DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

C•••••• W••••• A•••••••• L••

Independent wealth managerJohns Island, South CarolinaCRD 174574SEC 801-135530websiteIAPD
Latest filing Aug 12, 2026
First filing on the tape Feb 9, 2026 · 3 filings
SEC status approved since Mar 12, 2026
RAUM
$107M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
88%
$93.9M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$53.3M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$107M as of Aug 12, 2026
Feb 9, 2026$107M then
HNW client RAUM$69.5M as of Aug 12, 2026
Feb 9, 2026$69.5M then
State-registered IARs (5.B.3)2 as of Aug 12, 2026
Feb 9, 20262 then
Employees (5.A)2 as of Aug 12, 2026
Feb 9, 20262 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 12, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$53.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
55derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.7MderivedHNW RAUM over HNW clients
Average account
$389,125derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
3.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$53.0M, 51 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$69.5M65%
  • Individuals$24.5M23%
  • Corporations and businesses$9.1M8.6%
  • Charitable organizations$3.5M3.3%
Individual clients
84reported
HNW clients
26reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
274reported
Financial planning clients
1-10reported
Wrap fee programs
noreported
Custody of client assets
$53.0M for 51 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.88 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••••• M•••••• F••••••Certified Financial PlannerNashville, Tn Feb 11, 201519 y5
S•••• P•••••• B••••••Certified Financial PlannerJohns Island, ScJul 1, 202110 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • F••••••• J•••••• M•••••• · President, Chief Compliance Officercontrol
    since 11/2009 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Johns Island, Sc · principal200
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Other offices · 0 to 1
    Feb 9, 2026 to Apr 23, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
570-460-3443reportedpublished by the firm, firm site, Sep 16, 2026
Business phone
843-870-9568reportedpublished by the firm, firm site, Sep 16, 2026
Website
C••••••WEALTHADVISORS.COMreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
843-870-9568reportedpublic record, Form ADV, Aug 12, 2026
Contact form
coastalwealthadvisors.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Team page
coastalwealthadvisors.com/team/justinreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$53.3Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026