DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Arrivals at Auxin Group Wealth Management, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Johnathan Wade Roberts | Edward Jones national BD | Auxin Group Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 4, 2021 | Jan 3, 2022 (60 d) |
| Benjamin Earl Tegel | UBS Financial Services Inc. wirehouse | Auxin Group Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Jun 23, 2015 | Jun 12, 2015 |
| Matthew J Burnham | UBS Financial Services Inc. wirehouse | Auxin Group Wealth Management, LLC independent RIA | Wirehouse to independent RIA | Jun 23, 2015 | Jun 12, 2015 |
Page 1 of 1
3 moves match.