DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Westview Investment Advisors

Independent wealth managerBurlington, VermontCRD 305655SEC 801-117557website IAPD

Legal name Westview Management LLC

Latest filing Feb 18, 2026

First filing on the tape Sep 27, 2019 · 15 filings

SEC status approved since Oct 25, 2019

RAUM

$229M

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

91%

$208M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$57.2M

derived; firm RAUM over IAPD count

Employees

4 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

15 filings and snapshots on the tape

RAUM$229M as of Feb 18, 2026

Feb 18, 2020$131M then

HNW client RAUM$176M as of Feb 18, 2026

Feb 18, 2020$100M then

State-registered IARs (5.B.3)4 as of Feb 18, 2026

Feb 18, 20204 then

Employees (5.A)5 as of Feb 18, 2026

Feb 18, 20204 then

Private funds: no history

RAUM +16% over the last fiscal year+13% a year over threeIARs 3 to 4

Practice profile

derived from the filing of Feb 18, 2026; every figure names its basis

Archetypes, each a printed rule

HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control

RAUM per advisor: $57.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 41derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $2.7MderivedHNW RAUM over HNW clients
Average account: $480,347derivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 9.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.3derivedItem 5.A over advisors
Advisors per office: 4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year: +16%derivedbetween the last two annual amendments
Advisor growth, one year: +33%derivedItem 5.B.3 between annual amendments
Client growth, one year: +8.6%derived
Compensation: percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consultingreportedItem 5.G
Custody: $12.9M, 8 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)

Where the RAUM sits

Form ADV Item 5.D, latest filing

High-net-worth individuals$176M77%
Individuals$32.0M14%
State and municipal entities$17.5M7.7%
Charitable organizations$3.3M1.5%

Individual clients: 99reported
HNW clients: 66reported
Pension plan clients: n/areported
Charitable clients: n/areported
Accounts: 476reported
Financial planning clients: 51-100reported
Wrap fee programs: noreported
Custody of client assets: $12.9M for 8 clientsreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.91 fund_share=0.0 institutional_share=0.09 related_bd=false related_bank=false bd_reps=0.0derived

Advisors registered through the firm

4 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Benjamin Edward NostrandCertified Financial Planner	Burlington, Vt	Feb 21, 2020	18 y	2
Louise Dorothy Gibbs	Burlington, Vt	Feb 24, 2020	11 y	1
Eric Anthony HallmanCertified Financial Planner	Burlington, Vt	Jan 17, 2024	10 y	4
Joshua Lawrence GrahamChartered Financial Analyst	Burlington, Vt	May 14, 2025	10 y	0

Advisor movement

0 left, 0 joined in 12 months

net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount2 left over 36 months

Left, latest

Marco Farina to Beacon Financial Planning, Inc
Nov 19, 2024 · RIA to RIA
Erik Giard-Chase to Blue Slate Investment Management
Nov 19, 2024 · RIA to a state-registered adviser
Lindsay Ann Antonowicz to Fidelity Personal And Workplace Advisors
Sep 23, 2022 · RIA to affiliated broker-dealer or bank

Joined, latest

Eric Anthony Hallman from Svb Wealth
Jan 17, 2024 · Affiliated broker-dealer or bank to independent RIA

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

3 joined from Westview Investment Advisors, LLC
Mar 12, 2020 · Burlington, Vt · Firm absorbed

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Edward Benjamin Nostrand · Managing Member / Chief Compliance Officercontrol
since 09/2019 · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Advisers that list Westview Investment Advisors as a related person

116001 n

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Burlington, Vt · principal	4	0	0

Offices

Schedule D 1.F, the 25 largest

No branch office listed.

ADV anomalies

1 against comparable advisers; where to look, not conclusions

custody status changedChange between filings · filing Feb 18, 2026
custody of client assets (Item 9.A): no on the filing of 2025-07-17, yes on the filing of 2026-02-18
peers: independent wealth managers, $100M to $500M (5,676)

