DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• D••••• L•••••• A••••••• L••
Latest filing Jun 17, 2026
First filing on the tape Jul 31, 2023 · 8 filings
SEC status approved since Sep 13, 2023
RAUM
$98.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
48
26 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$98.0M as of Jun 17, 2026
Mar 28, 2024$1,000 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 17, 2026
Mar 28, 20240 then
Employees (5.A)48 as of Jun 17, 2026
Mar 28, 202441 then
Private funds: no history
RAUM -3.0% over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $98.0MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -3.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=15.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• M•••• W•••••• · Co-Chief Financial Officercontrolsince 07/2023 · owns less than 5%
- F••••• P•••• F•••••••• · Chief Operating Officercontrolsince 07/2023 · owns less than 5%
- L•••••• M•••••• · Co-Chief Financial Officercontrolsince 07/2023 · owns less than 5%
- M•••••••• G•••••• M•••• · Chief Executive Officercontrolsince 07/2023 · owns less than 5%
- M•••••••• J•••••• G••••• · Chief Executive Officercontrolsince 07/2023 · owns less than 5%
- R•••••• C•••••• O••••• · Chief Administrative Officercontrolsince 07/2023 · owns less than 5%
- M•••••••• G•••••• M•••• · Executive Chairman, D•••••Or & Shareholdercontrolsince 07/1••• · owns 75% or more of M••••••• • C••• I•••
- R••••• C•••• M••••• · Chief Compliance Officersince 09/2023 · owns less than 5%
Entity owners
- M••••••• • C••• I••• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- 1••• A•••• M••••••••• L••investment advisernRAUM $2.7B
- M••••••• • C•• •••••••• L••••••broker-dealerinvestment adviserbankpooled vehicle sponsorn
- M••••••• • C•• •••••• P••• L••••••investment advisern
- M••••••• • C•• ••••••••• P••• L••••••broker-dealerinvestment adviserbankn
- M••••••• • C•• ••••••••• A•broker-dealerinvestment advisern
- M••••••• • C•• L••••••broker-dealerinvestment adviserbankn
- M••••••• • C•• S•• S•••••broker-dealerinvestment adviserbankpooled vehicle sponsorn
- M••••••• • C••• I•••investment adviserbankyRAUM $31B
- M••••••• A••••••••• I••••••••• F•••• G•••••• P••••••• S•• R•••pooled vehicle sponsorn
- M••••••• A••• P•••••• P•••••• D••• I• G•••••• P••••••• S•• R•••pooled vehicle sponsorn
- M••••••• A••••••• S•••••• O••••••••• I• G•••••• P••••••• S•• R•••bankpooled vehicle sponsorn
- M••••••• B•• A••••••• L••investment adviserbanknRAUM $221M
- M••••••• C•••••• L••broker-dealern
- M••••••• D••••••••• E••••••••• C••••• I• G•••••• P••••••• S••• R•••pooled vehicle sponsorn
- M••••••• E••••••• P•••••• D•••• S•• R•••pooled vehicle sponsorn
- M••••••• E••••••• S••••• S•••••• P•••••• D••• I• G•••••• P••••••• S•• R•••pooled vehicle sponsorn
- M••••••• G••••• P•••••• D••• F••••• I• G•••••• P••••••• S•• R•••pooled vehicle sponsorn
- M••••••• H••• I••••• F••••••• R••• F••• G•• L••bankpooled vehicle sponsorn
- M••••••• P••••••••• P•••••• D••• G•••••• P••••••• S•• R•••pooled vehicle sponsorn
- M••••••• P••••••••• P•••••• D••• I• G•••••• P••••••• S•• R•••pooled vehicle sponsorn
- M••••••• P••••••••• P•••••• D••• I•• G•••••• P••••••• S•• R••pooled vehicle sponsorn
- M••••••• U• P•••••• D••• G•••••• P••••••• S•• R•••pooled vehicle sponsorn
- M••••••• U• P•••••• D••• I• G•••••• P••••••• S••• R•••pooled vehicle sponsorn
Advisers that list M••••••• D••••• L•••••• A••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 27 to 26May 12, 2025 to Mar 26, 2026
- BD registered reps · 17 to 15May 12, 2025 to Mar 26, 2026
- Employees · 47 to 48May 12, 2025 to Mar 26, 2026
- Discretionary RAUM · $101M to $98.0MMay 12, 2025 to Mar 26, 2026
- RAUM · $101M to $98.0MMay 12, 2025 to Mar 26, 2026
- Financial planning clients · unset to Mar 27, 2025 to May 12, 2025
- Advisory employees · 26 to 27Jun 5, 2024 to Mar 27, 2025
- BD registered reps · 12 to 17Jun 5, 2024 to Mar 27, 2025
- Employees · 41 to 47Jun 5, 2024 to Mar 27, 2025
- Discretionary RAUM · $1,000 to $101MJun 5, 2024 to Mar 27, 2025
- RAUM · $1,000 to $101MJun 5, 2024 to Mar 27, 2025
- Accounts · unset to 1.0Sep 19, 2023 to Mar 28, 2024
- Advisory employees · 9 to 26Sep 19, 2023 to Mar 28, 2024
- BD registered reps · 5 to 12Sep 19, 2023 to Mar 28, 2024
- Employees · 24 to 41Sep 19, 2023 to Mar 28, 2024
- Discretionary RAUM · unset to 1000.0Sep 19, 2023 to Mar 28, 2024
- Non-discretionary RAUM · unset to 0.0Sep 19, 2023 to Mar 28, 2024
- RAUM · unset to 1000.0Sep 19, 2023 to Mar 28, 2024
Signals
4 dated events
- George Justin Muzinich (Chief Executive Officer) appeared on Schedule A of M••••••• D••••• L•••••• A••••••• L••Mar 28, 2024 · Control person joined · fact
- Obedin Cheryl Rivkin (Chief Administrative Officer) appeared on Schedule A of M••••••• D••••• L•••••• A••••••• L••Mar 28, 2024 · Control person joined · fact
- Marc Steven Kreinik (Chief Compliance Officer) no longer on Schedule A of M••••••• D••••• L•••••• A••••••• L•• (listed 2023-07-31, absent 2023-09-19)Sep 19, 2023 · Control person left · inference
- M••••••• D••••• L•••••• A••••••• L•• filed its initial SEC registration (Form ADV)Jul 31, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/muzinich-coreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-888-3413reportedpublic record, Form ADV, Jun 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026