DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Pgim Private Placement Investors, L.P.
Latest filing Mar 27, 2026
First filing on the tape Mar 23, 2012 · 29 filings
SEC status approved since Mar 31, 1993
RAUM
$24B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
290
290 advisory (5.B.1)
Offices
15
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$24B as of Mar 27, 2026
Mar 23, 2012$9.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 22, 20130 then
Employees (5.A)290 as of Mar 27, 2026
Mar 22, 2013156 then
Private funds1 as of Mar 28, 2024
Mar 31, 20141 then
RAUM +3.6% over the last fiscal year-0.9% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $611MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 98%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived16 offices incl. principal (1.F.5)
- RAUM growth, one year
- +3.6%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $396M, 33 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Insurance companies$23B94%
- Sovereign wealth funds$1.1B4.7%
- Pooled investment vehicles$396M1.6%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 40reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $396M for 33 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.02 institutional_share=0.98 related_bd=true related_bank=true bd_reps=16.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Private Placement Trust Investors, LLC | Other Private Fund | $284M | 1 | Mar 31, 2014 |
Owners and control persons
Schedule A and B, latest filing
- Francis Michael Campion · Director & Presidentcontrolsince 01/2024 · owns less than 5%
- Anthony Conte · Chief Compliance Officercontrolsince 04/2019 · owns less than 5%
- Robert Mathew Douglass · Director & Chairmancontrolsince 01/2024 · owns less than 5%
- M. Armando Gamboa · Chief Legal Officercontrolsince 12/2018 · owns less than 5%
- Ellen Lesley Laurita · Controllercontrolsince 01/2020 · owns less than 5%
Entity owners
- Pgim Private Placement Investors, Inc. · General Partnerdirect · owns less than 5%
- Pgim, Inc. · Limited Partnerdirect · owns 75% or more
- Pgim Holding Company, LLC · Shareholderindirect · owns 75% or more of Pgim, Inc.
- Prudential Financial, Inc. · Shareholderindirect · owns 75% or more of Pgim Holding Company, LLC · public reporting company
Related persons
Schedule D 7.A
- Ast Investment Services, Inc.investment adviserbanknRAUM $91B
- Capital Agricultural Property Services, Inc.investment companyn
- Columbus Drive Partners, L.P.pooled vehicle sponsory
- Commerce Street Holdings, LLCpooled vehicle sponsory
- Crockett Street Holdings II, LLCpooled vehicle sponsory
- Crockett Street Partners (Sba) II, L.P.pooled vehicle sponsory
- Crockett Street Partners II, L.P.pooled vehicle sponsory
- Dickens Avenue Holdings Vi, LLCpooled vehicle sponsory
- Dickens Avenue Partners Vi (Ireland), LPpooled vehicle sponsory
- Dickens Avenue Partners Vi (US), LPinvestment adviserpooled vehicle sponsory
- Jennison Associatesinvestment adviserbankpooled vehicle sponsornRAUM $215B
- Lake Street Partners IV, L.P.investment adviserpooled vehicle sponsory
- Market Street Holdings IV, LLCinvestment adviserpooled vehicle sponsory
- Mulberry Street Holdings, LLCpooled vehicle sponsory
- Pgim Custom Harvest LLCinvestment advisernRAUM $6.9B
- Pgim Foreign Investments, Inc.investment adviserpooled vehicle sponsorn
- Pgim Investments LLCinvestment adviserbanknRAUM $345B
- Pgim Limitedinvestment adviserpooled vehicle sponsornRAUM $76B
- Pgim Luxembourg S.A.investment adviserpooled vehicle sponsornRAUM $19B
- Pgim Multi-Asset Solutions LLCinvestment advisernRAUM $26B
- Pgim Private Capital (Ireland) Limitedinvestment adviserpooled vehicle sponsory
- Pgim Private Capital Limitedinvestment advisery
- Pgim Fund Management Limitedinvestment adviserpooled vehicle sponsornRAUM $1.2B
- Pgim Real Estate Finance LLCinvestment adviserpooled vehicle sponsorn
- Pgim Real Estate U.S. Debt Fund Gp, LLCpooled vehicle sponsorn
- Pgim Ref Europe Member LLCinvestment advisern
- Pgim, Inc.investment adviserbankpooled vehicle sponsoryRAUM $1132B
- Pla Mexico Industrial Manager II LLCpooled vehicle sponsorn
- Pla Retail Fund II Aggregating Manager, LLCpooled vehicle sponsorn
- Pla Retail II Fund Manager LLCpooled vehicle sponsorn
Advisers that list Pgim Private Placement Investors, L.P. as a related person
Offices
Schedule D 1.F, the 25 largest
- Chicago, IL42 employees
- Dallas, TX36 employees
- London, United Kingdom26 employees
- New York, NY12 employees
- Atlanta, GA9 employees
- Sydney, Australia6 employees
- Letterkenny, Co Donegal, Ireland6 employees
- Los Angeles, CA6 employees
- San Francisco, CA6 employees
- Milano, Italy5 employees
- Minneapolis, MN5 employees
- Paris, France5 employees
- Frankfurt, Germany5 employees
- Mexico City, Mexico5 employees
