BDec 10, 2024 to Apr 25, 2025
- RAUM · $194B to $211BDec 10, 2024 to Apr 25, 2025
- Wrap assets (manager) · $2.1B to $2.8BDec 10, 2024 to Apr 25, 2025
- Accounts · 4,053 to 4,276May 5, 2023 to Mar 28, 2024
- Advisory employees · 61 to 59May 5, 2023 to Mar 28, 2024
- BD registered reps · 53 to 51May 5, 2023 to Mar 28, 2024
Signals
5 dated events
- Davis Stephanie Willis (Managing Director & Chief Compliance Officer) no longer on Schedule A of Jennison Associates (listed 2024-03-28, absent 2024-08-01)Aug 1, 2024 · Control person left · inference
- Amy Heather Kaden (Managing Director & Chief Compliance Officer) appeared on Schedule A of Jennison AssociatesAug 1, 2024 · Control person joined · fact
- Jennison Associates reported RAUM $164.3B, down 33% from $245.8B (2023-01-20 to 2023-03-30)Mar 30, 2023 · RAUM change · derived
- Spiros Segalas (President, Chief Investment Officer & Director) no longer on Schedule A of Jennison Associates (listed 2022-07-20, absent 2023-01-20)Jan 20, 2023 · Control person left · inference
- Jennison Associates reported RAUM $224.4B, up 29% from $173.3B (2020-11-04 to 2021-03-29)Mar 29, 2021 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/jennison-associatesreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/pgimreportedpublic record, Form ADV, Sep 17, 2026
- Website
- jennison.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212.421.1000reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026