DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Standish

Former SEC-registered adviserBoston, MassachusettsCRD 113972SEC 801-60527IAPD
Legal name Standish Mellon Asset Management Company LLC
Latest filing Nov 15, 2017
First filing on the tape Dec 21, 2011 · 18 filings
RAUM
$130B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
3.3%
$4.3B individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
158
110 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
18 filings and snapshots on the tape
RAUM$130B as of Mar 31, 2017
Mar 30, 2012$66B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2017
Apr 1, 20130 then
Employees (5.A)158 as of Mar 31, 2017
Apr 1, 2013161 then
Private funds: no history
RAUM -6.2% over the last fiscal year-3.2% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Nov 15, 2017; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$88.1MderivedHNW RAUM over HNW clients
Average account
$74.8MderivedRAUM over accounts (5.F.2.f)
Discretionary
97%derivedof RAUM
Institutional
70%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
-6.2%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, publications, otherreportedItem 5.G
Wrap fee program
participatesreportedItem 5.I
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pension and profit-sharing plans$44B36%
  • Insurance companies$20B16%
  • State and municipal entities$16B13%
  • Corporations and businesses$12B9.6%
  • Banks and thrifts$8.7B7.0%
  • Charitable organizations$6.0B4.8%
  • Sovereign wealth funds$5.0B4.0%
  • High-net-worth individuals$4.3B3.5%
  • Investment companies$3.0B2.4%
  • Pooled investment vehicles$2.8B2.3%
  • Other investment advisers$2.2B1.8%
Individual clients
0reported
HNW clients
49reported
Pension plan clients
119reported
Charitable clients
38reported
Accounts
1,742reported
Financial planning clients
0reported
Wrap fee programs
$0 sponsored, $279M managedreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Julia Braithwaite · Chief Compliance Officer, Secretarycontrol
        since 03/2010 · owns less than 5%
      • Allan Gregory Brisk · Board Member, Trustee Of Sole Ownercontrol
        since 07/2016 · owns less than 5%
      • Antonio David Daglio · Board Membercontrol
        since 10/2017 · owns less than 5%
      • Patrick Joseph Gennaco · Board Member, Trustee Of Sole Ownercontrol
        since 07/2016 · owns less than 5%
      • Anthony Michael Germano · Board Membercontrol
        since 10/2017 · owns less than 5%
      • Brett Adam Joffe · Board Membercontrol
        since 10/2017 · owns less than 5%
      • Elizabeth Amy Koch · Chief Administrative Officercontrol
        since 03/2017 · owns less than 5%
      • Homer Edward Ladd · Chairman Emeritus Of Standish, Board Membercontrol
        since 07/2001 · owns less than 5%
      • C David Leduc · Chief Executive Officer, Chief Investment Officer, Board Membercontrol
        since 08/2015 · owns less than 5%
      • William Jamie Lewin · Board Membercontrol
        since 10/2017 · owns less than 5%
      • Tung Linda Lillard · Board Membercontrol
        since 10/2017 · owns less than 5%
      • Thomas Loeb · Board Membercontrol
        since 10/2017 · owns less than 5%
      • Desmond James Mac Intyre · Board Membercontrol
        since 10/2017 · owns less than 5%
      • John Matthew Oomen · Board Membercontrol
        since 10/2017 · owns less than 5%
      • Brian Alexander Over · Board Membercontrol
        since 10/2017 · owns less than 5%
      • Franco Gabriela Parcella · Board Membercontrol
        since 10/2017 · owns less than 5%
      • Jianfeng Jeff Zhang · Board Membercontrol
        since 10/2017 · owns less than 5%
      Entity owners
      • Mam (Ma) Holdings LLC · Sole Owner
