DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Two West

Former SEC-registered adviserOverland Park, KansasCRD 226669SEC 801-106650IAPD
Legal name Two West Financial Partners LLC
Latest filing Apr 14, 2016
First filing on the tape Sep 4, 2015 · 7 filings
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
n/a
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$0 as of Apr 14, 2016
Mar 3, 2016$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)4 as of Apr 14, 2016
Sep 4, 20154 then
Employees (5.A)4 as of Apr 14, 2016
Sep 4, 20154 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 14, 2016; every figure names its basis
RAUM per advisor
$0derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
4.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
0reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
n/areported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Anthony Bradley Bergman · Managercontrol
        since 08/2015 · owns less than 5%
      • Carlton Stuart Berkley · Member/Managercontrol
        since 08/2015 · owns 10% to 25%
      • Vernon John Cushenbery · Manager/Chief Compliance Officercontrol
        since 08/2015 · owns less than 5%
      • Dean Stacey Perry · Managercontrol
        since 08/2015 · owns less than 5%
      • Kent Ryan Rink · Managercontrol
        since 08/2015 · owns less than 5%
      • Damian Marko Ungashick · Managercontrol
        since 08/2015 · owns less than 5%
      • Anthony Bradley Bergman · President, Director, Chairman Of The Board Of Mtc Holding Corporation (A Member Of Two West Financial Partners LLC)control
        since 08/2015 · owns 50% to 75% of Mtc Holding Corporation
      • Vernon John Cushenbery · Member, Manager Of Ram Ventures LLC (A Member Of Two West Financial Partners LLC)control
        since 08/2015 · owns 25% to 50% of Ram Ventures LLC
      • Kent Ryan Rink · Member, Manager Of Ram Ventures LLC (A Member Of Two West Financial Partners LLC)control
        since 08/2015 · owns 25% to 50% of Ram Ventures LLC
      • Damian Marko Ungashick · Member, Manager Of Ram Ventures LLC (A Member Of Two West Financial Partners LLC)control
        since 08/2015 · owns 25% to 50% of Ram Ventures LLC
      Entity owners
      • Mtc Holding Corporation · Member
        direct · owns 25% to 50%
      • Ram Ventures LLC · Member
        direct · owns 25% to 50%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · unset to 0.0
        Sep 26, 2015 to Mar 3, 2016
      • Discretionary RAUM · unset to 0.0
        Sep 26, 2015 to Mar 3, 2016
      • Non-discretionary RAUM · unset to 0.0
        Sep 26, 2015 to Mar 3, 2016
      • RAUM · unset to 0.0
        Sep 26, 2015 to Mar 3, 2016
      • Business name · TWO WEST FINANCIAL PARTNERS LLC to TWO WEST
        Sep 4, 2015 to Sep 14, 2015
      Signals
      1 dated events
      • Two West Financial Partners Llc filed its initial SEC registration (Form ADV)
        Sep 4, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026