DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• • C••• I•••
Latest filing Jun 16, 2026
First filing on the tape Feb 27, 2012 · 42 filings
SEC status approved since Aug 16, 1991
RAUM
$31B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.6%
$175M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
110
67 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
2
reported on Schedule D
History
42 filings and snapshots on the tape
RAUM$31B as of Jun 16, 2026
Feb 27, 2012$15B then
HNW client RAUM$175M as of Jun 16, 2026
Mar 29, 2018$239M then
State-registered IARs (5.B.3)0 as of Jun 16, 2026
Mar 26, 20130 then
Employees (5.A)110 as of Jun 16, 2026
Mar 26, 201344 then
Private funds2 as of Jun 16, 2026
Mar 26, 20131 then
RAUM +15% over the last fiscal year+0.4% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 16, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $368MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 17%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +15%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$24B76%
- Insurance companies$2.7B8.6%
- Investment companies$1.9B6.1%
- Pension and profit-sharing plans$1.5B4.7%
- Charitable organizations$1.0B3.3%
- Banks and thrifts$215M0.7%
- High-net-worth individuals$175M0.6%
- Individual clients
- 0reported
- HNW clients
- n/areported
- Pension plan clients
- 9reported
- Charitable clients
- n/areported
- Accounts
- 85reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.01 fund_share=0.82 institutional_share=0.17 related_bd=true related_bank=true bd_reps=25.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
6 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| M••••••• C••••••••• M••••• F•••no longer reported | Hedge Fund | $47.3M | 6 | Mar 26, 2013 |
| M•••• F••• L•no longer reported | Other Private Fund | $17.9M | 2 | Mar 29, 2019 |
| M••••••• S•••••• O••••••••• M••••• F••• L•••no longer reported | Hedge Fund | $16.7M | 6 | Mar 31, 2017 |
| M••••••• H••• I••••• F••••••• R••• F•••• L• | Other Private Fund | $16.3M | 4 | Mar 31, 2022 |
| H•••• F••• L• | Hedge Fund | $10.2M | 2 | Aug 15, 2023 |
| M••••••• F••••••• R••• F•••• L•••no longer reported | Hedge Fund | $0 | 0 | Jul 5, 2012 |
Owners and control persons
Schedule A and B, latest filing
- B••••• A•••••••• T•••••• · D•••••Orcontrolsince 03/2019 · owns less than 5%
- C••••• M•••• W•••••• · Co-Chief Financial Officercontrolsince 04/2007 · owns less than 5%
- F••••• P•••• F•••••••• · Chief Operating Officer & D•••••Orcontrolsince 06/2014 · owns less than 5%
- K••••••• A•••• K••• · Chief Legal Officer & D•••••Orcontrolsince 03/2016 · owns less than 5%
- K••••••• S•••••• M••• · Chief Compliance Officercontrolsince 03/2016 · owns less than 5%
- L•••••• M•••••• · Co-Chief Financial Officer & D•••••Orcontrolsince 09/2003 · owns less than 5%
- M•••••••• G•••••• M•••• · Executive Chairman, D•••••Or & Shareholdercontrolsince 07/1988 · owns 75% or more
- M•••••••• J•••••• G••••• · Chief Executive Officer & D•••••Orcontrolsince 10/2021 · owns less than 5%
- R•••••• C•••••• O••••• · Chief Administrative Officer & D•••••Or, Compliance & D•••••Orcontrolsince 10/2012 · owns less than 5%