        direct · owns 75% or more
      • Mbc Investments Corporation · Indirect Owner
        indirect · owns 75% or more of Mam (Ma) Holdings LLC
      • The Bank Of New York Mellon Corporation(Successor To Merger Of Mellon Financial Corporation & The Bank Of New York Company, Inc) · Sole Owner
        indirect · owns 75% or more of Mbc Investments Corporation · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Standish as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Pittsburgh, PA11 employees
      • San Francisco, CA7 employees
      What changed
      consecutive filings, newest first
      • Charity clients · unset to 38.0
        Jul 6, 2017 to Nov 15, 2017
      • Corporate clients · unset to 66.0
        Jul 6, 2017 to Nov 15, 2017
      • HNW clients · unset to 49.0
        Jul 6, 2017 to Nov 15, 2017
      • Individual clients · unset to 0.0
        Jul 6, 2017 to Nov 15, 2017
      • Pension plan clients · unset to 119.0
        Jul 6, 2017 to Nov 15, 2017
      • Pooled vehicle clients · unset to 9.0
        Jul 6, 2017 to Nov 15, 2017
      • Other offices · unset to 2.0
        Jul 6, 2017 to Nov 15, 2017
      • HNW RAUM · unset to 4316000000.0
        Jul 6, 2017 to Nov 15, 2017
      • Individual RAUM · unset to 0.0
        Jul 6, 2017 to Nov 15, 2017
      • Pension RAUM · unset to 44163000000.0
        Jul 6, 2017 to Nov 15, 2017
      • Pooled vehicle RAUM · unset to 2839000000.0
        Jul 6, 2017 to Nov 15, 2017
      • Wrap assets (manager) · unset to 278985030.0
        Jul 6, 2017 to Nov 15, 2017
      • Wrap assets (sponsor) · unset to 0.0
        Jul 6, 2017 to Nov 15, 2017
      • Accounts · 1,627 to 1,742
        Jan 19, 2017 to Mar 31, 2017
      • Advisory employees · 93 to 110
        Jan 19, 2017 to Mar 31, 2017
      • Discretionary RAUM · $139B to $126B
        Jan 19, 2017 to Mar 31, 2017
      • Non-discretionary RAUM · $209M to $3.9B
        Jan 19, 2017 to Mar 31, 2017
      • RAUM · $139B to $130B
        Jan 19, 2017 to Mar 31, 2017
      • Accounts · 1,545 to 1,627
        Nov 25, 2015 to Mar 30, 2016
      • Advisory employees · 129 to 93
        Nov 25, 2015 to Mar 30, 2016
      • BD registered reps · 15 to 12
        Nov 25, 2015 to Mar 30, 2016
      • Employees · 146 to 158
        Nov 25, 2015 to Mar 30, 2016
      • Discretionary RAUM · $146B to $139B
        Nov 25, 2015 to Mar 30, 2016
      • Non-discretionary RAUM · $554M to $209M
        Nov 25, 2015 to Mar 30, 2016
      • RAUM · $147B to $139B
        Nov 25, 2015 to Mar 30, 2016
      • Accounts · 1,490 to 1,545
        Apr 4, 2014 to Mar 31, 2015
      • Advisory employees · 137 to 129
        Apr 4, 2014 to Mar 31, 2015
      • BD registered reps · 17 to 15
        Apr 4, 2014 to Mar 31, 2015
      • Employees · 175 to 146
        Apr 4, 2014 to Mar 31, 2015
      • Discretionary RAUM · $143B to $146B
        Apr 4, 2014 to Mar 31, 2015
      • Non-discretionary RAUM · $313M to $554M
        Apr 4, 2014 to Mar 31, 2015
      • RAUM · $144B to $147B
        Apr 4, 2014 to Mar 31, 2015
      • Accounts · 1,368 to 1,490
        Apr 1, 2013 to Mar 28, 2014
      • Advisory employees · 93 to 137
        Apr 1, 2013 to Mar 28, 2014
      • Employees · 161 to 175
        Apr 1, 2013 to Mar 28, 2014
      • Discretionary RAUM · $147B to $143B
        Apr 1, 2013 to Mar 28, 2014
      • Non-discretionary RAUM · $2.1B to $313M
        Apr 1, 2013 to Mar 28, 2014
      • RAUM · $149B to $144B
        Apr 1, 2013 to Mar 28, 2014
      • Accounts · 1,062 to 1,368
        Jan 31, 2013 to Apr 1, 2013
      • Advisory employees · 94 to 93
        Jan 31, 2013 to Apr 1, 2013
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026