DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Elysian Capital
Legal name Elysian Capital Markets Group LLC
Latest filing Jul 29, 2016
First filing on the tape Oct 24, 2014 · 5 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
3 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM: $100,000
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Jul 29, 2016
Oct 24, 20140 then
Employees (5.A)9 as of Jul 29, 2016
Oct 24, 20146 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 29, 2016; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- n/areported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- n/areported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Kenneth Hyman to Creativeone Wealth, LLCOct 31, 2019 · Other
- James Joseph Duddey to Partnervest Advisory Services LLCApr 10, 2019 · Other
Joined, latest
- James Joseph Duddey from Cedar Capital, LLCOct 23, 2018 · Other
- Kenneth Hyman from Partnervest Advisory Services LLCSep 8, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Nicholas Angelo Georggin · Managing Membercontrolsince 09/2014 · owns 25% to 50%
- Michael John Harline · Managing Membercontrolsince 09/2014 · owns 25% to 50%
- Desai Lisa Harline · Chief Financial Officercontrolsince 01/2015 · owns less than 5%
- Marie Paula Rezza · Managing Member, Chief Executive Officer (07/2016)controlsince 01/2015 · owns 25% to 50%
- Ross Kenneth Hyman · Chief Compliance Officersince 07/2016 · owns less than 5%
Related persons
Schedule D 7.A
- Georggin & Georgginn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 2 to 3Jun 10, 2016 to Jul 29, 2016
- BD registered reps · 6 to 5Jun 10, 2016 to Jul 29, 2016
- Insurance-licensed employees · 0 to 3Jun 10, 2016 to Jul 29, 2016
- State-registered IARs · 2 to 4Jun 10, 2016 to Jul 29, 2016
- Advisory employees · 3 to 2Mar 31, 2016 to Jun 10, 2016
- Advisory activities · 2 to 1Mar 31, 2016 to Jun 10, 2016
- BD registered reps · 2 to 6Mar 31, 2016 to Jun 10, 2016
- Employees · 6 to 9Mar 31, 2016 to Jun 10, 2016
- HQ city · COTO DE CAZA to RANCHO SANTA MARGARITAMar 31, 2016 to Jun 10, 2016
- State-registered IARs · 0 to 2Mar 31, 2016 to Jun 10, 2016
- Accounts · 1.0 to unsetOct 24, 2014 to Feb 10, 2016
- Discretionary RAUM · 100000.0 to unsetOct 24, 2014 to Feb 10, 2016
- Non-discretionary RAUM · 0.0 to unsetOct 24, 2014 to Feb 10, 2016
- RAUM · 100000.0 to unsetOct 24, 2014 to Feb 10, 2016
Signals
1 dated events
- Elysian Capital filed its initial SEC registration (Form ADV)Oct 24, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026