DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
J•••••• C•••••• A•••••••• L•••
Latest filing Mar 16, 2026
First filing on the tape Sep 8, 2015 · 20 filings
SEC status approved since Sep 22, 2015
RAUM
$535M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$535M
derived; firm RAUM over IAPD count
Employees
13
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
5
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$535M as of Mar 16, 2026
Mar 26, 2016$121M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 16, 2026
Mar 26, 20160 then
Employees (5.A)13 as of Mar 16, 2026
Mar 26, 20169 then
Private funds5 as of Mar 16, 2026
Mar 26, 20161 then
RAUM -26% over the last fiscal year-36% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $535MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $107MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 13.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -26%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $535M, 5 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$535M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 5reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $535M for 5 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••••• J••••• G••••• | Houston, Tx | Sep 22, 2015 | 26 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
7 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| J•••••• C•••••• I••• L••• | Private Equity Fund | $805M | 92 | Mar 29, 2018 |
| J•••••• C•••••• I•• L••• | Private Equity Fund | $394M | 117 | Jan 7, 2016 |
| J•••••• P•••••• P•••••••• L••• | Private Equity Fund | $92.7M | 8 | Mar 28, 2022 |
| J•••••• 1••• P•••••••• L••• | Private Equity Fund | $66.0M | 33 | Mar 28, 2022 |
| J•••••• N•• P•••••••• L••• | Private Equity Fund | $62.1M | 9 | Mar 29, 2018 |
| J•••••• N•••• P••• P•••••••• L••• | Private Equity Fund | $42.0M | 41 | Mar 29, 2023 |
| J•••••• B•• P•••••••• L• | Private Equity Fund | $3.4M | 3 | Mar 30, 2017 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• K••••• V•••• · Managing Directorcontrolsince 07/2014 · owns less than 5%
- G•••••• S••••• M•••••• · Chief Financial Officercontrolsince 06/2016 · owns less than 5%
- G•••••• E•••••• J••••• · Executive Managing Directorcontrolsince 07/2014 · owns less than 5%
- G•••••• R••••••• K•••••• · Managing Director And Limited Partnercontrolsince 07/2014 · owns 50% to 75%
- G•••• T••••••• W••••• · General Counsel And Chief Compliance Officercontrolsince 04/2017 · owns less than 5%
- G•••••• E•••••• J••••• · Founder, Member And Managing Directorcontrolsince 07/2014 · owns 75% or more of J•••••• C•••••• A••••••• G•• L••
Entity owners
- J•••••• C•••••• A••••••• G•• L•• · General Partnerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
- J•••••• 1••• P••••••• G•• L•••bankpooled vehicle sponsorn
- J•••••• C•••••• I• G•• L•••bankpooled vehicle sponsorn
- J•••••• C•••••• I•• G•• L•••bankpooled vehicle sponsorn
- J•••••• C•••••• I••••••••• M••••••••• L•••investment adviserbankpooled vehicle sponsornRAUM $371M
- J•••••• C•••••• I• G•• L•••bankpooled vehicle sponsorn
- J•••••• H••• N••• P••••••• G•• L•••pooled vehicle sponsorn
- J•••••• N•••• P••• P••••••• G•• L•••pooled vehicle sponsorn
Advisers that list J•••••• C•••••• A•••••••• L••• as a related person
- 312630 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 16, 2026RAUM (Item 5.F) moved from $719,115,277 to $535,372,732 (-26.0%) between the annual amendments of 2025-03-18 and 2026-03-16; the peer median change was +8.0% (672 comparable advisers, 7.0th percentile of changes)peers: asset managers, $500M to $1B (672) · 7.5% percentile
