DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cim Capital, LLC
Latest filing Sep 2, 2026
First filing on the tape Aug 6, 2015 · 36 filings
SEC status approved since Aug 26, 2015
RAUM
$2.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
160
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
36 filings and snapshots on the tape
RAUM$2.7B as of Apr 30, 2026
Mar 29, 2016$9.3B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Mar 29, 20160 then
Employees (5.A)160 as of Apr 30, 2026
Mar 29, 201614 then
Private funds7 as of Apr 30, 2026
Mar 31, 20234 then
RAUM +7.9% over the last fiscal year+12% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $383MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +7.9%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $3.4B, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$2.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.4B for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=12.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
5 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Cim Infrastructure Fund II, L.P. | Hedge Fund | $1.2B | 45 | Mar 31, 2023 |
| Cim Infrastructure Fund III, L.P. | Hedge Fund | $752M | 34 | Mar 31, 2023 |
| Cim Infrastructure Fund III (Lux), Scsp | Hedge Fund | $499M | 4 | Mar 31, 2023 |
| Cim Infrastructure Fund II-A, L.P. | Hedge Fund | $56.7M | 80 | Mar 31, 2023 |
| Cim Infrastructure Fund III Ee, L.P. | Hedge Fund | $997,436 | 9 | Dec 2, 2024 |
Owners and control persons
Schedule A and B, latest filing
- Neil Barry Berlin · Vice President And Chief Financial Officercontrolsince 12/2018 · owns less than 5%
- Marie Janet Eaton · Vice President And Chief Technology Officercontrolsince 12/2018 · owns less than 5%
- Sue Denise Mukya Porter · Vice President, Secretary And Chief Compliance Officercontrolsince 04/2017 · owns less than 5%
- (Nmn) Avraham Shemesh · Vice Presidentcontrolsince 03/2015 · owns less than 5%
- (Nmn) Shaul Kuba · Trusteecontrolsince 09/2021 · owns F of Kuba 2021 Family Trust
- (Nmn) Shaul Kuba · Managercontrolsince 01/2022 · owns F of Kft Investment Holdings, LLC
- Scott Richard Ressler · Trusteecontrolsince 01/2020 · owns F of The Oi3 2019 Trust
- Scott Richard Ressler · Trusteecontrolsince 08/2022 · owns F of The Richard S. Ressler And Alison S. Ressler Revocable Trust
- (Nmn) Avraham Shemesh · Trusteecontrolsince 09/2021 · owns F of Shemesh 2021 Family Trust
- (Nmn) Avraham Shemesh · Managercontrolsince 01/2022 · owns F of Sft Investment Holdings, LLC
Entity owners
- Cim Group Management, LLC · Sole Memberdirect · owns 75% or more
- Cim Group Management Holdings, LLC · Memberindirect · owns 75% or more of Cim Group Management, LLC
- Cim Group, LLC · Memberindirect · owns 75% or more of Cim Group Management Holdings, LLC
- Cim Holdings Gp2, LLC · General Partnerindirect · owns F of Cim Holdings, LP
- Cim Holdings, Inc. · Memberindirect · owns 50% to 75% of Cim Holdings, LP
- Cim Holdings, LP · Memberindirect · owns 50% to 75% of Cim Group, LLC
- Kft Investment Holdings, LLC · Memberindirect · owns 25% to 50% of Cim Holdings Gp2, LLC
- Kuba 2021 Family Trust · Memberindirect · owns 75% or more of Kft Investment Holdings, LLC
- Oi3, LLC · Memberindirect · owns 75% or more of Orchard Investments, LLC
- Oi3, LLC · Memberindirect · owns 25% to 50% of Cim Holdings, Inc.
- Orchard Capital Corporation · Managerindirect · owns F of Orchard Investments, LLC
- Orchard Capital Corporation · Managerindirect · owns F of Oi3, LLC
- Orchard Capital Holdings Corporation · Memberindirect · owns 75% or more of Orchard Capital Corporation
- Orchard Investments, LLC · Memberindirect · owns 50% to 75% of Cim Holdings Gp2, LLC
- Sft Investment Holdings, LLC · Memberindirect · owns 25% to 50% of Cim Holdings Gp2, LLC
- Shemesh 2021 Family Trust · Memberindirect · owns 75% or more of Sft Investment Holdings, LLC
- The Oi3 2019 Trust · Memberindirect · owns 75% or more of Oi3, LLC
- The Richard S. Ressler And Alison S. Ressler Revocable Trust · Memberindirect · owns 75% or more of Orchard Capital Holdings Corporation
Related persons
Schedule D 7.A
- 432 Park Management, LLCinvestment companyn
- 4750 Co-Investor, LLCn
- Ccla Sma I Operator, Ltdn
- Cco Capital, LLCbroker-dealern
- Cco Group, LLCn
- Cim Capital Controlled Company Management, LLCinvestment advisery
- Cim Capital Ic Management, LLCinvestment advisernRAUM $1.1B
- Cim Capital Re Debt Management, LLCinvestment advisery
- Cim Capital Real Property Management, LLCinvestment advisery
- Cim Capital Sa Management, LLCinvestment advisernRAUM $134M
- Cim Capital Securities Management, LLCinvestment advisery
- Cim Controlled Company Management, LLCn
