DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
P•••••• C••••••• L••
Latest filing Mar 28, 2026
First filing on the tape Jul 1, 2024 · 3 filings
SEC status approved since Aug 6, 2024
RAUM
$150M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
96%
$144M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$75.0M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$150M as of Mar 28, 2026
Mar 28, 2025$130M then
HNW client RAUM$124M as of Mar 28, 2026
Mar 28, 2025$107M then
State-registered IARs (5.B.3)2 as of Mar 28, 2026
Mar 28, 20252 then
Employees (5.A)3 as of Mar 28, 2026
Mar 28, 20253 then
Private funds: no history
RAUM +16% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 28, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $75.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 117derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $365,758derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +16%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $31.8M, 43 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$124M82%
- Individuals$20.3M14%
- Corporations and businesses$5.9M3.9%
- Charitable organizations$175,4420.1%
- Individual clients
- 169reported
- HNW clients
- 65reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 410reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $31.8M for 43 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| T••••••• L•••••• P••••••Chartered Financial Analyst | Kennesaw, Ga | Oct 8, 2014 | 27 y | 2 |
| R••• W• M•••••• | Kennesaw, Ga | Jan 30, 2018 | 23 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- J••••• L••• M••••• to B•••• F•••••••• A•••••••• I••Oct 25, 2024 · RIA to a state-registered adviser
Joined, latest
- R••• W• M•••••• from K•• C•••••• M•••••••••Jan 30, 2018 · Other
- T••••••• L•••••• P•••••• from H••••••• F••••••••Oct 8, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P••••••• T•••••••• L•••••• · Ceo/Ccocontrolsince 08/2014 · owns 75% or more
- M••••••• R•••• W• · Executive Vice President / Coosince 12/2016 · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kennesaw, Ga · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 383 to 410Mar 28, 2025 to Mar 28, 2026
- HNW clients · 58 to 65Mar 28, 2025 to Mar 28, 2026
- Individual clients · 170 to 169Mar 28, 2025 to Mar 28, 2026
- Assets in custody · $22.8M to $31.8MMar 28, 2025 to Mar 28, 2026
- Discretionary RAUM · $128M to $149MMar 28, 2025 to Mar 28, 2026
- HNW RAUM · $107M to $124MMar 28, 2025 to Mar 28, 2026
- Individual RAUM · $16.9M to $20.3MMar 28, 2025 to Mar 28, 2026
- Non-discretionary RAUM · $2.1M to $1.1MMar 28, 2025 to Mar 28, 2026
- RAUM · $130M to $150MMar 28, 2025 to Mar 28, 2026
- Accounts · 335 to 383Jul 1, 2024 to Mar 28, 2025
- Advisory activities · 2 to 3Jul 1, 2024 to Mar 28, 2025
- Charity clients · unset to 1.0Jul 1, 2024 to Mar 28, 2025
- Corporate clients · unset to 3.0Jul 1, 2024 to Mar 28, 2025
- HNW clients · 43 to 58Jul 1, 2024 to Mar 28, 2025
- Individual clients · 157 to 170Jul 1, 2024 to Mar 28, 2025
- Assets in custody · $29.1M to $22.8MJul 1, 2024 to Mar 28, 2025
- Financial planning clients · 1-10 to 11-25Jul 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $110M to $128MJul 1, 2024 to Mar 28, 2025
- HNW RAUM · $84.9M to $107MJul 1, 2024 to Mar 28, 2025
- Individual RAUM · $21.8M to $16.9MJul 1, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $1.9M to $2.1MJul 1, 2024 to Mar 28, 2025
- RAUM · $112M to $130MJul 1, 2024 to Mar 28, 2025
Signals
2 dated events
- J••••• L••• M••••• left P•••••• C••••••• L•• for B•••• F•••••••• A•••••••• I•• (registered 2024-10-31)Oct 25, 2024 · Advisor changed firm · fact
- P•••••• C••••••• L•• filed its initial SEC registration (Form ADV)Jul 1, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 800-618-1940reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 800-886-8830reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/parrish-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (800) 618-1940reportedpublic record, Form ADV, Mar 28, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $75.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026