DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••• B•• A••••••• L••
Latest filing Jun 17, 2026
First filing on the tape Jun 28, 2019 · 12 filings
SEC status approved since Jul 29, 2019
RAUM
$221M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
25
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$221M as of Jun 17, 2026
Mar 29, 2020$40.0M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 17, 2026
Mar 29, 20200 then
Employees (5.A)25 as of Jun 17, 2026
Mar 29, 202021 then
Private funds: no history
RAUM +45% over the last fiscal year+30% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Jun 17, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $221MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +45%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=6.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••• M•••• W•••••• · Co-Chief Financial Officercontrolsince 06/2019 · owns less than 5%
- F••••• P•••• F•••••••• · Chief Operating Officercontrolsince 06/2019 · owns less than 5%
- L•••••• M•••••• · Co-Chief Financial Officercontrolsince 01/2023 · owns less than 5%
- M•••••••• G•••••• M•••• · Executive Chairmancontrolsince 06/2019 · owns less than 5%
- M•••••••• J•••••• G••••• · Chief Executive Officercontrolsince 01/2024 · owns less than 5%
- R•••••• C•••••• O••••• · Chief Administrative Officercontrolsince 01/2023 · owns less than 5%
- M•••••••• G•••••• M•••• · Executive Chairman, D•••••Or & Shareholdercontrolsince 07/1988 · owns 75% or more of M••••••• • C••• I•••
- R••••• C•••• M••••• · Chief Compliance Officersince 06/2019 · owns less than 5%
Entity owners
- M••••••• • C••• I••• · Managing Memberdirect · owns 50% to 75%
- M••••••• • C• L•••••• · Shareholderindirect · owns 75% or more of M••••••• U• P•••••• D••• G•••••• P•••••• S•••••••
- M••••••• • C••• I••• · Managerindirect · owns F of M••••••• U• P•••••• D••• A•••••• P••••••••• H•••••••• L••
- M••••••• • C••• I••• · Shareholderindirect · owns 75% or more of M••••••• • C• L••••••
- M••••••• U• P•••••• D••• A•••••• P••••••••• S••• · Memberindirect · owns 75% or more of M••••••• U• P•••••• D••• A•••••• P••••••••• H•••••••• L••
- M••••••• U• P•••••• D••• G•••••• P•••••• S••••••• · Managing G•••••• Partnerindirect · owns F of M••••••• U• P•••••• D••• A•••••• P••••••••• S•••
- M••••••• U• P•••••• D••• A•••••• P••••••••• H•••••••• L•• · Memberdirect · owns 10% to 25%
Related persons
Schedule D 7.A
- 1••• A•••• M••••••••• L••investment advisernRAUM $2.7B
- M••••••• • C•• •••••••• L••••••broker-dealerinvestment adviserbankpooled vehicle sponsorn
- M••••••• • C•• •••••• P••• L••••••investment advisern
- M••••••• • C•• ••••••••• P••• L••••••broker-dealerinvestment adviserbankn
- M••••••• • C•• ••••••••• A•broker-dealerinvestment advisern
- M••••••• • C•• L••••••broker-dealerinvestment adviserbankn
- M••••••• • C•• S•• S•••••broker-dealerinvestment adviserbankpooled vehicle sponsorn
- M••••••• • C••• I•••investment adviserbankyRAUM $31B
- M••••••• A••••••••• I••••••••• F•••• G•••••• P••••••• S•• R•••pooled vehicle sponsorn
- M••••••• A••• P•••••• P•••••• D••• I• G•••••• P••••••• S•• R•••pooled vehicle sponsorn
- M••••••• A••••••• S•••••• O••••••••• I• G•••••• P••••••• S•• R•••bankpooled vehicle sponsorn
- M••••••• C•••••• L••broker-dealern
- M••••••• D••••• L•••••• A••••••• L••investment adviserbanknRAUM $98.0M
- M••••••• D••••••••• E••••••••• C••••• I• G•••••• P••••••• S••• R•••pooled vehicle sponsorn
- M••••••• E••••••• P•••••• D•••• S••• R•••pooled vehicle sponsorn