- Cim Group (Australia) Pty Ltdbroker-dealern
- Cim Group Management, LLCy
- Cim Group, L.P.n
- Cim Il Management, LLCinvestment companyn
- Cim Infrastructure Fund II-A Gp, LLCpooled vehicle sponsorn
- Cim Infrastructure Fund III Gp, LLCpooled vehicle sponsorn
- Cim Infrastructure II Gp, LLCpooled vehicle sponsorn
- Cim Infrastructure III Gp (Lux), S.A R.L.pooled vehicle sponsorn
- Cim Japan, Ltd.broker-dealern
- Cim Management, Inc.investment companyn
- Cim Md Management, LLCinvestment companyn
- Cim Ny Management, LLCinvestment companyn
- Cim Re Debt Management, LLCn
- Cim Real Estate Finance Management, LLCbankn
- Cim Real Estate Services, LLCinvestment companyn
- Cim Tx Management, LLCinvestment companyn
- Cim Va Management, LLCinvestment companyn
- Crei Advisors, LLCinvestment companyn
Advisers that list Cim Capital, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetApr 30, 2026 to Sep 2, 2026
- Private funds · 7 to unsetApr 30, 2026 to Sep 2, 2026
- Succession · false to unsetApr 30, 2026 to Sep 2, 2026
- Accounts · 5 to 7Mar 31, 2025 to Mar 27, 2026
- Advisory employees · 15 to 16Mar 31, 2025 to Mar 27, 2026
- BD registered reps · 10 to 12Mar 31, 2025 to Mar 27, 2026
- Pooled vehicle clients · 14 to 15Mar 31, 2025 to Mar 27, 2026
- Assets in custody · $3.1B to $3.4BMar 31, 2025 to Mar 27, 2026
- Employees · 148 to 160Mar 31, 2025 to Mar 27, 2026
- Private funds · 5 to 7Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $2.5B to $2.7BMar 31, 2025 to Mar 27, 2026
- Pooled vehicle RAUM · $2.5B to $2.7BMar 31, 2025 to Mar 27, 2026
- RAUM · $2.5B to $2.7BMar 31, 2025 to Mar 27, 2026
- Accounts · 4 to 5Dec 2, 2024 to Mar 31, 2025
- Advisory employees · 13 to 15Dec 2, 2024 to Mar 31, 2025
- BD registered reps · 13 to 10Dec 2, 2024 to Mar 31, 2025
- Pooled vehicle clients · 20 to 14Dec 2, 2024 to Mar 31, 2025
- Assets in custody · $2.9B to $3.1BDec 2, 2024 to Mar 31, 2025
- Employees · 170 to 148Dec 2, 2024 to Mar 31, 2025
- Financial planning clients · unset to Dec 2, 2024 to Mar 31, 2025
- Discretionary RAUM · $2.5B to $2.5BDec 2, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $2.5B to $2.5BDec 2, 2024 to Mar 31, 2025
- RAUM · $2.5B to $2.5BDec 2, 2024 to Mar 31, 2025
- Private funds · 4 to 5Mar 29, 2024 to Dec 2, 2024
- Advisory employees · 11 to 13Jul 27, 2023 to Mar 29, 2024
- Advisory activities · 2 to 1Jul 27, 2023 to Mar 29, 2024
- BD registered reps · 10 to 13Jul 27, 2023 to Mar 29, 2024
- Pooled vehicle clients · 14 to 20Jul 27, 2023 to Mar 29, 2024
- Assets in custody · $2.3B to $2.9BJul 27, 2023 to Mar 29, 2024
- Employees · 134 to 170Jul 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $1.9B to $2.5BJul 27, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $1.9B to $2.5BJul 27, 2023 to Mar 29, 2024
- RAUM · $1.9B to $2.5BJul 27, 2023 to Mar 29, 2024
- Accounts · unset to 4.0Dec 9, 2022 to Mar 31, 2023
- Advisory employees · 12 to 11Dec 9, 2022 to Mar 31, 2023
- BD registered reps · 6 to 10Dec 9, 2022 to Mar 31, 2023
- Pooled vehicle clients · 3 to 14Dec 9, 2022 to Mar 31, 2023
- Assets in custody · $499M to $2.3BDec 9, 2022 to Mar 31, 2023
- Employees · 122 to 134Dec 9, 2022 to Mar 31, 2023
- Private funds · unset to 4Dec 9, 2022 to Mar 31, 2023
Signals
8 dated events
- Cim Capital, Llc reported RAUM $2.5B, up 31% from $1.9B (2023-07-27 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- Cim Capital, Llc reported RAUM $1.1B, up 92% from $572.0M (2020-01-31 to 2020-03-30)Mar 30, 2020 · RAUM change · derived
- Cim Capital, Llc reported RAUM $572.0M, up 75% from $327.6M (2019-01-17 to 2019-03-29)Mar 29, 2019 · RAUM change · derived
- Andrew David Thompson (Vice President And Chief Financial Officer) no longer on Schedule A of Cim Capital, Llc (listed 2018-03-30, absent 2019-01-11)Jan 11, 2019 · Control person left · inference
- Neil Barry Berlin (Vice President And Chief Financial Officer) appeared on Schedule A of Cim Capital, LlcJan 11, 2019 · Control person joined · fact
- Marie Janet Eaton (Vice President And Chief Technology Officer) appeared on Schedule A of Cim Capital, LlcJan 11, 2019 · Control person joined · fact
- Cim Capital, Llc reported RAUM $327.6M, down 96% from $8.5B (2018-02-02 to 2018-03-30)Mar 30, 2018 · RAUM change · derived
- Cim Group, Lp filed its initial SEC registration (Form ADV)Aug 6, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- CIM Capital, LLC · Independent Sponsorsshared crd · capital_provider
- CIM Capital, LLC · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/CIMGROUPreportedpublic record, Form ADV, Sep 17, 2026
- Website
- CIMGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 323-860-4900reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026