DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•••• C•••• G••••• L••
Legal name T•• S•••• C•••• G••••• L••
Latest filing Sep 15, 2026
First filing on the tape Apr 2, 2015 · 23 filings
SEC status approved since Apr 22, 2022
RAUM
$251M
reported, Item 5.F
Discretionary
67%
of RAUM
Private clients
69%
$172M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$251M
derived; firm RAUM over IAPD count
Employees
5
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$251M as of May 13, 2026
Mar 29, 2023$129M then
HNW client RAUM$159M as of May 13, 2026
Mar 29, 2023$86.3M then
State-registered IARs (5.B.3)1 as of May 13, 2026
Mar 29, 20231 then
Employees (5.A)5 as of May 13, 2026
Mar 29, 20234 then
Private funds4 as of May 13, 2026
Mar 29, 20233 then
RAUM +38% over the last fiscal year+25% a year over threeIARs 1 to 1offices 0 to 1
Practice profile
derived from the filing of Sep 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $251MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 87derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.1MderivedHNW RAUM over HNW clients
- Average account
- $914,598derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 67%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 5.0derivedItem 5.A over advisors
- Advisors per office
- 0.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.4%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individualsreportedItem 5.G
- Custody
- $112M, 98 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$159M63%
- Corporations and businesses$61.8M25%
- Pooled investment vehicles$16.8M6.7%
- Individuals$13.3M5.3%
- Individual clients
- 36reported
- HNW clients
- 51reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 274reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $112M for 98 clientsreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.69 fund_share=0.07 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J••• M••••• R••• | Englewood, Co | Oct 27, 2015 | 25 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- M•••••• N••••••• to N••••••••• M••••• I••••••••• S•••••••••Jul 31, 2017 · Other
Joined, latest
- J••• M••••• R••• from A••••••••• L•••Oct 27, 2015 · Other
Private funds
3 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| S•• F••• I• L• | Private Equity Fund | $7.3M | 10 | Mar 23, 2022 |
| S•• F••• I• L• | Private Equity Fund | $5.0M | 25 | Sep 7, 2022 |
| S•• F••• I• C•••••••• L• | Private Equity Fund | $3.8M | 18 | Jan 20, 2023 |
Owners and control persons
Schedule A and B, latest filing
- R•••• J•••• M••••• · Manager, Chief Compliance Officercontrolsince 03/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Mar 20, 2026RAUM (Item 5.F) moved from $181,262,620 to $250,599,719 (+38.0%) between the annual amendments of 2025-03-21 and 2026-03-20; the peer median change was +15.0% (4549 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,549) · 92% percentile
- discretionary share shiftChange between filings · filing Mar 20, 2026discretionary share of RAUM moved from 83.0% to 67.0% between the annual amendments of 2025-03-21 and 2026-03-20peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0May 13, 2026 to Sep 15, 2026
- Other offices · 0 to 1May 13, 2026 to Sep 15, 2026
- Private funds · 4 to unsetMay 13, 2026 to Sep 15, 2026
- Succession · false to unsetMay 13, 2026 to Sep 15, 2026
- Private funds · 3 to 4Mar 20, 2026 to May 13, 2026
- Accounts · 258 to 274Mar 21, 2025 to Mar 20, 2026
- HNW clients · 46 to 51Mar 21, 2025 to Mar 20, 2026
- Individual clients · 39 to 36Mar 21, 2025 to Mar 20, 2026
- Assets in custody · $11.8M to $112MMar 21, 2025 to Mar 20, 2026
- Employees · 4 to 5Mar 21, 2025 to Mar 20, 2026
- Discretionary RAUM · $151M to $167MMar 21, 2025 to Mar 20, 2026
- HNW RAUM · $98.3M to $159MMar 21, 2025 to Mar 20, 2026
- Individual RAUM · $12.0M to $13.3MMar 21, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $30.5M to $83.2MMar 21, 2025 to Mar 20, 2026
- Pooled vehicle RAUM · $13.5M to $16.8MMar 21, 2025 to Mar 20, 2026
- RAUM · $181M to $251MMar 21, 2025 to Mar 20, 2026
- Accounts · 246 to 258Mar 25, 2024 to Mar 21, 2025
- Individual clients · 34 to 39Mar 25, 2024 to Mar 21, 2025
- Pooled vehicle clients · 2 to 3Mar 25, 2024 to Mar 21, 2025
- Assets in custody · $12.1M to $11.8MMar 25, 2024 to Mar 21, 2025
- Financial planning clients · 1-10 to 0Mar 25, 2024 to Mar 21, 2025
- Discretionary RAUM · $155M to $151MMar 25, 2024 to Mar 21, 2025
- HNW RAUM · $91.1M to $98.3MMar 25, 2024 to Mar 21, 2025
- Individual RAUM · $10.3M to $12.0MMar 25, 2024 to Mar 21, 2025
- Non-discretionary RAUM · $0 to $30.5MMar 25, 2024 to Mar 21, 2025
- Pooled vehicle RAUM · $12.3M to $13.5MMar 25, 2024 to Mar 21, 2025
- RAUM · $155M to $181MMar 25, 2024 to Mar 21, 2025
- Accounts · 165 to 246Aug 31, 2023 to Mar 25, 2024
- HNW clients · 45 to 46Aug 31, 2023 to Mar 25, 2024
- Individual clients · 31 to 34Aug 31, 2023 to Mar 25, 2024
- Pooled vehicle clients · 3 to 2Aug 31, 2023 to Mar 25, 2024
- Assets in custody · $39.6M to $12.1MAug 31, 2023 to Mar 25, 2024
- Discretionary RAUM · $129M to $155MAug 31, 2023 to Mar 25, 2024
- HNW RAUM · $69.2M to $91.1MAug 31, 2023 to Mar 25, 2024
- Individual RAUM · $6.7M to $10.3MAug 31, 2023 to Mar 25, 2024
- Pooled vehicle RAUM · $17.1M to $12.3MAug 31, 2023 to Mar 25, 2024
- RAUM · $129M to $155MAug 31, 2023 to Mar 25, 2024
- Accounts · 231 to 165Jul 11, 2023 to Aug 31, 2023
- Pooled vehicle clients · unset to 3.0Jul 11, 2023 to Aug 31, 2023
- HQ city · DENVER to ENGLEWOODJul 11, 2023 to Aug 31, 2023
Signals
1 dated events
- S•••• C•••• G••••• L•• filed its initial SEC registration (Form ADV)Apr 2, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- S•••• C•••• G••••• L•• · Independent Sponsorsshared crd · capital_provider
- S•••• C•••• G••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Business email
- info@stonecreekgroup.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 303-226-7370reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/stonecreekgroupreportedpublic record, Form ADV, Sep 19, 2026
- Website
- S••••C••••GROUP.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 303-226-7370reportedpublic record, Form ADV, Sep 15, 2026
- Contact form
- stonecreekgroup.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $251Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026