DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W••••
Legal name W•••• I••••• L••
Latest filing Jun 15, 2026
First filing on the tape Jul 30, 2015 · 40 filings
SEC status approved since Aug 7, 2015
RAUM
$1.3B
reported, Item 5.F
Discretionary
19%
of RAUM
Private clients
19%
$247M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$1.3B
derived; firm RAUM over IAPD count
Employees
9
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
40 filings and snapshots on the tape
RAUM$1.3B as of Jun 15, 2026
Mar 29, 2016$7,549 then
HNW client RAUM$33.7M as of Jun 15, 2026
Mar 25, 2019$0 then
State-registered IARs (5.B.3)1 as of Jun 15, 2026
Mar 29, 20160 then
Employees (5.A)9 as of Jun 15, 2026
Mar 29, 20164 then
Private funds: no history
RAUM +53% over the last fiscal year+55% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Jun 15, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $1.3BderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 30,677derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $112,177derivedHNW RAUM over HNW clients
- Average account
- $41,930derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 19%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 9.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +35%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +23%derived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for investment companiesreportedItem 5.G
- Wrap fee program
- $248MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.0B81%
- Individuals$214M17%
- High-net-worth individuals$33.7M2.6%
- Corporations and businesses$1.1M0.1%
- Individual clients
- 30,377reported
- HNW clients
- 300reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 30,683reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.19 fund_share=0.81 institutional_share=0.0 related_bd=true related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E•••• F•••••••• | Brooklyn, Ny | Aug 7, 2024 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- H•••••• A••••••• to S•••••• C•••••• C•••••••••Apr 27, 2023 · Other
Joined, latest
- H•••••• A••••••• from S•••••• C•••••• C•••••••••Jun 10, 2022 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••••• J•••••• A••••• · Shareholdercontrolsince 03/2017 · owns 25% to 50% of W•••• I•••
- A••••••••• M••• · Chief Legal Officer And Global General Counselsince 10/2017 · owns less than 5%
- A••••• N••••• · Chief Compliance Officersince 03/2024 · owns less than 5%
- S•••••• A••••• A•••• · Head Of North America, W•••• I•••••since 12/2022 · owns less than 5%
Entity owners
- W•••• I••• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- W•••• I••••• L••••••investment advisern
- W•••• I••••• L••investment advisern
- W•••• L••••••investment advisery
- W•••• T••••••••• S•• B•••investment advisern
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 28,701 to 30,683Apr 27, 2026 to Jun 15, 2026
- HNW clients · 117 to 300Apr 27, 2026 to Jun 15, 2026
- Individual clients · 28,572 to 30,377Apr 27, 2026 to Jun 15, 2026
- Discretionary RAUM · $202M to $248MApr 27, 2026 to Jun 15, 2026
- HNW RAUM · $15.2M to $33.7MApr 27, 2026 to Jun 15, 2026
- Individual RAUM · $186M to $214MApr 27, 2026 to Jun 15, 2026
- Non-discretionary RAUM · $935M to $1.0BApr 27, 2026 to Jun 15, 2026
- RAUM · $1.1B to $1.3BApr 27, 2026 to Jun 15, 2026
- Accounts · 28,560 to 28,701Oct 14, 2025 to Mar 30, 2026
- Corporate clients · 1 to 3Oct 14, 2025 to Mar 30, 2026
- HNW clients · 27 to 117Oct 14, 2025 to Mar 30, 2026
- Individual clients · 23,257 to 28,572Oct 14, 2025 to Mar 30, 2026
- Discretionary RAUM · $150M to $202MOct 14, 2025 to Mar 30, 2026
- HNW RAUM · $730,457 to $15.2MOct 14, 2025 to Mar 30, 2026
- Individual RAUM · $149M to $186MOct 14, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $692M to $935MOct 14, 2025 to Mar 30, 2026
- RAUM · $843M to $1.1BOct 14, 2025 to Mar 30, 2026
- Financial planning clients · 0 to 0Aug 5, 2025 to Oct 14, 2025
- Accounts · 19,706 to 28,560Nov 20, 2024 to Apr 4, 2025
- HNW clients · 1,362 to 27Nov 20, 2024 to Apr 4, 2025
- Individual clients · 18,324 to 23,257Nov 20, 2024 to Apr 4, 2025
- Discretionary RAUM · $120M to $150MNov 20, 2024 to Apr 4, 2025
- HNW RAUM · $34.2M to $730,457Nov 20, 2024 to Apr 4, 2025
- Individual RAUM · $85.9M to $149MNov 20, 2024 to Apr 4, 2025
- Non-discretionary RAUM · $403M to $692MNov 20, 2024 to Apr 4, 2025
- RAUM · $524M to $843MNov 20, 2024 to Apr 4, 2025
- Accounts · 7,956 to 19,706Aug 3, 2023 to Mar 20, 2024
- Advisory employees · 2 to 1Aug 3, 2023 to Mar 20, 2024
- Advisory activities · 4 to 3Aug 3, 2023 to Mar 20, 2024
- Corporate clients · 0 to 1Aug 3, 2023 to Mar 20, 2024
- HNW clients · 15 to 1,362Aug 3, 2023 to Mar 20, 2024
- Individual clients · 7,939 to 18,324Aug 3, 2023 to Mar 20, 2024
- Employees · 10 to 9Aug 3, 2023 to Mar 20, 2024
- Other offices · 1 to 0Aug 3, 2023 to Mar 20, 2024
- Discretionary RAUM · $95.3M to $120MAug 3, 2023 to Mar 20, 2024
- HNW RAUM · $11.8M to $34.2MAug 3, 2023 to Mar 20, 2024
- Individual RAUM · $83.5M to $85.9MAug 3, 2023 to Mar 20, 2024
- Non-discretionary RAUM · $251M to $403MAug 3, 2023 to Mar 20, 2024
- RAUM · $347M to $524MAug 3, 2023 to Mar 20, 2024
- Accounts · 10,519 to 7,956Nov 21, 2022 to Mar 31, 2023
Signals
7 dated events
- Wahed reported RAUM $1.1B, up 35% from $842.6M (2025-10-14 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Wahed reported RAUM $842.6M, up 61% from $523.6M (2024-11-20 to 2025-04-04)Apr 4, 2025 · RAUM change · derived
- Wahed reported RAUM $523.6M, up 51% from $346.5M (2023-08-03 to 2024-03-20)Mar 20, 2024 · RAUM change · derived
- H•••••• A••••••• left Wahed for S•••••• C•••••• C••••••••• (registered 2023-09-27)Apr 27, 2023 · Advisor changed firm · fact
- Wahed reported RAUM $277.7M, up 89% from $147.1M (2021-03-15 to 2022-03-25)Mar 25, 2022 · RAUM change · derived
- Wahed reported succeeding to the business of Another Adviser (Form ADV Item 4)Apr 6, 2017 · Succession (Item 4) · fact
- W•••• I••••• filed its initial SEC registration (Form ADV)Jul 30, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- W••••I•••••.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 1-855-976-4747reportedpublic record, Form ADV, Jun 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $1.3Bderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026