DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••••• W•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Oct 29, 2014 · 33 filings
SEC status approved since Nov 24, 2014
RAUM
$308M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$308M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$154M
derived; firm RAUM over IAPD count
Employees
10
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
33 filings and snapshots on the tape
RAUM$308M as of Mar 30, 2026
Mar 18, 2015$326M then
HNW client RAUM$298M as of Mar 30, 2026
Mar 16, 2018$538M then
State-registered IARs (5.B.3)2 as of Mar 30, 2026
Mar 18, 20152 then
Employees (5.A)10 as of Mar 30, 2026
Mar 18, 20154 then
Private funds: no history
RAUM +14% over the last fiscal year+8.0% a year over threeIARs 2 to 2
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $154MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 40derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.7MderivedHNW RAUM over HNW clients
- Average account
- $854,881derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +14%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.2%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
- Custody
- $117M, 57 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$298M97%
- Individuals$9.4M3.1%
- Individual clients
- 27reported
- HNW clients
- 52reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 360reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $117M for 57 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| P••••• D•••••• C••••Certified Financial Planner | Cincinnati, Oh | Nov 24, 2014 | 20 y | 1 |
| R•••••• S••••• T••••••• | Cincinnati, Oh | Aug 10, 2018 | 27 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- D•••• R••••• T••••• to A•••••• F•••••••• G••••• L••Sep 14, 2020 · RIA to RIA
Joined, latest
- R•••••• S••••• T••••••• from J••• M••••• S••••••••• L••Aug 10, 2018 · Wirehouse to independent RIA
- P••••• D•••••• C•••• from G••••••••• W•••••Nov 24, 2014 · Other
- D•••• R••••• T••••• from P•••••• W•••••Nov 24, 2014 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• P•••••• D•••••• · Managing Member, Chief Compliance Officercontrolsince 09/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Cincinnati, Oh · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 334 to 360Mar 31, 2025 to Mar 30, 2026
- HNW clients · 48 to 52Mar 31, 2025 to Mar 30, 2026
- Individual clients · 25 to 27Mar 31, 2025 to Mar 30, 2026
- Assets in custody · $107M to $117MMar 31, 2025 to Mar 30, 2026
- Employees · 9 to 10Mar 31, 2025 to Mar 30, 2026
- HQ city · MASON to CINCINNATIMar 31, 2025 to Mar 30, 2026
- Discretionary RAUM · $270M to $308MMar 31, 2025 to Mar 30, 2026
- HNW RAUM · $262M to $298MMar 31, 2025 to Mar 30, 2026
- Individual RAUM · $8.0M to $9.4MMar 31, 2025 to Mar 30, 2026
- RAUM · $270M to $308MMar 31, 2025 to Mar 30, 2026
- Accounts · 298 to 334Mar 29, 2024 to Mar 31, 2025
- HNW clients · 40 to 48Mar 29, 2024 to Mar 31, 2025
- Individual clients · 31 to 25Mar 29, 2024 to Mar 31, 2025
- Assets in custody · $69.2M to $107MMar 29, 2024 to Mar 31, 2025
- Employees · 8 to 9Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · 11-25 to 26-50Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $207M to $270MMar 29, 2024 to Mar 31, 2025
- HNW RAUM · $197M to $262MMar 29, 2024 to Mar 31, 2025
- Individual RAUM · $9.8M to $8.0MMar 29, 2024 to Mar 31, 2025
- RAUM · $207M to $270MMar 29, 2024 to Mar 31, 2025
- Accounts · 305 to 298Apr 1, 2023 to Mar 29, 2024
- Advisory employees · 5 to 6Apr 1, 2023 to Mar 29, 2024
- HNW clients · 42 to 40Apr 1, 2023 to Mar 29, 2024
- Individual clients · 21 to 31Apr 1, 2023 to Mar 29, 2024
- Assets in custody · $127M to $69.2MApr 1, 2023 to Mar 29, 2024
- Employees · 7 to 8Apr 1, 2023 to Mar 29, 2024
- Discretionary RAUM · $244M to $207MApr 1, 2023 to Mar 29, 2024
- HNW RAUM · $237M to $197MApr 1, 2023 to Mar 29, 2024
- Individual RAUM · $7.4M to $9.8MApr 1, 2023 to Mar 29, 2024
- RAUM · $244M to $207MApr 1, 2023 to Mar 29, 2024
- Accounts · 288 to 305Mar 28, 2022 to Mar 31, 2023
- Advisory employees · 4 to 5Mar 28, 2022 to Mar 31, 2023
- HNW clients · 37 to 42Mar 28, 2022 to Mar 31, 2023
- Individual clients · 17 to 21Mar 28, 2022 to Mar 31, 2023
- Assets in custody · $146M to $127MMar 28, 2022 to Mar 31, 2023
- Discretionary RAUM · $272M to $244MMar 28, 2022 to Mar 31, 2023
- HNW RAUM · $265M to $237MMar 28, 2022 to Mar 31, 2023
- Individual RAUM · $7.0M to $7.4MMar 28, 2022 to Mar 31, 2023
- RAUM · $272M to $244MMar 28, 2022 to Mar 31, 2023
- Accounts · 268 to 288Nov 8, 2021 to Mar 28, 2022
Signals
2 dated events
- G••••••••• W•••••• L•• reported RAUM $188.2M, down 67% from $576.7M (2018-03-16 to 2018-05-31)May 31, 2018 · RAUM change · derived
- A•••••• G••••• L•• filed its initial SEC registration (Form ADV)Oct 29, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- G••••••••• W•••••• L•• · Family Officesshared crd · office
How to reach
public business contact points only, each with its source
- Business email
- i•••@g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- b•••••••••@g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 513-834-8056reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 877-523-7005reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/generations-wealth-llc/mycompanyreportedpublic record, Form ADV, Sep 19, 2026
- Website
- G•••••••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (513) 834-8056reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- g•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $154Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026