DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Tiber Capital Management, LLC

Former SEC-registered adviserNew York, New YorkCRD 281053SEC 801-106510IAPD
Latest filing Mar 29, 2016
First filing on the tape Jul 31, 2015 · 6 filings
RAUM
n/a
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
0
0 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 29, 2016
Jul 31, 20150 then
Employees (5.A)0 as of Mar 29, 2016
Jul 31, 20150 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 29, 2016; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
selection of other advisersreportedItem 5.G
Ownership
a bank, bancorp or trust company is a 50 percent or greater ownerderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
n/areported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Annamaria Banaszek · Chief Operating Officercontrol
        since 12/2015 · owns less than 5%
      • Patrick Charles Dolan · Managercontrol
        since 07/2015 · owns less than 5%
      • Jason Michael Gordon · President & Ceocontrol
        since 07/2015 · owns less than 5%
      • Sumit Handa · Chief Investment Officercontrol
        since 07/2015 · owns less than 5%
      • Nunzio Masone · Head Of Asset Allocationcontrol
        since 07/2015 · owns less than 5%
      • Edward Charles Nachman · Chief Financial Officercontrol
        since 07/2015 · owns less than 5%
      • John David Ridgway · Managercontrol
        since 07/2015 · owns less than 5%
      • P John Shea · Managercontrol
        since 07/2015 · owns less than 5%
      • John Squillace · Chief Compliance Officercontrol
        since 11/2015 · owns less than 5%
      • Johnson Erik Thoren · Head Of Asset / Liability Managementcontrol
        since 12/2015 · owns less than 5%
      Entity owners
      • Mbc Investments Corporation · Sole Member
        direct · owns 75% or more
      • The Bank Of New York Mellon Corporation · Owner
        indirect · owns 75% or more of Mbc Investments Corporation · public reporting company
      Related persons
      Schedule D 7.A
      Advisers that list Tiber Capital Management, LLC as a related person
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • Tiber Capital Management, Llc filed its initial SEC registration (Form ADV)
        Jul 31, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026