What changed
consecutive filings, newest first
- Accounts · 6 to 5Mar 18, 2025 to Mar 16, 2026
- Pooled vehicle clients · 6 to 5Mar 18, 2025 to Mar 16, 2026
- Assets in custody · $719M to $535MMar 18, 2025 to Mar 16, 2026
- Private funds · 6 to 5Mar 18, 2025 to Mar 16, 2026
- Discretionary RAUM · $719M to $535MMar 18, 2025 to Mar 16, 2026
- Pooled vehicle RAUM · $719M to $535MMar 18, 2025 to Mar 16, 2026
- RAUM · $719M to $535MMar 18, 2025 to Mar 16, 2026
- Advisory employees · 18 to 12Mar 27, 2024 to Mar 18, 2025
- Assets in custody · $1.4B to $719MMar 27, 2024 to Mar 18, 2025
- Employees · 19 to 13Mar 27, 2024 to Mar 18, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 18, 2025
- Discretionary RAUM · $1.4B to $719MMar 27, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $1.4B to $719MMar 27, 2024 to Mar 18, 2025
- RAUM · $1.4B to $719MMar 27, 2024 to Mar 18, 2025
- Accounts · 7 to 6Mar 29, 2023 to Mar 27, 2024
- Advisory employees · 13 to 18Mar 29, 2023 to Mar 27, 2024
- Pooled vehicle clients · 7 to 6Mar 29, 2023 to Mar 27, 2024
- Assets in custody · $2.1B to $1.4BMar 29, 2023 to Mar 27, 2024
- Employees · 14 to 19Mar 29, 2023 to Mar 27, 2024
- Private funds · 7 to 6Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $2.1B to $1.4BMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $2.1B to $1.4BMar 29, 2023 to Mar 27, 2024
- RAUM · $2.1B to $1.4BMar 29, 2023 to Mar 27, 2024
- Accounts · 6 to 7Mar 28, 2022 to Mar 29, 2023
- Advisory employees · 11 to 13Mar 28, 2022 to Mar 29, 2023
- Pooled vehicle clients · 6 to 7Mar 28, 2022 to Mar 29, 2023
- Assets in custody · $1.8B to $2.1BMar 28, 2022 to Mar 29, 2023
- Employees · 12 to 14Mar 28, 2022 to Mar 29, 2023
- Private funds · 6 to 7Mar 28, 2022 to Mar 29, 2023
- Discretionary RAUM · $1.8B to $2.1BMar 28, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · $1.8B to $2.1BMar 28, 2022 to Mar 29, 2023
- RAUM · $1.8B to $2.1BMar 28, 2022 to Mar 29, 2023
- Accounts · 4 to 6Mar 31, 2021 to Mar 28, 2022
- Advisory employees · 13 to 11Mar 31, 2021 to Mar 28, 2022
- Pooled vehicle clients · 4 to 6Mar 31, 2021 to Mar 28, 2022
- Assets in custody · $1.2B to $1.8BMar 31, 2021 to Mar 28, 2022
- Employees · 14 to 12Mar 31, 2021 to Mar 28, 2022
- Private funds · 4 to 6Mar 31, 2021 to Mar 28, 2022
- Discretionary RAUM · $1.2B to $1.8BMar 31, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $1.2B to $1.8BMar 31, 2021 to Mar 28, 2022
Signals
6 dated events
- J•••••• C•••••• A•••••••• L••• reported RAUM $535.4M, down 26% from $719.1M (2025-03-18 to 2026-03-16)Mar 16, 2026 · RAUM change · derived
- J•••••• C•••••• A•••••••• L••• reported RAUM $719.1M, down 48% from $1.4B (2024-03-27 to 2025-03-18)Mar 18, 2025 · RAUM change · derived
- J•••••• C•••••• A•••••••• L••• reported RAUM $1.4B, down 34% from $2.1B (2023-03-29 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- J•••••• C•••••• A•••••••• L••• reported RAUM $1.8B, up 50% from $1.2B (2021-03-31 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- J•••••• C•••••• A•••••••• L••• reported RAUM $1.2B, up 130% from $508.5M (2017-06-02 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- J•••••• C•••••• A•••••••• L••• filed its initial SEC registration (Form ADV)Sep 8, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- J•••••• C•••••• A•••••••• L••• · Independent Sponsorsshared crd · capital_provider
- J•••••• C•••••• A•••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- w••.j•••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 713-335-4700reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $535Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026