- T••• F•••••• C•••••• · Head Of Str•••Gy And Human Capital & D•••••Orcontrolsince 05/2018 · owns less than 5%
- K••••••• A•••• K••• · Trusteecontrolsince 08/2017 · owns F of M••••••• 2••• G•• E••••• F••••• T••••
- K••••••• A•••• K••• · Trusteecontrolsince 03/2017 · owns F of 2••• M••••••• F••••• T••••
- M•••••••• J•••••• G••••• · Trusteecontrolsince 03/2021 · owns F of G• T•••• A•
- H•••••••• A••• · Trusteesince 05/2017 · owns F of M••••••• 2••• G•• E••••• F••••• T••••
- H•••••••• A••• · Trusteesince 05/2017 · owns F of 2••• M••••••• F••••• T••••
- S••••••• N••••• M••••••• · Trusteesince 06/2021 · owns F of G• T•••• G•
Entity owners
- 2••• M••••••• F••••• T•••• · Shareholderdirect · owns 10% to 25%
- G• T•••• A• · Shareholderdirect · owns 10% to 25%
- G• T•••• G• · Shareholderdirect · owns 10% to 25%
- M••••••• 2••• G•• E••••• F••••• T•••• · Shareholderdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- 1••• A•••• M••••••••• L••investment adviseryRAUM $2.7B
- M••••••• • C•• •••••••• L••••••broker-dealerinvestment adviserbankpooled vehicle sponsory
- M••••••• • C•• •••••• P••• L••••••investment advisery
- M••••••• • C•• ••••••••• P••• L••••••broker-dealerinvestment adviserbanky
- M••••••• • C•• ••••••••• A•broker-dealerinvestment advisery
- M••••••• • C•• L••••••broker-dealerinvestment adviserbanky
- M••••••• • C•• S•• S•••••broker-dealerinvestment adviserbankpooled vehicle sponsory
- M••••••• A••••••••• I••••••••• F•••• G•••••• P••••••• S•• R•••pooled vehicle sponsory
- M••••••• A••• P•••••• P•••••• D••• I• G•••••• P••••••• S•• R•••pooled vehicle sponsory
- M••••••• A••••••• S•••••• O••••••••• I• G•••••• P••••••• S•• R•••bankpooled vehicle sponsory
- M••••••• B•• A••••••• L••investment adviserbankyRAUM $221M
- M••••••• C•••••• L••broker-dealery
- M••••••• D••••• L•••••• A••••••• L••investment adviserbankyRAUM $98.0M
- M••••••• D••••••••• E••••••••• C••••• I• G•••••• P••••••• S•• R•••pooled vehicle sponsory
- M••••••• E••••••• P•••••• D•••• S•• R•••pooled vehicle sponsory
- M••••••• E••••••• S••••• S•••••• P•••••• D••• I• G•••••• P••••••• S•• R•••pooled vehicle sponsory
- M••••••• G••••• P•••••• D••• F••••• I• G•••••• P••••••• S•• R•••pooled vehicle sponsory
- M••••••• H••• I••••• F••••••• R••• F••• G•• L••pooled vehicle sponsory
- M••••••• P••••••••• P•••••• D••• G•••••• P••••••• S•• R•••pooled vehicle sponsory
- M••••••• P••••••••• P•••••• D••• I• G•••••• P••••••• S••• R•••pooled vehicle sponsory
- M••••••• P••••••••• P•••••• D••• I•• G•••••• P••••••• S•• R•••pooled vehicle sponsory
- M••••••• U• P•••••• D••• G•••••• P••••••• S•• R•••pooled vehicle sponsory
- M••••••• U• P•••••• D••• I• G•••••• P••••••• S••• R•••pooled vehicle sponsory
Advisers that list M••••••• • C••• I••• as a related person
Offices
Schedule D 1.F, the 25 largest
- Palm Beach, FL2 employees
What changed
consecutive filings, newest first
- Accounts · 87 to 85Jun 17, 2025 to Mar 26, 2026
- Advisory employees · 68 to 67Jun 17, 2025 to Mar 26, 2026
- BD registered reps · 26 to 25Jun 17, 2025 to Mar 26, 2026
- Pension plan clients · 11 to 9Jun 17, 2025 to Mar 26, 2026
