DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Amherst Capital Management LLC
Latest filing Mar 31, 2026
First filing on the tape Dec 4, 2014 · 40 filings
SEC status approved since Jan 2, 2015
RAUM
$545M
reported, Item 5.F
Discretionary
88%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
10
9 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
1
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$545M as of Mar 31, 2026
Mar 30, 2015$350M then
HNW client RAUM$0 as of Mar 31, 2026
Mar 30, 2018$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 30, 20150 then
Employees (5.A)10 as of Mar 31, 2026
Mar 30, 20151 then
Private funds1 as of Mar 31, 2026
Mar 30, 20152 then
RAUM -30% over the last fiscal year-49% a year over threeIARs 0 to 0offices 2 to 3
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $182MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 88%derivedof RAUM
- Institutional
- 12%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived4 offices incl. principal (1.F.5)
- RAUM growth, one year
- -30%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.5M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$477M88%
- Charitable organizations$67.5M12%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 1reported
- Accounts
- 3reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.5M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.88 institutional_share=0.12 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Amherst Recap Cre Fund I LPno longer reported | Real Estate Fund | $300M | 1 | Feb 18, 2015 |
| Amherst Recap Leveraged Cre Fund I LPno longer reported | Real Estate Fund | $50.3M | 2 | Feb 18, 2015 |
Owners and control persons
Schedule A and B, latest filing
- Alan Sean Dobson · Chief Executive Officer And Chief Investment Officercontrolsince 02/2015 · owns less than 5%
- Jacob Jason Rottinger · Chief Compliance Officercontrolsince 06/2015 · owns less than 5%
- William Michael Conboy · Managercontrolsince 11/2020 · owns F of The Amherst Group LLC
- Francis Andrew Flahive · Managercontrolsince 11/2020 · owns F of The Amherst Group LLC
- Nelson Jacob Francis · Membercontrolsince 02/2022 · owns F of The Amherst Group LLC
- Shelling Deborah Reynolds · Managercontrolsince 11/2020 · owns F of The Amherst Group LLC
Entity owners
- Amherst Group Holdings, LLC · Memberdirect · owns 75% or more
- The Amherst Group LLC · Memberdirect · owns 75% or more
- Amherst Holdings LLC · Memberindirect · owns 50% to 75% of The Amherst Group LLC
- The Amherst Group LLC · Memberindirect · owns 75% or more of Amherst Group Holdings, LLC
Related persons
Schedule D 7.A
- Acm Cre Fund I Acquisition Gp, LLCpooled vehicle sponsorn
- Amherst Advisory & Management LLCinvestment adviserbanknRAUM $419M
- Amherst Residential, LLCpooled vehicle sponsorn
- Amherst Sfrp Vi Gp, LLCpooled vehicle sponsorn
- Atlv Gp, LLCpooled vehicle sponsorn
- Crest Fund Gp, LLCpooled vehicle sponsory
- Main Street Renewal, LLCinvestment companyn
- Rmbs Strategic Recovery I Gp, LLCpooled vehicle sponsorn
- Vaca Morada Gp, LLCbankpooled vehicle sponsorn
Advisers that list Amherst Capital Management LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- Austin, TX3 employees
- Mcclean, VA2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM down 25 %Change between filings · filing Mar 31, 2026RAUM (Item 5.F) moved from $782,560,552 to $544,672,797 (-30.0%) between the annual amendments of 2025-03-31 and 2026-03-31; the peer median change was +8.0% (673 comparable advisers, 6.0th percentile of changes)peers: asset managers, $500M to $1B (673) · 5.8% percentile
What changed
consecutive filings, newest first
- Accounts · 4 to 3Jan 30, 2026 to Mar 31, 2026
- Pooled vehicle clients · 3 to 2Jan 30, 2026 to Mar 31, 2026
- Assets in custody · $11.6M to $3.5MJan 30, 2026 to Mar 31, 2026
- Discretionary RAUM · $716M to $477MJan 30, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $67.0M to $67.5MJan 30, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $716M to $477MJan 30, 2026 to Mar 31, 2026
- RAUM · $783M to $545MJan 30, 2026 to Mar 31, 2026
- Related adviser · true to falseJan 30, 2026 to Mar 31, 2026
- Other offices · 2 to 3Mar 31, 2025 to Jan 30, 2026
- Financial planning clients · 0 to 0Mar 30, 2024 to Mar 31, 2025
- Private funds · unset to 1Mar 30, 2024 to Mar 31, 2025
- Discretionary RAUM · $4.5B to $716MMar 30, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $760M to $716MMar 30, 2024 to Mar 31, 2025
- RAUM · $4.6B to $783MMar 30, 2024 to Mar 31, 2025
- Accounts · 5 to 4Mar 30, 2024 to Mar 31, 2025
- Advisory employees · 14 to 9Mar 30, 2024 to Mar 31, 2025
- Advisory activities · 3 to 2Mar 30, 2024 to Mar 31, 2025
- BD registered reps · 2 to 0Mar 30, 2024 to Mar 31, 2025
- Corporate clients · unset to 0.0Mar 30, 2024 to Mar 31, 2025
- HNW clients · unset to 0.0Mar 30, 2024 to Mar 31, 2025
- Individual clients · unset to 0.0Mar 30, 2024 to Mar 31, 2025
- Pension plan clients · unset to 0.0Mar 30, 2024 to Mar 31, 2025
- Pooled vehicle clients · 2 to 3Mar 30, 2024 to Mar 31, 2025
- Assets in custody · $17.1M to $11.6MMar 30, 2024 to Mar 31, 2025
- Employees · 16 to 10Mar 30, 2024 to Mar 31, 2025
