DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Weis Advisory
Legal name Weis Advisory, LLC
Latest filing Mar 31, 2026
First filing on the tape Feb 16, 2022 · 7 filings
SEC status approved since Mar 18, 2022
RAUM
$226M
reported, Item 5.F
Discretionary
94%
of RAUM
Private clients
100%
$226M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$56.4M
derived; firm RAUM over IAPD count
Employees
9
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$226M as of Mar 31, 2026
Mar 25, 2023$144M then
HNW client RAUM$139M as of Mar 31, 2026
Mar 25, 2023$84.6M then
State-registered IARs (5.B.3)4 as of Mar 31, 2026
Mar 25, 20234 then
Employees (5.A)9 as of Mar 31, 2026
Mar 25, 20239 then
Private funds: no history
RAUM +20% over the last fiscal year+16% a year over threeIARs 4 to 4
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $56.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 179derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.1MderivedHNW RAUM over HNW clients
- Average account
- $288,907derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 94%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +20%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Wrap fee program
- $221MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$139M62%
- Individuals$86.3M38%
- Individual clients
- 585reported
- HNW clients
- 131reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 781reported
- Financial planning clients
- 101-250reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=4.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| David Bradley Olberding | Clive, Ia | May 1, 2015 | 23 y | 1 |
| Thomas Michael Weissenburger | Clive, Ia | May 1, 2015 | 35 y | 3 |
| Joshua Clair Hildman | Clive, Ia | Oct 24, 2017 | 11 y | 0 |
| Mitchell Weissenburger Moser | Clive, Ia | Oct 26, 2017 | 17 y | 2 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Mitchell Weissenburger Moser from Morgan Stanley Investment Management Inc.Oct 26, 2017 · Other
- Thomas Michael Weissenburger from Raymond James Financial Services Advisors, IncMay 1, 2015 · Other
- David Bradley Olberding from Raymond James Financial Services Advisors, IncMay 1, 2015 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from Raymond James Financial Services Advisors, IncMay 1, 2015 · Clive, Ia
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Michael Thomas Weissenburger · President And Chief Compliance Officercontrolsince 04/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Clive, Ia · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 684 to 781Mar 27, 2025 to Mar 31, 2026
- HNW clients · 109 to 131Mar 27, 2025 to Mar 31, 2026
- Individual clients · 575 to 585Mar 27, 2025 to Mar 31, 2026
- Discretionary RAUM · $179M to $213MMar 27, 2025 to Mar 31, 2026
- HNW RAUM · $114M to $139MMar 27, 2025 to Mar 31, 2026
- Individual RAUM · $73.7M to $86.3MMar 27, 2025 to Mar 31, 2026
- Non-discretionary RAUM · $8.6M to $12.4MMar 27, 2025 to Mar 31, 2026
- RAUM · $188M to $226MMar 27, 2025 to Mar 31, 2026
- Accounts · 586 to 684Feb 23, 2024 to Mar 27, 2025
- HNW clients · 92 to 109Feb 23, 2024 to Mar 27, 2025
- Individual clients · 447 to 575Feb 23, 2024 to Mar 27, 2025
- Financial planning clients · 101-250 to 101-250Feb 23, 2024 to Mar 27, 2025
- Discretionary RAUM · $147M to $179MFeb 23, 2024 to Mar 27, 2025
- HNW RAUM · $93.2M to $114MFeb 23, 2024 to Mar 27, 2025
- Individual RAUM · $64.4M to $73.7MFeb 23, 2024 to Mar 27, 2025
- Non-discretionary RAUM · $10.8M to $8.6MFeb 23, 2024 to Mar 27, 2025
- RAUM · $158M to $188MFeb 23, 2024 to Mar 27, 2025
- Accounts · 541 to 586Mar 25, 2023 to Feb 23, 2024
- HNW clients · 77 to 92Mar 25, 2023 to Feb 23, 2024
- Individual clients · 464 to 447Mar 25, 2023 to Feb 23, 2024
- Discretionary RAUM · $130M to $147MMar 25, 2023 to Feb 23, 2024
- HNW RAUM · $84.6M to $93.2MMar 25, 2023 to Feb 23, 2024
- Individual RAUM · $59.1M to $64.4MMar 25, 2023 to Feb 23, 2024
- Non-discretionary RAUM · $14.0M to $10.8MMar 25, 2023 to Feb 23, 2024
- RAUM · $144M to $158MMar 25, 2023 to Feb 23, 2024
- Accounts · 464 to 541May 17, 2022 to Mar 25, 2023
- HNW clients · 70 to 77May 17, 2022 to Mar 25, 2023
- Individual clients · 349 to 464May 17, 2022 to Mar 25, 2023
- Discretionary RAUM · $100M to $130MMay 17, 2022 to Mar 25, 2023
- HNW RAUM · $58.1M to $84.6MMay 17, 2022 to Mar 25, 2023
- Individual RAUM · $57.6M to $59.1MMay 17, 2022 to Mar 25, 2023
- Non-discretionary RAUM · $15.7M to $14.0MMay 17, 2022 to Mar 25, 2023
- RAUM · $116M to $144MMay 17, 2022 to Mar 25, 2023
- Employees · 7 to 9May 17, 2022 to May 17, 2022
Signals
1 dated events
- Weis Advisory filed its initial SEC registration (Form ADV)Feb 16, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- (888) 978-2082reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $56.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026