- Pooled vehicle clients · 40 to 42Jun 17, 2025 to Mar 26, 2026
- Employees · 111 to 110Jun 17, 2025 to Mar 26, 2026
- Private funds · 1 to 2Jun 17, 2025 to Mar 26, 2026
- Discretionary RAUM · $27B to $31BJun 17, 2025 to Mar 26, 2026
- HNW RAUM · $158M to $175MJun 17, 2025 to Mar 26, 2026
- Pension RAUM · $1.3B to $1.5BJun 17, 2025 to Mar 26, 2026
- Pooled vehicle RAUM · $21B to $24BJun 17, 2025 to Mar 26, 2026
- RAUM · $27B to $31BJun 17, 2025 to Mar 26, 2026
- Financial planning clients · unset to Apr 28, 2025 to Jun 17, 2025
- Accounts · 86 to 87Feb 24, 2025 to Apr 28, 2025
- Advisory employees · 66 to 68Feb 24, 2025 to Apr 28, 2025
- BD registered reps · 25 to 26Feb 24, 2025 to Apr 28, 2025
- Pension plan clients · 14 to 11Feb 24, 2025 to Apr 28, 2025
- Pooled vehicle clients · 35 to 40Feb 24, 2025 to Apr 28, 2025
- Employees · 106 to 111Feb 24, 2025 to Apr 28, 2025
- Discretionary RAUM · $28B to $27BFeb 24, 2025 to Apr 28, 2025
- HNW RAUM · $157M to $158MFeb 24, 2025 to Apr 28, 2025
- Pension RAUM · $1.9B to $1.3BFeb 24, 2025 to Apr 28, 2025
- Pooled vehicle RAUM · $21B to $21BFeb 24, 2025 to Apr 28, 2025
- RAUM · $28B to $27BFeb 24, 2025 to Apr 28, 2025
- Private funds · unset to 1Jun 5, 2024 to Feb 24, 2025
- Accounts · 90 to 86Aug 15, 2023 to Mar 28, 2024
- Advisory employees · 58 to 66Aug 15, 2023 to Mar 28, 2024
- BD registered reps · 27 to 25Aug 15, 2023 to Mar 28, 2024
- HNW clients · 7.0 to unsetAug 15, 2023 to Mar 28, 2024
- Pension plan clients · 12 to 14Aug 15, 2023 to Mar 28, 2024
- Pooled vehicle clients · 36 to 35Aug 15, 2023 to Mar 28, 2024
- Employees · 102 to 106Aug 15, 2023 to Mar 28, 2024
- Private funds · 2 to unsetAug 15, 2023 to Mar 28, 2024
- Discretionary RAUM · $31B to $28BAug 15, 2023 to Mar 28, 2024
- HNW RAUM · $176M to $157MAug 15, 2023 to Mar 28, 2024
- Pension RAUM · $1.7B to $1.9BAug 15, 2023 to Mar 28, 2024
- Pooled vehicle RAUM · $24B to $21BAug 15, 2023 to Mar 28, 2024
- RAUM · $31B to $28BAug 15, 2023 to Mar 28, 2024
- Private funds · 1 to 2May 1, 2023 to Aug 15, 2023
- Accounts · 94 to 90Sep 29, 2022 to Mar 30, 2023
Signals
5 dated events
- William Mark Clark (Chief Financial Officer) appeared on Schedule A of M••••••• • C••• I•••Mar 31, 2022 · Control person joined · fact
- Mark Clark (Chief Financial Officer) no longer on Schedule A of M••••••• • C••• I••• (listed 2021-11-11, absent 2022-03-31)Mar 31, 2022 · Control person left · inference
- M••••••• • C••• I••• reported RAUM $34.2B, up 27% from $27.0B (2019-06-19 to 2020-03-29)Mar 29, 2020 · RAUM change · derived
- Theresa Annmarie Baker (Director) appeared on Schedule A of M••••••• • C••• I•••Jun 19, 2019 · Control person joined · fact
- M••••••• • C••• I••• reported RAUM $32.9B, up 33% from $24.7B (2018-01-11 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- M••••••• • C••• I••• · Independent Sponsorsshared crd · capital_provider
- M••••••• • C••• I••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/muzinich-coreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-888-3413reportedpublic record, Form ADV, Jun 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026