DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Del Mar Wealth Management Inc
Latest filing Mar 27, 2026
First filing on the tape Nov 17, 2020 · 10 filings
SEC status approved since Dec 17, 2020
RAUM
$170M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$168M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$84.9M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$170M as of Mar 27, 2026
Mar 17, 2021$118M then
HNW client RAUM$164M as of Mar 27, 2026
Mar 17, 2021$103M then
State-registered IARs (5.B.3)2 as of Mar 27, 2026
Mar 17, 20212 then
Employees (5.A)3 as of Mar 27, 2026
Mar 17, 20212 then
Private funds: no history
RAUM +15% over the last fiscal year+16% a year over threeIARs 1 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $84.9MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 36derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $645,850derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.7%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$164M96%
- Individuals$4.9M2.9%
- Charitable organizations$1.4M0.8%
- Individual clients
- 14reported
- HNW clients
- 58reported
- Pension plan clients
- n/areported
- Charitable clients
- 1reported
- Accounts
- 263reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Allen Jackson | Del Mar, Ca | Apr 27, 2015 | 34 y | 5 |
| Sapphira Santibanez | Del Mar, Ca | Dec 2, 2025 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Darien Lee Horton to Creative PlanningMar 3, 2020 · RIA to RIA
Joined, latest
- David Allen Jackson from Concert Wealth ManagementApr 27, 2015 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Allen David Jackson · President/Chief Compliance Officercontrolsince 11/2013 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Del Mar, Ca · principal | 2 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 273 to 263Feb 28, 2025 to Mar 27, 2026
- Advisory employees · 1 to 2Feb 28, 2025 to Mar 27, 2026
- HNW clients · 59 to 58Feb 28, 2025 to Mar 27, 2026
- Individual clients · 15 to 14Feb 28, 2025 to Mar 27, 2026
- Employees · 2 to 3Feb 28, 2025 to Mar 27, 2026
- State-registered IARs · 1 to 2Feb 28, 2025 to Mar 27, 2026
- Discretionary RAUM · $148M to $170MFeb 28, 2025 to Mar 27, 2026
- HNW RAUM · $143M to $164MFeb 28, 2025 to Mar 27, 2026
- Individual RAUM · $3.4M to $4.9MFeb 28, 2025 to Mar 27, 2026
- RAUM · $148M to $170MFeb 28, 2025 to Mar 27, 2026
- Accounts · 309 to 273Feb 11, 2024 to Feb 28, 2025
- HNW clients · 47 to 59Feb 11, 2024 to Feb 28, 2025
- Individual clients · 31 to 15Feb 11, 2024 to Feb 28, 2025
- Financial planning clients · 51-100 to 51-100Feb 11, 2024 to Feb 28, 2025
- Discretionary RAUM · $130M to $148MFeb 11, 2024 to Feb 28, 2025
- HNW RAUM · $113M to $143MFeb 11, 2024 to Feb 28, 2025
- Individual RAUM · $15.1M to $3.4MFeb 11, 2024 to Feb 28, 2025
- RAUM · $130M to $148MFeb 11, 2024 to Feb 28, 2025
- Accounts · 266 to 309Jan 27, 2023 to Feb 11, 2024
- HNW clients · 66 to 47Jan 27, 2023 to Feb 11, 2024
- Individual clients · 9 to 31Jan 27, 2023 to Feb 11, 2024
- Discretionary RAUM · $108M to $130MJan 27, 2023 to Feb 11, 2024
- HNW RAUM · $105M to $113MJan 27, 2023 to Feb 11, 2024
- Individual RAUM · $2.1M to $15.1MJan 27, 2023 to Feb 11, 2024
- RAUM · $108M to $130MJan 27, 2023 to Feb 11, 2024
- Accounts · 301 to 266Aug 5, 2022 to Jan 27, 2023
- HNW clients · 51 to 66Aug 5, 2022 to Jan 27, 2023
- Individual clients · 29 to 9Aug 5, 2022 to Jan 27, 2023
- Discretionary RAUM · $131M to $108MAug 5, 2022 to Jan 27, 2023
- HNW RAUM · $123M to $105MAug 5, 2022 to Jan 27, 2023
- Individual RAUM · $6.6M to $2.1MAug 5, 2022 to Jan 27, 2023
- RAUM · $131M to $108MAug 5, 2022 to Jan 27, 2023
- Accounts · 291 to 301Mar 26, 2021 to Feb 15, 2022
- Advisory activities · 5 to 4Mar 26, 2021 to Feb 15, 2022
- HNW clients · 65 to 51Mar 26, 2021 to Feb 15, 2022
- Individual clients · 38 to 29Mar 26, 2021 to Feb 15, 2022
- Financial planning clients · 101-250 to 51-100Mar 26, 2021 to Feb 15, 2022
- State-registered IARs · 2 to 1Mar 26, 2021 to Feb 15, 2022
- Discretionary RAUM · $118M to $131MMar 26, 2021 to Feb 15, 2022
- HNW RAUM · $103M to $123MMar 26, 2021 to Feb 15, 2022
Signals
1 dated events
- Del Mar Wealth Management Inc filed its initial SEC registration (Form ADV)Nov 17, 2020 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 848-480-3838reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 858-480-3818reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 858-480-3838reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- DELMARWM.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 858-480-3818reportedpublic record, Form ADV, Mar 27, 2026
- Team page
- delmarwealthmanagement.com/teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $84.9Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026