DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Cim Capital Sa Management, LLC
Latest filing Sep 2, 2026
First filing on the tape Oct 16, 2019 · 12 filings
SEC status approved since Nov 15, 2019
RAUM
$134M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
160
16 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$134M as of Mar 27, 2026
Mar 31, 2021$1.4M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 27, 2026
Mar 30, 20200 then
Employees (5.A)160 as of Mar 27, 2026
Mar 30, 202093 then
Private funds: no history
RAUM +64% over the last fiscal year+11% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $134MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +64%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$134M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=12.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Neil Barry Berlin · Vice President And Chief Financial Officercontrolsince 10/2019 · owns less than 5%
- Marie Janet Eaton · Vice President And Chief Technology Officercontrolsince 10/2019 · owns less than 5%
- Sue Denise Mukya Porter · Vice President, Secretary And Chief Compliance Officercontrolsince 10/2019 · owns less than 5%
- (Nmn) Avraham Shemesh · President And Treasurercontrolsince 10/2019 · owns less than 5%
- (Nmn) Shaul Kuba · Trusteecontrolsince 09/2021 · owns F of Kuba 2021 Family Trust
- (Nmn) Shaul Kuba · Managercontrolsince 01/2022 · owns F of Kft Investment Holdings, LLC
- Scott Richard Ressler · Trusteecontrolsince 01/2020 · owns F of The Oi3 2019 Trust
- Scott Richard Ressler · Trusteecontrolsince 10/2023 · owns F of The Richard S. Ressler And Alison S. Ressler Revocable Trust
- (Nmn) Avraham Shemesh · Trusteecontrolsince 09/2021 · owns F of Shemesh 2021 Family Trust
- (Nmn) Avraham Shemesh · Managercontrolsince 01/2022 · owns F of Sft Investment Holdings, LLC
Entity owners
- Cim Group Management, LLC · Sole Memberdirect · owns 75% or more
- Cim Group Management Holdings, LLC · Memberindirect · owns 75% or more of Cim Group Management, LLC
- Cim Group, LLC · Memberindirect · owns 75% or more of Cim Group Management Holdings, LLC
- Cim Holdings Gp2, LLC · General Partnerindirect · owns F of Cim Holdings, LP
- Cim Holdings, Inc. · Memberindirect · owns 50% to 75% of Cim Holdings, LP
- Cim Holdings, LP · Memberindirect · owns 50% to 75% of Cim Group, LLC
- Kft Investment Holdings, LLC · Memberindirect · owns 25% to 50% of Cim Holdings Gp2, LLC
- Kuba 2021 Family Trust · Memberindirect · owns 75% or more of Kft Investment Holdings, LLC
- Oi3, LLC · Memberindirect · owns 75% or more of Orchard Investments, LLC
- Oi3, LLC · Memberindirect · owns 25% to 50% of Cim Holdings, Inc.
- Orchard Capital Corporation · Managerindirect · owns F of Orchard Investments, LLC
- Orchard Capital Corporation · Managerindirect · owns F of Oi3, LLC
- Orchard Capital Holdings Corporation · Memberindirect · owns 75% or more of Orchard Capital Corporation
- Orchard Investments, LLC · Memberindirect · owns 50% to 75% of Cim Holdings Gp2, LLC
- Sft Investment Holdings, LLC · Memberindirect · owns 25% to 50% of Cim Holdings Gp2, LLC
- Shemesh 2021 Family Trust · Memberindirect · owns 75% or more of Sft Investment Holdings, LLC
- The Oi3 2019 Trust · Memberindirect · owns 25% to 50% of Cim Holdings, Inc.
- The Richard S. Ressler And Alison S. Ressler Revocable Trust · Memberindirect · owns 75% or more of Orchard Capital Holdings Corporation
Related persons
Schedule D 7.A
- 432 Park Management, LLCinvestment companyn
- 4750 Co-Investor, LLCn
- Ccla Sma I Operator, Ltdn
- Cco Capital, LLCbroker-dealern
- Cco Group, LLCn
- Cim Capital Controlled Company Management, LLCinvestment advisern
- Cim Capital Ic Management, LLCinvestment advisernRAUM $1.1B
- Cim Capital Re Debt Management, LLCinvestment advisern
- