DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
J•••••• C•••••• I••••••••• M••••••••• L•••
Latest filing Mar 16, 2026
First filing on the tape Mar 12, 2021 · 8 filings
SEC status approved since May 7, 2021
RAUM
$371M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$371M
derived; firm RAUM over IAPD count
Employees
13
12 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$371M as of Mar 16, 2026
Mar 29, 2023$140M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 16, 2026
Mar 28, 20221 then
Employees (5.A)13 as of Mar 16, 2026
Mar 28, 202212 then
Private funds2 as of Mar 16, 2026
Mar 29, 20231 then
RAUM +4.3% over the last fiscal year+38% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Mar 16, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $371MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $185MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 13.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +4.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $371M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$371M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $371M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| J•••••• C•••••• I•• L••• | Private Equity Fund | $279M | 40 | Mar 29, 2023 |
| J•••••• H••• N••• P•••••••• L••• | Private Equity Fund | $55.0M | 22 | Mar 27, 2024 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• K••••• V•••• · Senior Managing Director And Limited Partnercontrolsince 09/2020 · owns 10% to 25%
- G•••••• S••••• M•••••• · Chief Financial Officercontrolsince 09/2020 · owns less than 5%
- G•••••• E•••••• J••••• · Executive Managing Director And Limited Partnercontrolsince 09/2020 · owns 50% to 75%
- G•••• T••••••• W••••• · General Counsel, Chief Compliance Officer And Limited Partnercontrolsince 09/2020 · owns 5% to 10%
- S••••••• J•••••• P•••••• · Managing Director And Limited Partnercontrolsince 09/2020 · owns 10% to 25%
- G•••••• E•••••• J••••• · Founder, Member And Managing Directorcontrolsince 07/2014 · owns 75% or more of J•••••• C•••••• A••••••• G•• L••
Entity owners
- J•••••• C•••••• A••••••• G•• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
- J•••••• 1••• P••••••• G•• L•••bankpooled vehicle sponsorn
- J•••••• C•••••• A•••••••• L•••investment adviserbankpooled vehicle sponsornRAUM $535M
- J•••••• C•••••• I• G•• L•••bankpooled vehicle sponsorn
- J•••••• C•••••• I•• G•• L•••bankpooled vehicle sponsorn
- J•••••• C•••••• I• G•• L•••bankpooled vehicle sponsorn
- J•••••• H••• N••• P••••••• G•• L•••pooled vehicle sponsorn
- J•••••• N•••• P••• P••••••• G•• L•••pooled vehicle sponsorn
Advisers that list J•••••• C•••••• I••••••••• M••••••••• L••• as a related person
- 173612 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $355M to $371MMar 18, 2025 to Mar 16, 2026
- Discretionary RAUM · $355M to $371MMar 18, 2025 to Mar 16, 2026
- Pooled vehicle RAUM · $355M to $371MMar 18, 2025 to Mar 16, 2026
- RAUM · $355M to $371MMar 18, 2025 to Mar 16, 2026
- Advisory employees · 18 to 12Mar 27, 2024 to Mar 18, 2025
- Assets in custody · $334M to $355MMar 27, 2024 to Mar 18, 2025
- Employees · 19 to 13Mar 27, 2024 to Mar 18, 2025
- Financial planning clients · 0 to 0Mar 27, 2024 to Mar 18, 2025
- Discretionary RAUM · $334M to $355MMar 27, 2024 to Mar 18, 2025
- Pooled vehicle RAUM · $334M to $355MMar 27, 2024 to Mar 18, 2025
- RAUM · $334M to $355MMar 27, 2024 to Mar 18, 2025
- Accounts · 1 to 2Mar 29, 2023 to Mar 27, 2024
- Advisory employees · 13 to 18Mar 29, 2023 to Mar 27, 2024
- Pooled vehicle clients · 1 to 2Mar 29, 2023 to Mar 27, 2024
- Assets in custody · $140M to $334MMar 29, 2023 to Mar 27, 2024
- Employees · 14 to 19Mar 29, 2023 to Mar 27, 2024
- Private funds · 1 to 2Mar 29, 2023 to Mar 27, 2024
- Discretionary RAUM · $140M to $334MMar 29, 2023 to Mar 27, 2024
- Pooled vehicle RAUM · $140M to $334MMar 29, 2023 to Mar 27, 2024
- RAUM · $140M to $334MMar 29, 2023 to Mar 27, 2024
- Accounts · unset to 1.0Mar 28, 2022 to Mar 29, 2023
- Advisory employees · 11 to 13Mar 28, 2022 to Mar 29, 2023
- Pooled vehicle clients · 0 to 1Mar 28, 2022 to Mar 29, 2023
- Assets in custody · unset to 140000000.0Mar 28, 2022 to Mar 29, 2023
- Custody of client assets · false to trueMar 28, 2022 to Mar 29, 2023
- Employees · 12 to 14Mar 28, 2022 to Mar 29, 2023
- Private funds · unset to 1Mar 28, 2022 to Mar 29, 2023
- Discretionary RAUM · unset to 140000000.0Mar 28, 2022 to Mar 29, 2023
- Non-discretionary RAUM · unset to 0.0Mar 28, 2022 to Mar 29, 2023
- Pooled vehicle RAUM · unset to 140000000.0Mar 28, 2022 to Mar 29, 2023
- RAUM · unset to 140000000.0Mar 28, 2022 to Mar 29, 2023
- Advisory employees · 13 to 11Apr 13, 2021 to Mar 28, 2022
- Employees · 14 to 12Apr 13, 2021 to Mar 28, 2022
Signals
2 dated events
- J•••••• C•••••• I••••••••• M••••••••• L••• reported RAUM $333.9M, up 138% from $140.0M (2023-03-29 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- J•••••• C•••••• I••••••••• M••••••••• L••• filed its initial SEC registration (Form ADV)Mar 12, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- J•••••• C•••••• I••••••••• M••••••••• L••• · Independent Sponsorsshared crd · capital_provider
- J•••••• C•••••• I••••••••• M••••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Website
- j•••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 713-335-4700reportedpublic record, Form ADV, Mar 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $371Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026