DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Comrie Wealth Management

Former SEC-registered adviserNew York, New YorkCRD 173546SEC 801-80603IAPD
Legal name Comrie Family Office LLC
Latest filing Mar 29, 2016
First filing on the tape Nov 11, 2014 · 5 filings
RAUM
$85.6M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$85.6M as of Mar 29, 2016
Mar 31, 2015$59.7M then
HNW client RAUM: no history
State-registered IARs (5.B.3)2 as of Mar 29, 2016
Mar 31, 20152 then
Employees (5.A)8 as of Mar 29, 2016
Mar 31, 20158 then
Private funds: no history
RAUM +43% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 29, 2016; every figure names its basis
RAUM per advisor
$42.8MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$10.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+43%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • William Michael Comrie · Presidentcontrol
        since 09/2014 · owns less than 5%
      • William Michael Comrie · Presidentcontrol
        since 09/2014 · owns 75% or more of Comrie Wealth Management Inc.
      • Alan Irvin Leonard · Managercontrol
        since 08/2009 · owns F of Hpm Partners LLC
      • P. Howard Milstein · Trusteecontrol
        since 03/1998 · owns F of Paul Milstein 1998 Revocable Trust
      • Irma Milstein · Trusteecontrol
        since 03/1998 · owns F of Paul Milstein 1998 Revocable Trust
      • Patrick Kurt Miscinski · Presidentcontrol
        since 10/2009 · owns F of Hpm Partners LLC
      • Joseph Robert Seco · Chief Compliance Officer
        since 09/2014 · owns less than 5%
      Entity owners
      • Comrie Wealth Management Inc. · Member
        direct · owns 25% to 50%
      • Hpm Partners LLC · Member
        direct · owns 75% or more
      • Emigrant Bancorp · Parent Corporation
        indirect · owns 75% or more of Emigrant Bank
      • Emigrant Bank · Parent Corporation
        indirect · owns 50% to 75% of Hpm Partners LLC
      • New York Private Bank And Trust Corporation · Parent Corporation
        indirect · owns 75% or more of Emigrant Bancorp
      • Paul Milstein 1998 Revocable Trust · Grantor Trust
        indirect · owns 75% or more of New York Private Bank And Trust Corporation
      Related persons
      Schedule D 7.A
      Advisers that list Comrie Wealth Management as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 7 to 8
        Mar 31, 2015 to Mar 29, 2016
      • Legal name · COMRIE WEALTH MANAGEMENT LLC to COMRIE FAMILY OFFICE LLC
        Mar 31, 2015 to Mar 29, 2016
      • Discretionary RAUM · $59.7M to $85.6M
        Mar 31, 2015 to Mar 29, 2016
      • RAUM · $59.7M to $85.6M
        Mar 31, 2015 to Mar 29, 2016
      • Accounts · 0 to 7
        Nov 26, 2014 to Mar 31, 2015
      • Discretionary RAUM · $0 to $59.7M
        Nov 26, 2014 to Mar 31, 2015
      • RAUM · $0 to $59.7M
        Nov 26, 2014 to Mar 31, 2015
      Signals
      1 dated events
      • Comrie Wealth Management filed its initial SEC registration (Form ADV)
        Nov 11, 2014 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026