- M••••••• E••••••• S••••• S•••••• P•••••• D••• I• G•••••• P••••••• S•• R•••pooled vehicle sponsorn
- M••••••• G••••• P•••••• D••• F••••• I• G•••••• P••••••• S•• R•••pooled vehicle sponsorn
- M••••••• H••• I••••• F••••••• R••• F••• G•• L••bankpooled vehicle sponsorn
- M••••••• P••••••••• P•••••• D••• G•••••• P••••••• S•• R•••pooled vehicle sponsorn
- M••••••• P••••••••• P•••••• D••• I• G•••••• P••••••• S••• R•••pooled vehicle sponsorn
- M••••••• P••••••••• P•••••• D••• I•• G•••••• P••••••• S•• R•••pooled vehicle sponsorn
- M••••••• U• P•••••• D••• G•••••• P••••••• S•• R•••pooled vehicle sponsorn
- M••••••• U• P•••••• D••• I• G•••••• P••••••• S••• R•••pooled vehicle sponsorn
Advisers that list M••••••• B•• A••••••• L•• as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 11 to 10May 12, 2025 to Mar 26, 2026
- Employees · 24 to 25May 12, 2025 to Mar 26, 2026
- Discretionary RAUM · $153M to $221MMay 12, 2025 to Mar 26, 2026
- RAUM · $153M to $221MMay 12, 2025 to Mar 26, 2026
- Financial planning clients · unset to Mar 27, 2025 to May 12, 2025
- Advisory employees · 10 to 11Jun 5, 2024 to Mar 27, 2025
- BD registered reps · 5 to 6Jun 5, 2024 to Mar 27, 2025
- Employees · 25 to 24Jun 5, 2024 to Mar 27, 2025
- Discretionary RAUM · $177M to $153MJun 5, 2024 to Mar 27, 2025
- RAUM · $177M to $153MJun 5, 2024 to Mar 27, 2025
- Advisory employees · 9 to 10Mar 30, 2023 to Mar 28, 2024
- Employees · 24 to 25Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $102M to $177MMar 30, 2023 to Mar 28, 2024
- RAUM · $102M to $177MMar 30, 2023 to Mar 28, 2024
- Advisory employees · 6 to 9Mar 31, 2022 to Mar 30, 2023
- BD registered reps · 4 to 5Mar 31, 2022 to Mar 30, 2023
- Employees · 19 to 24Mar 31, 2022 to Mar 30, 2023
- Discretionary RAUM · $98.4M to $102MMar 31, 2022 to Mar 30, 2023
- RAUM · $98.4M to $102MMar 31, 2022 to Mar 30, 2023
- Advisory employees · 8 to 6Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $64.5M to $98.4MMar 31, 2021 to Mar 31, 2022
- RAUM · $64.5M to $98.4MMar 31, 2021 to Mar 31, 2022
- Advisory employees · 3 to 8Mar 29, 2020 to Mar 31, 2021
- BD registered reps · 7 to 4Mar 29, 2020 to Mar 31, 2021
- Employees · 21 to 19Mar 29, 2020 to Mar 31, 2021
- Discretionary RAUM · $40.0M to $64.5MMar 29, 2020 to Mar 31, 2021
- RAUM · $40.0M to $64.5MMar 29, 2020 to Mar 31, 2021
- Accounts · unset to 1.0Sep 6, 2019 to Mar 29, 2020
- Advisory employees · 4 to 3Sep 6, 2019 to Mar 29, 2020
- Discretionary RAUM · unset to 40014183.0Sep 6, 2019 to Mar 29, 2020
- Non-discretionary RAUM · unset to 0.0Sep 6, 2019 to Mar 29, 2020
- RAUM · unset to 40014183.0Sep 6, 2019 to Mar 29, 2020
Signals
4 dated events
- George Justin Muzinich (Chief Executive Officer) appeared on Schedule A of M••••••• B•• A••••••• L••Mar 28, 2024 · Control person joined · fact
- Michael Ludwig (Co-Chief Financial Officer) appeared on Schedule A of M••••••• B•• A••••••• L••Mar 30, 2023 · Control person joined · fact
- Obedin Cheryl Rivkin (Chief Administrative Officer) appeared on Schedule A of M••••••• B•• A••••••• L••Mar 30, 2023 · Control person joined · fact
- M••••••• B•• A••••••• L•• filed its initial SEC registration (Form ADV)Jun 28, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/muzinich-coreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••://WWW.M•••••••.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-888-3413reportedpublic record, Form ADV, Jun 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026