- Madrid, Spain3 employees
What changed
consecutive filings, newest first
- Accounts · 36 to 40Dec 1, 2025 to Mar 27, 2026
- Advisory employees · 289 to 290Dec 1, 2025 to Mar 27, 2026
- Assets in custody · $366M to $396MDec 1, 2025 to Mar 27, 2026
- Employees · 289 to 290Dec 1, 2025 to Mar 27, 2026
- Discretionary RAUM · $24B to $24BDec 1, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $366M to $396MDec 1, 2025 to Mar 27, 2026
- RAUM · $24B to $24BDec 1, 2025 to Mar 27, 2026
- Accounts · 34 to 36Mar 28, 2024 to Mar 26, 2025
- Advisory employees · 267 to 289Mar 28, 2024 to Mar 26, 2025
- Assets in custody · $284M to $366MMar 28, 2024 to Mar 26, 2025
- Employees · 267 to 289Mar 28, 2024 to Mar 26, 2025
- Financial planning clients · unset to Mar 28, 2024 to Mar 26, 2025
- Private funds · 1 to unsetMar 28, 2024 to Mar 26, 2025
- Discretionary RAUM · $26B to $24BMar 28, 2024 to Mar 26, 2025
- Pooled vehicle RAUM · $284M to $366MMar 28, 2024 to Mar 26, 2025
- RAUM · $26B to $24BMar 28, 2024 to Mar 26, 2025
- Accounts · 33 to 34Jan 30, 2024 to Mar 28, 2024
- Advisory employees · 274 to 267Jan 30, 2024 to Mar 28, 2024
- BD registered reps · 19 to 16Jan 30, 2024 to Mar 28, 2024
- Assets in custody · $264M to $284MJan 30, 2024 to Mar 28, 2024
- Employees · 274 to 267Jan 30, 2024 to Mar 28, 2024
- Discretionary RAUM · $25B to $26BJan 30, 2024 to Mar 28, 2024
- Pooled vehicle RAUM · $264M to $284MJan 30, 2024 to Mar 28, 2024
- RAUM · $25B to $26BJan 30, 2024 to Mar 28, 2024
- Accounts · 34 to 33Mar 30, 2022 to Mar 29, 2023
- Advisory employees · 252 to 274Mar 30, 2022 to Mar 29, 2023
- BD registered reps · 17 to 19Mar 30, 2022 to Mar 29, 2023
- Assets in custody · $286M to $264MMar 30, 2022 to Mar 29, 2023
- Employees · 252 to 274Mar 30, 2022 to Mar 29, 2023
- Discretionary RAUM · $22B to $25BMar 30, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $286M to $264MMar 30, 2022 to Mar 29, 2023
- RAUM · $22B to $25BMar 30, 2022 to Mar 29, 2023
- Advisory employees · 242 to 252Mar 31, 2021 to Mar 30, 2022
- Assets in custody · $287M to $286MMar 31, 2021 to Mar 30, 2022
- Employees · 242 to 252Mar 31, 2021 to Mar 30, 2022
- Other offices · 14 to 15Mar 31, 2021 to Mar 30, 2022
- Discretionary RAUM · $21B to $22BMar 31, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $284M to $286MMar 31, 2021 to Mar 30, 2022
- RAUM · $21B to $22BMar 31, 2021 to Mar 30, 2022
- Advisory employees · 219 to 242Jun 2, 2020 to Mar 29, 2021
Signals
11 dated events
- Arthur Allen Weaver (Director & Chairman Emeritus) no longer on Schedule A of Pgim Private Placement Investors, L.P. (listed 2023-03-29, absent 2024-01-30)Jan 30, 2024 · Control person left · inference
- George Albert Trank (Director & President) no longer on Schedule A of Pgim Private Placement Investors, L.P. (listed 2023-03-29, absent 2024-01-30)Jan 30, 2024 · Control person left · inference
- Robert Mathew Douglass (Director & Chairman Elect) appeared on Schedule A of Pgim Private Placement Investors, L.P.Mar 29, 2023 · Control person joined · fact
- Robert Mathew Douglass (Director & Vice President) no longer on Schedule A of Pgim Private Placement Investors, L.P. (listed 2020-06-02, absent 2021-03-29)Mar 29, 2021 · Control person left · inference
- Pgim Private Placement Investors, L.P. reported 14 offices beyond its principal office, up from 8 (2019-10-29 to 2020-03-25)Mar 25, 2020 · Office count change · derived
- Ellen Lesley Laurita (Controller) appeared on Schedule A of Pgim Private Placement Investors, L.P.Mar 25, 2020 · Control person joined · fact
- Lynn Stacy Mason (Comptroller (Functions As Cfo)) no longer on Schedule A of Pgim Private Placement Investors, L.P. (listed 2019-10-29, absent 2020-03-25)Mar 25, 2020 · Control person left · inference
- Anthony Conte (Chief Compliance Officer) appeared on Schedule A of Pgim Private Placement Investors, L.P.Apr 12, 2019 · Control person joined · fact
- Donald Clark Pellington (Chief Compliance Officer) no longer on Schedule A of Pgim Private Placement Investors, L.P. (listed 2019-03-28, absent 2019-04-12)Apr 12, 2019 · Control person left · inference
- M. Armando Gamboa (Chief Legal Officer) appeared on Schedule A of Pgim Private Placement Investors, L.P.Mar 28, 2019 · Control person joined · fact
- Wiley Adams (Chief Legal Officer) no longer on Schedule A of Pgim Private Placement Investors, L.P. (listed 2018-03-30, absent 2019-03-28)Mar 28, 2019 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/pgim-private-capital-financingreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/pgim-private-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- pgimprivatecapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 973-367-2454reportedpublic record, Form ADV, Mar 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026