RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
J•• W•••••• C••••
- M••••••• W••••• mixed wealth currentsince May 19, 2020 · Atlanta, Ga
- L•• F•••••••• L•• BD affiliatedOct 6, 2005 to May 18, 2020 · Atlanta, Ga
- I••••••••• F•••••••• P••••••• BD affiliatedJul 27, 2004 to Dec 31, 2005 · Atlanta , Ga
- M• H••••••• S••••••••• I••• BD affiliatedJan 17, 2003 to Mar 19, 2004 · Tampa, Fl
- L•• F•••••••• L•• to M••••••• W•••••left May 18, 2020, registered May 19, 2020 (1 days) · Affiliated broker-dealer or bank to a newly registered adviser · moved with a team
- I••••••••• F•••••••• P••••••• to L•• F•••••••• L••left Dec 31, 2005, registered Oct 6, 2005 (-86 days) · Other
- M• H••••••• S••••••••• I••• to I••••••••• F•••••••• P•••••••left Mar 19, 2004, registered Jul 27, 2004 (130 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wealth manager with institutional or fund businessderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address