DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
V•••••• A•••• M••••••••• L••
Latest filing Mar 26, 2026
First filing on the tape Apr 2, 2015 · 23 filings
SEC status approved since Apr 17, 2015
RAUM
$19B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
42
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$19B as of Mar 26, 2026
Mar 7, 2016$16B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 26, 2026
Mar 7, 20160 then
Employees (5.A)42 as of Mar 26, 2026
Mar 7, 201635 then
Private funds1 as of Mar 28, 2018
Mar 7, 20161 then
RAUM -14% over the last fiscal year-6.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 26, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $478MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 71%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -14%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pension and profit-sharing plans$11B57%
- Pooled investment vehicles$5.3B27%
- State and municipal entities$1.9B9.8%
- Charitable organizations$529M2.8%
- Insurance companies$302M1.6%
- Investment companies$275M1.4%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- 23reported
- Charitable clients
- 3reported
- Accounts
- 40reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.29 institutional_share=0.71 related_bd=true related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• A•••••• P••• · Managing Partnercontrolsince 01/2019 · owns less than 5%
- H••••••• A•••••• N••••••• · Partnercontrolsince 10/2014 · owns 5% to 10%
- L••••• N•••••• L••••• · Chief Operating Officer & Partnercontrolsince 11/2021 · owns less than 5%
- M•••••••• A•••••• N•••••• · Chief Compliance Officercontrolsince 10/2014 · owns less than 5%
- S••• X••••• · Partnercontrolsince 10/2014 · owns 5% to 10%
Entity owners
- V•• B•••• L•••••• · Corporate Partnerdirect · owns 50% to 75%
- A••••••••• M••••••• G•••• I•• · Ultimate Parent Companyindirect · owns 75% or more of A•• N•• Y••• H••••••• C••••••••• · public reporting company
- A•• N•• Y••• H••••••• C••••••••• · Holding Companyindirect · owns 75% or more of A•• U• H••••••• L••
- A•• U• H••••••• L•• · Holding Companyindirect · owns 75% or more of V•• B•••• L••••••
Related persons
Schedule D 7.A
- A•• D••••••••• I•••broker-dealern
- A•• F•••• L••investment adviserbanknRAUM $18B
- V•••••• A•••• M••••••••• ••••• L••••••investment advisery
Advisers that list V•••••• A•••• M••••••••• L•• as a related person
- 153456 n
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 44 to 40Mar 27, 2025 to Mar 26, 2026
- Advisory employees · 17 to 16Mar 27, 2025 to Mar 26, 2026
- Pension plan clients · 26 to 23Mar 27, 2025 to Mar 26, 2026
- Employees · 45 to 42Mar 27, 2025 to Mar 26, 2026
- Discretionary RAUM · $22B to $19BMar 27, 2025 to Mar 26, 2026
- Pension RAUM · $13B to $11BMar 27, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $6.0B to $5.3BMar 27, 2025 to Mar 26, 2026
- RAUM · $22B to $19BMar 27, 2025 to Mar 26, 2026
- Accounts · 48 to 44Mar 22, 2024 to Mar 27, 2025
- Pension plan clients · 29 to 26Mar 22, 2024 to Mar 27, 2025
- Financial planning clients · unset to Mar 22, 2024 to Mar 27, 2025
- HQ state · unset to Mar 22, 2024 to Mar 27, 2025
- Discretionary RAUM · $24B to $22BMar 22, 2024 to Mar 27, 2025
- Pension RAUM · $14B to $13BMar 22, 2024 to Mar 27, 2025
- Pooled vehicle RAUM · $7.2B to $6.0BMar 22, 2024 to Mar 27, 2025
- RAUM · $24B to $22BMar 22, 2024 to Mar 27, 2025
- Accounts · 50 to 48Mar 10, 2023 to Mar 22, 2024
- Advisory employees · 16 to 17Mar 10, 2023 to Mar 22, 2024
- Pension plan clients · 31 to 29Mar 10, 2023 to Mar 22, 2024
- Pooled vehicle clients · 8 to 7Mar 10, 2023 to Mar 22, 2024
- Employees · 47 to 45Mar 10, 2023 to Mar 22, 2024
- Discretionary RAUM · $23B to $24BMar 10, 2023 to Mar 22, 2024
- Pension RAUM · $12B to $14BMar 10, 2023 to Mar 22, 2024
- Pooled vehicle RAUM · $8.5B to $7.2BMar 10, 2023 to Mar 22, 2024
- RAUM · $23B to $24BMar 10, 2023 to Mar 22, 2024
- Accounts · 53 to 50Mar 17, 2022 to Mar 10, 2023
- Advisory employees · 13 to 16Mar 17, 2022 to Mar 10, 2023
- Charity clients · 4 to 3Mar 17, 2022 to Mar 10, 2023
- Pension plan clients · 32 to 31Mar 17, 2022 to Mar 10, 2023
- Employees · 43 to 47Mar 17, 2022 to Mar 10, 2023
- Discretionary RAUM · $35B to $23BMar 17, 2022 to Mar 10, 2023
- Pension RAUM · $16B to $12BMar 17, 2022 to Mar 10, 2023
- Pooled vehicle RAUM · $14B to $8.5BMar 17, 2022 to Mar 10, 2023
- RAUM · $35B to $23BMar 17, 2022 to Mar 10, 2023
- Accounts · 54 to 53Nov 10, 2021 to Mar 17, 2022
- Advisory employees · 14 to 13Nov 10, 2021 to Mar 17, 2022
- Charity clients · 5 to 4Nov 10, 2021 to Mar 17, 2022
- Pension plan clients · 33 to 32Nov 10, 2021 to Mar 17, 2022
- Employees · 44 to 43Nov 10, 2021 to Mar 17, 2022
- Discretionary RAUM · $33B to $35BNov 10, 2021 to Mar 17, 2022
Signals
8 dated events
- V•••••• A•••• M••••••••• L•• reported RAUM $23.5B, down 32% from $34.5B (2022-03-17 to 2023-03-10)Mar 10, 2023 · RAUM change · derived
- John Richard Grant (Partner) no longer on Schedule A of V•••••• A•••• M••••••••• L•• (listed 2021-07-27, absent 2021-11-10)Nov 10, 2021 · Control person left · inference
- Buchan Charles Richardson (Partner) no longer on Schedule A of V•••••• A•••• M••••••••• L•• (listed 2021-07-27, absent 2021-11-10)Nov 10, 2021 · Control person left · inference
- L••••• N••••• S•••• (Chief Operating Officer & Partner) appeared on Schedule A of V•••••• A•••• M••••••••• L••Nov 10, 2021 · Control person joined · fact
- V•••••• A•••• M••••••••• L•• reported RAUM $33.1B, up 41% from $23.5B (2020-11-26 to 2021-03-17)Mar 17, 2021 · RAUM change · derived
- Frederick Ian Barnes (Partner) no longer on Schedule A of V•••••• A•••• M••••••••• L•• (listed 2019-03-28, absent 2020-03-30)Mar 30, 2020 · Control person left · inference
- Paul Antony Burgess (Managing Partner) appeared on Schedule A of V•••••• A•••• M••••••••• L••Mar 28, 2019 · Control person joined · fact
- N•• V•••••• A•••• M••••••••• L•• filed its initial SEC registration (Form ADV)Apr 2, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- w••.v•••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- +44 203 758 9900reportedpublic record, Form ADV, Mar 26, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026