DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Warren Street Wealth Advisors, LLC

Independent wealth managerIrvine, CaliforniaCRD 173447SEC 801-117597website IAPD

Latest filing Mar 30, 2026

First filing on the tape Oct 9, 2019 · 34 filings

SEC status approved since Nov 8, 2019

RAUM

$656M

reported, Item 5.F

Discretionary

99%

of RAUM

Private clients

84%

$550M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$65.6M

derived; firm RAUM over IAPD count

Employees

7 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

34 filings and snapshots on the tape

RAUM$656M as of Mar 30, 2026

Mar 10, 2020$157M then

HNW client RAUM$343M as of Mar 30, 2026

Mar 10, 2020$67.3M then

State-registered IARs (5.B.3)7 as of Mar 30, 2026

Mar 10, 20208 then

Employees (5.A)10 as of Mar 30, 2026

Mar 10, 20208 then

Private funds: no history

RAUM +43% over the last fiscal year+34% a year over threeIARs 8 to 7offices 2 to 3

Practice profile

derived from the filing of Mar 30, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent

RAUM per advisor: $65.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 45derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.1MderivedHNW RAUM over HNW clients
Average account: $515,800derivedRAUM over accounts (5.F.2.f)
Discretionary: 99%derivedof RAUM
Institutional: 9.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.0derivedItem 5.A over advisors
Advisors per office: 2.5derived4 offices incl. principal (1.F.5)
RAUM growth, one year: +43%derivedbetween the last two annual amendments
Advisor growth, one year: -13%derivedItem 5.B.3 between annual amendments
Client growth, one year: +17%derived
Compensation: percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companies, pension consulting, selection of other advisersreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
marketing includes testimonials (5.L.1.c)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$343M52%
Individuals$207M32%
Pension and profit-sharing plans$59.6M9.1%
Investment companies$43.2M6.6%
Charitable organizations$2.9M0.4%

Individual clients: 283reported
HNW clients: 166reported
Pension plan clients: 10reported
Charitable clients: 1reported
Accounts: 1,272reported
Financial planning clients: 251-500reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.84 fund_share=0.07 institutional_share=0.1 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

10 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Blake Matthew Charles StreetCertified Financial Planner, Chartered Financial Analyst	Irvine, Ca	Feb 4, 2026	16 y	3
Veronica CabralCertified Financial Planner	Irvine, Ca	Feb 4, 2026	10 y	1
Gian Kristiano Costeniero	Irvine, Ca	Feb 4, 2026	23 y	2
Phillip Sun LawChartered Financial Analyst	Irvine, Ca	Feb 4, 2026	10 y	2
Justin Dennis RucciCertified Financial Planner	Irvine, Ca	Feb 4, 2026	13 y	2
Emily Elan BalmagesCertified Financial Planner	Irvine, Ca	Feb 6, 2026	14 y	2
Len Chris Hanson	Irvine, Ca	Feb 13, 2026	35 y	2
Alvin Isiah Knox	Irvine, Ca	May 26, 2026	18 y	4
Jennifer Suzanne Horner	Irvine, Ca	May 29, 2026	26 y	3
Victor M Campos NunezCertified Financial Planner	Irvine, Ca	Jul 27, 2026	10 y	2

Advisor movement

1 left, 3 joined in 12 months

net +2 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 10% of current headcount1 left over 36 months

Left, latest

Bryan Anthony Cassick to Falcon Wealth Planning, Inc.
Dec 31, 2025 · RIA to RIA
Aileen Lau Danley to Oak Street Advisory Group, LLC
Apr 4, 2018 · RIA to a state-registered adviser

Joined, latest

Victor M Campos Nunez from Lido
Jul 27, 2026 · RIA to RIA
Jennifer Suzanne Horner from Cambridge Investment Research Advisors, Inc.
May 29, 2026 · Affiliated broker-dealer or bank to independent RIA
Alvin Isiah Knox from LPL Enterprise, LLC
May 26, 2026 · Affiliated broker-dealer or bank to independent RIA
Gian Kristiano Costeniero from Goldman Sachs Wealth Services, L.P.
Mar 24, 2025 · Affiliated broker-dealer or bank to independent RIA
Bryan Anthony Cassick from United Capital Financial Advisors
Jun 15, 2023 · Affiliated broker-dealer or bank to independent RIA
Emily Elan Balmages from Tarbox Family Office, Inc.
Oct 17, 2019 · RIA to RIA
Justin Dennis Rucci from Goldman Sachs Wealth Services, L.P.
Apr 23, 2018 · Affiliated broker-dealer or bank to independent RIA
Aileen Lau Danley from Antonio Financial Group
May 4, 2016 · Other
Len Chris Hanson from Cambridge Investment Research Advisors, Inc.
Feb 27, 2015 · Other
Blake Matthew Charles Street from Cambridge Investment Research Advisors, Inc.
Feb 27, 2015 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from Cambridge Investment Research Advisors, Inc.
Mar 11, 2015 · Orange, Ca

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Veronica Cabral · Director Of Operations And Chief Compliance Officercontrol
since 01/2020 · owns less than 5%
Matthew Charles Blake Street · Managing Member And Ownercontrol
since 10/2014 · owns 75% or more

Related persons

Schedule D 7.A

Blake Street
investment companyy
Warren Street Insurance Services, LLC
real estaten

