DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Auxin Group Wealth Management, LLC
Latest filing Mar 30, 2025
First filing on the tape Dec 26, 2019 · 10 filings
SEC status approved since Jan 24, 2020
RAUM
$304M
reported, Item 5.F
Discretionary
90%
of RAUM
Private clients
93%
$283M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
10 filings and snapshots on the tape
RAUM$304M as of Mar 30, 2025
Mar 31, 2020$188M then
HNW client RAUM$228M as of Mar 30, 2025
Mar 31, 2020$131M then
State-registered IARs (5.B.3)3 as of Mar 30, 2025
Mar 31, 20203 then
Employees (5.A)6 as of Mar 30, 2025
Mar 31, 20205 then
Private funds: no history
RAUM +18% over the last fiscal year+0.4% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Mar 30, 2025; every figure names its basis
- RAUM per advisor
- $101MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 44derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.3MderivedHNW RAUM over HNW clients
- Average account
- $278,854derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 90%derivedof RAUM
- Institutional
- 6.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +18%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -64%derived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, educational seminarsreportedItem 5.G
- Wrap fee program
- $281MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$228M75%
- Individuals$55.8M18%
- Pension and profit-sharing plans$20.9M6.9%
- Individual clients
- 35reported
- HNW clients
- 97reported
- Pension plan clients
- 14reported
- Charitable clients
- n/areported
- Accounts
- 1,091reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
- Matthew J Burnham to Journey Wealth ManagementSep 4, 2025 · RIA to RIA
- Benjamin Earl Tegel to FartherSep 4, 2025 · RIA to RIA
- Johnathan Wade Roberts to True Wealth Design, LLCSep 4, 2025 · RIA to RIA
Joined, latest
- Johnathan Wade Roberts from Edward JonesJan 3, 2022 · Affiliated broker-dealer or bank to independent RIA
- Matthew J Burnham from UBS Financial Services Inc.Jun 12, 2015 · Wirehouse to independent RIA
- Benjamin Earl Tegel from UBS Financial Services Inc.Jun 12, 2015 · Wirehouse to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from UBS Financial Services Inc.Jun 23, 2015 · Akron, Oh
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J Matthew Burnham · Chief Compliance Officer, Owner And Managing Partnercontrolsince 04/2015 · owns 50% to 75%
- E Benjamin Tegel · President And Ownercontrolsince 04/2015 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Akron, Oh · principal | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,466 to 1,091Mar 26, 2024 to Mar 30, 2025
- Advisory employees · 4 to 3Mar 26, 2024 to Mar 30, 2025
- BD registered reps · 1 to 0Mar 26, 2024 to Mar 30, 2025
- HNW clients · 69 to 97Mar 26, 2024 to Mar 30, 2025
- Individual clients · 295 to 35Mar 26, 2024 to Mar 30, 2025
- Pension plan clients · 4 to 14Mar 26, 2024 to Mar 30, 2025
- Pooled vehicle clients · 6.0 to unsetMar 26, 2024 to Mar 30, 2025
- Employees · 7 to 6Mar 26, 2024 to Mar 30, 2025
- Financial planning clients · 51-100 to 51-100Mar 26, 2024 to Mar 30, 2025
- Discretionary RAUM · $247M to $272MMar 26, 2024 to Mar 30, 2025
- HNW RAUM · $61.9M to $228MMar 26, 2024 to Mar 30, 2025
- Individual RAUM · $180M to $55.8MMar 26, 2024 to Mar 30, 2025
- Non-discretionary RAUM · $10.1M to $31.8MMar 26, 2024 to Mar 30, 2025
- Pension RAUM · $1.6M to $20.9MMar 26, 2024 to Mar 30, 2025
- Pooled vehicle RAUM · 13975680.0 to unsetMar 26, 2024 to Mar 30, 2025
- RAUM · $257M to $304MMar 26, 2024 to Mar 30, 2025
- Accounts · 1,085 to 1,466Mar 27, 2023 to Mar 26, 2024
- HNW clients · 104 to 69Mar 27, 2023 to Mar 26, 2024
- Individual clients · 296 to 295Mar 27, 2023 to Mar 26, 2024
- Pension plan clients · 13 to 4Mar 27, 2023 to Mar 26, 2024
- Pooled vehicle clients · unset to 6.0Mar 27, 2023 to Mar 26, 2024
- Discretionary RAUM · $234M to $247MMar 27, 2023 to Mar 26, 2024
- HNW RAUM · $196M to $61.9MMar 27, 2023 to Mar 26, 2024
- Individual RAUM · $59.0M to $180MMar 27, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $38.4M to $10.1MMar 27, 2023 to Mar 26, 2024
- Pension RAUM · $17.3M to $1.6MMar 27, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · unset to 13975680.0Mar 27, 2023 to Mar 26, 2024
- RAUM · $272M to $257MMar 27, 2023 to Mar 26, 2024
- Accounts · 786 to 1,085Nov 3, 2022 to Mar 27, 2023
- HNW clients · 109 to 104Nov 3, 2022 to Mar 27, 2023
- Individual clients · 285 to 296Nov 3, 2022 to Mar 27, 2023
- Employees · 8 to 7Nov 3, 2022 to Mar 27, 2023
- State-registered IARs · 4 to 3Nov 3, 2022 to Mar 27, 2023
- Discretionary RAUM · $251M to $234MNov 3, 2022 to Mar 27, 2023
- HNW RAUM · $245M to $196MNov 3, 2022 to Mar 27, 2023
- Individual RAUM · $35.8M to $59.0MNov 3, 2022 to Mar 27, 2023
- Non-discretionary RAUM · $49.6M to $38.4MNov 3, 2022 to Mar 27, 2023
- Pension RAUM · $19.8M to $17.3MNov 3, 2022 to Mar 27, 2023
- RAUM · $301M to $272MNov 3, 2022 to Mar 27, 2023
- Accounts · 998 to 786Mar 26, 2021 to Mar 31, 2022
Signals
5 dated events
- Auxin Group Wealth Management, Llc no longer on the SEC adviser roster (last listed 2025-09-02, RAUM $304.2M)Dec 20, 2025 · Left the SEC roster · derived
- Johnathan Wade Roberts left Auxin Group Wealth Management, Llc for True Wealth Design, Llc (registered 2025-05-13)Sep 4, 2025 · Advisor changed firm · fact
- Benjamin Earl Tegel left Auxin Group Wealth Management, Llc for Farther (registered 2024-11-06)Sep 4, 2025 · Advisor changed firm · fact
- Matthew J Burnham left Auxin Group Wealth Management, Llc for Journey Wealth Management (registered 2025-07-07)Sep 4, 2025 · Advisor changed firm · fact
- Auxin Group Wealth Management, Llc filed its initial SEC registration (Form ADV)Dec 26, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026