DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Beacon Financial Planning, Inc
Latest filing Aug 14, 2026
First filing on the tape Jul 11, 2018 · 23 filings
SEC status approved since Aug 10, 2018
RAUM
$397M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$396M individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$66.2M
derived; firm RAUM over IAPD count
Employees
9
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$397M as of Aug 14, 2026
Jan 24, 2019$137M then
HNW client RAUM$307M as of Aug 14, 2026
Jan 24, 2019$66.7M then
State-registered IARs (5.B.3)6 as of Aug 14, 2026
Jan 24, 20193 then
Employees (5.A)9 as of Aug 14, 2026
Jan 24, 20193 then
Private funds: no history
RAUM +2.3% over the last fiscal year+18% a year over threeIARs 6 to 6offices 1 to 0
Practice profile
derived from the filing of Aug 14, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $66.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 53derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $416,259derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 6.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +2.3%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.5%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
- Custody
- $178M, 199 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$307M77%
- Individuals$89.0M22%
- Charitable organizations$778,0200.2%
- Individual clients
- 185reported
- HNW clients
- 131reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 954reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $178M for 199 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kelli Marie GrewCertified Financial Planner | Hyannis, Ma | Apr 9, 2019 | 14 y | 1 |
| Kathleen Erin Kane | Hyannis, Ma | Jun 12, 2019 | 12 y | 0 |
| Marco Farina | Hyannis, Ma | Sep 16, 2024 | 10 y | 1 |
| Joshua Wayne Coffey | Hyannis, Ma | Sep 23, 2025 | 12 y | 0 |
| Caden Scott BuckleyCertified Financial Planner | Hyannis, Ma | Oct 22, 2025 | 11 y | 0 |
| Katherine Dimascolo | Hyannis, Ma | Jul 27, 2026 | 15 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Lauren Gadkowski Lindsay to Sanctuary Advisors, LLCJul 10, 2025 · RIA to affiliated broker-dealer or bank
- Alina Osokhovska to Crestwood AdvisorsMar 13, 2023 · RIA to RIA
- Robin Jeanne Urciouli to Bickling Financial Services, Inc.Feb 19, 2016 · RIA to RIA
Joined, latest
- Katherine Dimascolo from Osaic Institutions, Inc.Jul 27, 2026 · Affiliated broker-dealer or bank to independent RIA
- Marco Farina from Westview Investment AdvisorsSep 16, 2024 · RIA to RIA
- Lauren Gadkowski Lindsay from Westwood Wealth ManagementDec 18, 2020 · RIA to RIA
- Kelli Marie Grew from Aaf Wealth Management, LLCApr 9, 2019 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Green Michaela Herlihy · President, Chief Compliance Officercontrolsince 02/2015 · owns 75% or more
- Marie Kelli Grew · Partnersince 04/2023 · owns 5% to 10%
- Erin Kathleen Kane · Partnersince 04/2023 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Beacon Financial Planning, Inc as a related person
- 128757 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Hyannis, Ma · principal | 6 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
What changed
consecutive filings, newest first
- Accounts · 912 to 954Oct 31, 2025 to Mar 11, 2026
- HNW clients · 125 to 131Oct 31, 2025 to Mar 11, 2026
- Individual clients · 199 to 185Oct 31, 2025 to Mar 11, 2026
- Assets in custody · $10.6M to $178MOct 31, 2025 to Mar 11, 2026
- Employees · 8 to 9Oct 31, 2025 to Mar 11, 2026
- Other offices · 1 to 0Oct 31, 2025 to Mar 11, 2026
- Discretionary RAUM · $388M to $397MOct 31, 2025 to Mar 11, 2026
- HNW RAUM · $307M to $307MOct 31, 2025 to Mar 11, 2026
- Individual RAUM · $80.8M to $89.0MOct 31, 2025 to Mar 11, 2026
- RAUM · $388M to $397MOct 31, 2025 to Mar 11, 2026
- Advisory activities · 3 to 4Apr 8, 2025 to Oct 31, 2025
- Financial planning clients · 251-500 to 251-500Mar 3, 2025 to Apr 8, 2025
- Advisory employees · 5 to 6Sep 5, 2024 to Mar 3, 2025
- HNW clients · 110 to 125Sep 5, 2024 to Mar 3, 2025
- Individual clients · 218 to 199Sep 5, 2024 to Mar 3, 2025
- Assets in custody · unset to 10601766.0Sep 5, 2024 to Mar 3, 2025
- Custody of client assets · false to trueSep 5, 2024 to Mar 3, 2025
- Employees · 7 to 8Sep 5, 2024 to Mar 3, 2025
- State-registered IARs · 5 to 6Sep 5, 2024 to Mar 3, 2025
- Discretionary RAUM · $312M to $388MSep 5, 2024 to Mar 3, 2025
- HNW RAUM · $236M to $307MSep 5, 2024 to Mar 3, 2025
- Individual RAUM · $74.8M to $80.8MSep 5, 2024 to Mar 3, 2025
- RAUM · $312M to $388MSep 5, 2024 to Mar 3, 2025
- Accounts · 842 to 912Oct 11, 2023 to Mar 1, 2024
- Advisory employees · 6 to 5Oct 11, 2023 to Mar 1, 2024
- HNW clients · 88 to 110Oct 11, 2023 to Mar 1, 2024
- Individual clients · 331 to 218Oct 11, 2023 to Mar 1, 2024
- Employees · 8 to 7Oct 11, 2023 to Mar 1, 2024
- State-registered IARs · 6 to 5Oct 11, 2023 to Mar 1, 2024
- Discretionary RAUM · $244M to $312MOct 11, 2023 to Mar 1, 2024
- HNW RAUM · $168M to $236MOct 11, 2023 to Mar 1, 2024
- Individual RAUM · $75.0M to $74.8MOct 11, 2023 to Mar 1, 2024
- RAUM · $244M to $312MOct 11, 2023 to Mar 1, 2024
- Accounts · 770 to 842Sep 14, 2022 to Feb 13, 2023
- Advisory employees · 4 to 6Sep 14, 2022 to Feb 13, 2023
- HNW clients · 82 to 88Sep 14, 2022 to Feb 13, 2023
- Individual clients · 233 to 331Sep 14, 2022 to Feb 13, 2023
- Employees · 7 to 8Sep 14, 2022 to Feb 13, 2023
- State-registered IARs · 5 to 6Sep 14, 2022 to Feb 13, 2023
- Discretionary RAUM · $261M to $244MSep 14, 2022 to Feb 13, 2023
Signals
3 dated events
- Lauren Gadkowski Lindsay left Beacon Financial Planning, Inc for Sanctuary Advisors, Llc (registered 2025-04-21)Jul 10, 2025 · Advisor changed firm · fact
- Alina Osokhovska left Beacon Financial Planning, Inc for Crestwood Advisors (registered 2023-03-27)Mar 13, 2023 · Advisor changed firm · fact
- Beacon Financial Planning Of Cape Cod filed its initial SEC registration (Form ADV)Jul 11, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 508-790-7039reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/beacon-financial-planningreportedpublic record, Form ADV, Sep 17, 2026
- Website
- beaconfinancialplanning.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 508-790-7039reportedpublic record, Form ADV, Aug 14, 2026
- Contact form
- beaconfinancialplanning.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- beaconfinancialplanning.com/team-memberreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $66.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026