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Irvine, Ca · principal	10	10	0
Newport Beach, Ca	0	0	1

Offices

Schedule D 1.F, the 25 largest

, 1 employees

ADV anomalies

1 against comparable advisers; where to look, not conclusions

RAUM up 25 %Change between filings · filing Mar 30, 2026
RAUM (Item 5.F) moved from $457,771,459 to $656,098,135 (+43.0%) between the annual amendments of 2025-02-03 and 2026-03-30; the peer median change was +16.0% (1386 comparable advisers, 92.0th percentile of changes)
peers: independent wealth managers, $500M to $1B (1,386) · 92% percentile

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 1,021 to 1,272
Feb 18, 2026 to Mar 30, 2026
HNW clients · 111 to 166
Feb 18, 2026 to Mar 30, 2026
Individual clients · 274 to 283
Feb 18, 2026 to Mar 30, 2026
Financial planning clients · 51-100 to 251-500
Feb 18, 2026 to Mar 30, 2026
Discretionary RAUM · $452M to $647M
Feb 18, 2026 to Mar 30, 2026
HNW RAUM · $226M to $343M
Feb 18, 2026 to Mar 30, 2026
Individual RAUM · $176M to $207M
Feb 18, 2026 to Mar 30, 2026
Non-discretionary RAUM · $6.1M to $8.9M
Feb 18, 2026 to Mar 30, 2026
Pension RAUM · $51.8M to $59.6M
Feb 18, 2026 to Mar 30, 2026
RAUM · $458M to $656M
Feb 18, 2026 to Mar 30, 2026
Advisory employees · 10 to 7
Jan 23, 2026 to Feb 18, 2026
State-registered IARs · 10 to 7
Jan 23, 2026 to Feb 18, 2026
Other offices · 2 to 3
Dec 9, 2025 to Jan 23, 2026
Accounts · 1,020 to 1,021
Aug 22, 2025 to Dec 9, 2025
Advisory activities · 5 to 6
Aug 22, 2025 to Dec 9, 2025
Advisory employees · 9 to 10
May 8, 2025 to Aug 22, 2025
Employees · 9 to 10
May 8, 2025 to Aug 22, 2025
State-registered IARs · 9 to 10
May 8, 2025 to Aug 22, 2025
Advisory employees · 8 to 9
Feb 3, 2025 to May 8, 2025
Employees · 8 to 9
Feb 3, 2025 to May 8, 2025
Financial planning clients · 51-100 to 51-100
Feb 3, 2025 to May 8, 2025
State-registered IARs · 8 to 9
Feb 3, 2025 to May 8, 2025
Accounts · 899 to 1,020
Nov 6, 2024 to Feb 3, 2025
HNW clients · 85 to 111
Nov 6, 2024 to Feb 3, 2025
Individual clients · 270 to 274
Nov 6, 2024 to Feb 3, 2025
Discretionary RAUM · $353M to $452M
Nov 6, 2024 to Feb 3, 2025
HNW RAUM · $167M to $226M
Nov 6, 2024 to Feb 3, 2025
Individual RAUM · $148M to $176M
Nov 6, 2024 to Feb 3, 2025
Non-discretionary RAUM · $4.9M to $6.1M
Nov 6, 2024 to Feb 3, 2025
Pension RAUM · $41.6M to $51.8M
Nov 6, 2024 to Feb 3, 2025
RAUM · $358M to $458M
Nov 6, 2024 to Feb 3, 2025
HQ city · NEWPORT BEACH to IRVINE
Jun 5, 2024 to Aug 13, 2024
Accounts · 790 to 899
Aug 23, 2023 to Mar 26, 2024
HNW clients · 66 to 85
Aug 23, 2023 to Mar 26, 2024
Individual clients · 268 to 270
Aug 23, 2023 to Mar 26, 2024
Discretionary RAUM · $262M to $353M
Aug 23, 2023 to Mar 26, 2024
HNW RAUM · $115M to $167M
Aug 23, 2023 to Mar 26, 2024
Individual RAUM · $124M to $148M
Aug 23, 2023 to Mar 26, 2024
Non-discretionary RAUM · $12.2M to $4.9M
Aug 23, 2023 to Mar 26, 2024
Pension RAUM · $35.0M to $41.6M
Aug 23, 2023 to Mar 26, 2024

Signals

5 dated events

Warren Street Wealth Advisors, Llc reported RAUM $656.1M, up 43% from $457.8M (2026-02-18 to 2026-03-30)
Mar 30, 2026 · RAUM change · derived
Bryan Anthony Cassick left Warren Street Wealth Advisors, Llc for Falcon Wealth Planning, Inc. (registered 2026-05-12)
Dec 31, 2025 · Advisor changed firm · fact
Cy Warren Cary Facer (Managing Member And Owner) no longer on Schedule A of Warren Street Wealth Advisors, Llc (listed 2024-03-26, absent 2024-06-05)
Jun 5, 2024 · Control person left · inference
Veronica Torres (Director Of Operations) appeared on Schedule A of Warren Street Wealth Advisors, Llc
Jan 15, 2020 · Control person joined · fact
Warren Street Wealth Advisors, Llc filed its initial SEC registration (Form ADV)
Oct 9, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Website: WARRENSTREETWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 714-876-6200reportedpublic record, Form ADV, Mar 30, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $65.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026