DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Dominguez Wealth Management Solutions, Inc.
Latest filing Mar 26, 2026
First filing on the tape Jun 29, 2021 · 11 filings
SEC status approved since Jul 29, 2021
RAUM
$213M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$211M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$107M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
11 filings and snapshots on the tape
RAUM$213M as of Mar 26, 2026
Mar 31, 2022$127M then
HNW client RAUM$166M as of Mar 26, 2026
Mar 31, 2022$88.9M then
State-registered IARs (5.B.3)2 as of Mar 26, 2026
Mar 31, 20223 then
Employees (5.A)2 as of Mar 26, 2026
Mar 31, 20223 then
Private funds: no history
RAUM +14% over the last fiscal year+15% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $107MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 96derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $323,405derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +6.1%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$166M78%
- Individuals$44.9M21%
- Pension and profit-sharing plans$1.4M0.7%
- Corporations and businesses$521,6360.2%
- Individual clients
- 123reported
- HNW clients
- 69reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 659reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Jeffrey Paul DominguezCertified Financial Planner | Williamsburg, Va | Oct 7, 2014 | 17 y | 1 |
| Shaobo Li | Williamsburg, Va | Oct 23, 2019 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Patrick Gerard Schultz to Neuberger Berman Bd LLCMar 30, 2023 · Other
Joined, latest
- Patrick Gerard Schultz from New York Life Investment Management LLCOct 23, 2019 · Other
- Jeffrey Paul Dominguez from LPL Financial LLCOct 7, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Paul Jeffrey Dominguez · President & Chief Compliance Officercontrolsince 08/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Williamsburg, Va · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 603 to 659Feb 20, 2025 to Mar 26, 2026
- BD registered reps · 2 to 1Feb 20, 2025 to Mar 26, 2026
- HNW clients · 61 to 69Feb 20, 2025 to Mar 26, 2026
- Individual clients · 120 to 123Feb 20, 2025 to Mar 26, 2026
- Discretionary RAUM · $185M to $213MFeb 20, 2025 to Mar 26, 2026
- HNW RAUM · $143M to $166MFeb 20, 2025 to Mar 26, 2026
- Individual RAUM · $42.6M to $44.9MFeb 20, 2025 to Mar 26, 2026
- Non-discretionary RAUM · $1.6M to $0Feb 20, 2025 to Mar 26, 2026
- Pension RAUM · $923,093 to $1.4MFeb 20, 2025 to Mar 26, 2026
- RAUM · $187M to $213MFeb 20, 2025 to Mar 26, 2026
- Accounts · 577 to 603Jun 18, 2024 to Feb 20, 2025
- HNW clients · 50 to 61Jun 18, 2024 to Feb 20, 2025
- Individual clients · 127 to 120Jun 18, 2024 to Feb 20, 2025
- Financial planning clients · 101-250 to 101-250Jun 18, 2024 to Feb 20, 2025
- Discretionary RAUM · $155M to $185MJun 18, 2024 to Feb 20, 2025
- HNW RAUM · $117M to $143MJun 18, 2024 to Feb 20, 2025
- Individual RAUM · $45.4M to $42.6MJun 18, 2024 to Feb 20, 2025
- Non-discretionary RAUM · $7.7M to $1.6MJun 18, 2024 to Feb 20, 2025
- Pension RAUM · unset to 923093.0Jun 18, 2024 to Feb 20, 2025
- RAUM · $163M to $187MJun 18, 2024 to Feb 20, 2025
- Accounts · 568 to 577Mar 28, 2023 to Mar 20, 2024
- HNW clients · 46 to 50Mar 28, 2023 to Mar 20, 2024
- Individual clients · 128 to 127Mar 28, 2023 to Mar 20, 2024
- Discretionary RAUM · $134M to $155MMar 28, 2023 to Mar 20, 2024
- HNW RAUM · $95.6M to $117MMar 28, 2023 to Mar 20, 2024
- Individual RAUM · $43.7M to $45.4MMar 28, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $5.2M to $7.7MMar 28, 2023 to Mar 20, 2024
- RAUM · $139M to $163MMar 28, 2023 to Mar 20, 2024
- Accounts · 527 to 568Jan 3, 2023 to Mar 28, 2023
- Advisory employees · 3 to 2Jan 3, 2023 to Mar 28, 2023
- BD registered reps · 3 to 2Jan 3, 2023 to Mar 28, 2023
- HNW clients · 48 to 46Jan 3, 2023 to Mar 28, 2023
- Individual clients · 121 to 128Jan 3, 2023 to Mar 28, 2023
- Employees · 3 to 2Jan 3, 2023 to Mar 28, 2023
- State-registered IARs · 3 to 2Jan 3, 2023 to Mar 28, 2023
- Discretionary RAUM · $122M to $134MJan 3, 2023 to Mar 28, 2023
- HNW RAUM · $88.9M to $95.6MJan 3, 2023 to Mar 28, 2023
- Individual RAUM · $38.6M to $43.7MJan 3, 2023 to Mar 28, 2023
- Non-discretionary RAUM · $5.7M to $5.2MJan 3, 2023 to Mar 28, 2023
- RAUM · $127M to $139MJan 3, 2023 to Mar 28, 2023
Signals
3 dated events
- Gerard Patrick Schultz (Chief Investment Officer) no longer on Schedule A of Dominguez Wealth Management Solutions, Inc. (listed 2023-03-28, absent 2024-03-20)Mar 20, 2024 · Control person left · inference
- Patrick Gerard Schultz left Dominguez Wealth Management Solutions, Inc. for Neuberger Berman Bd Llc (registered 2023-04-10)Mar 30, 2023 · Advisor changed firm · fact
- Dominguez Wealth Management Solutions, Inc. filed its initial SEC registration (Form ADV)Jun 29, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/dominguez-wealth-management-solutions/areportedpublic record, Form ADV, Sep 17, 2026
- Website
- dominguezwealthsolutions.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 757-645-9252reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $107Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026