- Advisory employees · 18 to 14Jan 2, 2024 to Mar 30, 2024
- BD registered reps · 3 to 2Jan 2, 2024 to Mar 30, 2024
- Assets in custody · $28.1M to $17.1MJan 2, 2024 to Mar 30, 2024
- Employees · 21 to 16Jan 2, 2024 to Mar 30, 2024
- State-registered IARs · 1 to 0Jan 2, 2024 to Mar 30, 2024
- Other offices · 3 to 2Jan 2, 2024 to Mar 30, 2024
- Discretionary RAUM · $4.2B to $4.5BJan 2, 2024 to Mar 30, 2024
- Pooled vehicle RAUM · $958M to $760MJan 2, 2024 to Mar 30, 2024
- RAUM · $4.2B to $4.6BJan 2, 2024 to Mar 30, 2024
- Accounts · 4 to 5Jun 23, 2022 to Mar 31, 2023
- Advisory employees · 25 to 18Jun 23, 2022 to Mar 31, 2023
- BD registered reps · 5 to 3Jun 23, 2022 to Mar 31, 2023
- Charity clients · unset to 1.0Jun 23, 2022 to Mar 31, 2023
- Assets in custody · $24.5M to $28.1MJun 23, 2022 to Mar 31, 2023
- Employees · 29 to 21Jun 23, 2022 to Mar 31, 2023
Signals
25 dated events
- Amherst Capital Management Llc reported RAUM $544.7M, down 30% from $782.6M (2026-01-30 to 2026-03-31)Mar 31, 2026 · RAUM change · derived
- Amherst Capital Management Llc reported RAUM $782.6M, down 83% from $4.6B (2024-03-30 to 2025-03-31)Mar 31, 2025 · RAUM change · derived
- Louis Eric Rosenzweig (Manager) no longer on Schedule A of Amherst Capital Management Llc (listed 2024-01-02, absent 2024-03-30)Mar 30, 2024 · Control person left · inference
- Amherst Capital Management Llc reported RAUM $4.2B, up 29% from $3.3B (2022-06-23 to 2023-03-31)Mar 31, 2023 · RAUM change · derived
- David Nicolas Zerbib (Manager) no longer on Schedule A of Amherst Capital Management Llc (listed 2022-06-23, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Sutton Gillian Cho (Chief Operating Officer) no longer on Schedule A of Amherst Capital Management Llc (listed 2022-06-23, absent 2023-03-31)Mar 31, 2023 · Control person left · inference
- Nelson Jacob Francis (Member) appeared on Schedule A of Amherst Capital Management LlcMar 31, 2022 · Control person joined · fact
- William Clint Corn (Manager) no longer on Schedule A of Amherst Capital Management Llc (listed 2021-11-15, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- Amherst Capital Management Llc reported RAUM $3.1B, up 42% from $2.2B (2021-01-06 to 2021-03-31)Mar 31, 2021 · RAUM change · derived
- Gulizar Banu Roso (Chief Operating Officer) no longer on Schedule A of Amherst Capital Management Llc (listed 2021-01-06, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Sutton Gillian Cho (Chief Operating Officer) appeared on Schedule A of Amherst Capital Management LlcMar 31, 2021 · Control person joined · fact
- Marc Steven Gorman (Manager) no longer on Schedule A of Amherst Capital Management Llc (listed 2020-03-30, absent 2021-01-06)Jan 6, 2021 · Control person left · inference
- Loring Stephen Coale (Manager) no longer on Schedule A of Amherst Capital Management Llc (listed 2020-03-30, absent 2021-01-06)Jan 6, 2021 · Control person left · inference
- Francis Andrew Flahive (Manager) appeared on Schedule A of Amherst Capital Management LlcJan 6, 2021 · Control person joined · fact
- William Michael Conboy (Manager) appeared on Schedule A of Amherst Capital Management LlcJan 6, 2021 · Control person joined · fact
- William Clint Corn (Manager) appeared on Schedule A of Amherst Capital Management LlcJan 6, 2021 · Control person joined · fact
- Louis Eric Rosenzweig (Manager) appeared on Schedule A of Amherst Capital Management LlcJan 6, 2021 · Control person joined · fact
- Arthur Charles Davis (Managing Member) no longer on Schedule A of Amherst Capital Management Llc (listed 2020-01-17, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Dawson James Carey (Managing Member) no longer on Schedule A of Amherst Capital Management Llc (listed 2020-01-17, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Jay David Wermuth (Managing Member) no longer on Schedule A of Amherst Capital Management Llc (listed 2020-01-17, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- King Roger Taylor (Manager) no longer on Schedule A of Amherst Capital Management Llc (listed 2020-01-17, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Kurtis Kurimsky (Trustee) no longer on Schedule A of Amherst Capital Management Llc (listed 2019-01-30, absent 2019-03-29)Mar 29, 2019 · Control person left · inference
- Gulizar Banu Roso (Chief Operating Officer) appeared on Schedule A of Amherst Capital Management LlcJan 30, 2019 · Control person joined · fact
- Amherst Capital Management Llc reported RAUM $1.8B, up 91% from $919.7M (2018-04-02 to 2018-07-30)Jul 30, 2018 · RAUM change · derived
- Bnym Real Estate Capital Partners Llc filed its initial SEC registration (Form ADV)Dec 4, 2014 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/amherstreportedpublic record, Form ADV, Sep 17, 2026
- Website
- amherst.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 212-593-6020reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026
Across the graphs
Amherst Capital Management LLC is the same institution as 1 record in Real Estate Funds.
Real Estate Funds1
Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.
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