DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Arrivals at Tyler-Stone Wealth Management, LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew Michael DarcyCetera Advisor Networks LLC BD affiliatedTyler-Stone Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAFeb 12, 2019Jan 24, 2019
Jonathan Robert SchonfeldNew England Securities Corporation otherTyler-Stone Wealth Management, LLC no RAUMOtherApr 20, 2010Jan 22, 2015 (1738 d)
Tina Marie HallierLPL Financial LLC otherTyler-Stone Wealth Management, LLC no RAUMOtherFeb 4, 2010Feb 24, 2015 (1846 d)
Stuart David AbramsOsaic Fa, Inc. otherTyler-Stone Wealth Management, LLC no RAUMOtherFeb 10, 2006Jan 22, 2015 (3268 d)
Gregory Joseph HarrisUBS Financial Services Inc. wirehouseTyler-Stone Wealth Management, LLC no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Nov 17, 2005Jan 22, 2015 (3353 d)
Eric James HeffkeOsaic Fa, Inc. otherTyler-Stone Wealth Management, LLC no RAUMOtherAug 4, 2005Jan 22, 2015 (3458 d)
Maria Teresa SikoraOsaic Fa, Inc. otherTyler-Stone Wealth Management, LLC no RAUMOtherMay 12, 2005Jan 22, 2015 (3542 d)
John Patrick CingelThe Tyler-Stone Group unclassifiedTyler-Stone Wealth Management, LLC no RAUMOtherDec 31, 2004Jan 22, 2015 (3674 d)
William Philip TylerThe Tyler-Stone Group unclassifiedTyler-Stone Wealth Management, LLC no RAUMOtherDec 31, 2004Jan 22, 2015 (3674 d)
Marc Hamilton StoneThe Tyler-Stone Group unclassifiedTyler-Stone Wealth Management, LLC no RAUMOtherDec 31, 2004Jan 22, 2015 (3674 d)
Daniel Hamilton BralliarOsaic Fa, Inc. otherTyler-Stone Wealth Management, LLC no RAUMOtherDec 17, 2004Jan 22, 2015 (3688 d)
Thomas Francis DowdWs Griffith Securities, Inc. unclassifiedTyler-Stone Wealth Management, LLC no RAUMOtherJun 16, 2004Jan 22, 2015 (3872 d)
Jean Marie StefanovThe Tyler-Stone Group unclassifiedTyler-Stone Wealth Management, LLC no RAUMOtherNov 25, 2003Jan 22, 2015 (4076 d)
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13 moves match.