How anomalies are measured

What changed

consecutive filings, newest first

Accounts · 471 to 476
Jul 17, 2025 to Feb 18, 2026
Advisory employees · 3 to 4
Jul 17, 2025 to Feb 18, 2026
Advisory activities · 3 to 4
Jul 17, 2025 to Feb 18, 2026
HNW clients · 54 to 66
Jul 17, 2025 to Feb 18, 2026
Individual clients · 98 to 99
Jul 17, 2025 to Feb 18, 2026
Assets in custody · unset to 12941042.0
Jul 17, 2025 to Feb 18, 2026
Custody of client assets · false to true
Jul 17, 2025 to Feb 18, 2026
Employees · 4 to 5
Jul 17, 2025 to Feb 18, 2026
State-registered IARs · 3 to 4
Jul 17, 2025 to Feb 18, 2026
Discretionary RAUM · $195M to $229M
Jul 17, 2025 to Feb 18, 2026
HNW RAUM · $152M to $176M
Jul 17, 2025 to Feb 18, 2026
Individual RAUM · $39.5M to $32.0M
Jul 17, 2025 to Feb 18, 2026
Non-discretionary RAUM · $1.9M to $0
Jul 17, 2025 to Feb 18, 2026
Pension RAUM · 1858343.0 to unset
Jul 17, 2025 to Feb 18, 2026
RAUM · $197M to $229M
Jul 17, 2025 to Feb 18, 2026
Financial planning clients · 51-100 to 51-100
Mar 4, 2025 to Jul 17, 2025
Accounts · 463 to 471
Jan 29, 2024 to Mar 4, 2025
Advisory employees · 5 to 3
Jan 29, 2024 to Mar 4, 2025
HNW clients · 59 to 54
Jan 29, 2024 to Mar 4, 2025
Individual clients · 89 to 98
Jan 29, 2024 to Mar 4, 2025
Employees · 5 to 4
Jan 29, 2024 to Mar 4, 2025
Financial planning clients · 26-50 to 51-100
Jan 29, 2024 to Mar 4, 2025
State-registered IARs · 5 to 3
Jan 29, 2024 to Mar 4, 2025
Discretionary RAUM · $179M to $195M
Jan 29, 2024 to Mar 4, 2025
HNW RAUM · $144M to $152M
Jan 29, 2024 to Mar 4, 2025
Individual RAUM · $30.6M to $39.5M
Jan 29, 2024 to Mar 4, 2025
Non-discretionary RAUM · $1.6M to $1.9M
Jan 29, 2024 to Mar 4, 2025
Pension RAUM · $1.6M to $1.9M
Jan 29, 2024 to Mar 4, 2025
RAUM · $180M to $197M
Jan 29, 2024 to Mar 4, 2025
Accounts · 449 to 463
Feb 1, 2023 to Jan 29, 2024
Advisory employees · 3 to 5
Feb 1, 2023 to Jan 29, 2024
HNW clients · 53 to 59
Feb 1, 2023 to Jan 29, 2024
Employees · 4 to 5
Feb 1, 2023 to Jan 29, 2024
State-registered IARs · 3 to 5
Feb 1, 2023 to Jan 29, 2024
Discretionary RAUM · $156M to $179M
Feb 1, 2023 to Jan 29, 2024
HNW RAUM · $123M to $144M
Feb 1, 2023 to Jan 29, 2024
Individual RAUM · $29.7M to $30.6M
Feb 1, 2023 to Jan 29, 2024
Non-discretionary RAUM · $1.6M to $1.6M
Feb 1, 2023 to Jan 29, 2024
Pension RAUM · $1.6M to $1.6M
Feb 1, 2023 to Jan 29, 2024
RAUM · $157M to $180M
Feb 1, 2023 to Jan 29, 2024

Signals

4 dated events

Marco Farina left Westview Investment Advisors for Beacon Financial Planning, Inc (registered 2024-09-16)
Nov 19, 2024 · Advisor changed firm · fact
Erik Giard-Chase left Westview Investment Advisors for Blue Slate Investment Management (registered 2024-11-18)
Nov 19, 2024 · Advisor changed firm · fact
Lindsay Ann Antonowicz left Westview Investment Advisors for Fidelity Personal And Workplace Advisors (registered 2023-01-11)
Sep 23, 2022 · Advisor changed firm · fact
Westview Management Llc filed its initial SEC registration (Form ADV)
Sep 27, 2019 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: teams@westviewinvest.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 802-489-5342reportedpublished by the firm, firm site, Sep 16, 2026
Firm profile: linkedin.com/company/westview-investment-advisorsreportedpublic record, Form ADV, Sep 17, 2026
Website: WESTVIEWINVEST.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 802-489-5342reportedpublic record, Form ADV, Feb 18, 2026
Contact form: westviewinvest.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Team page: westviewinvest.com/teamreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $57.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026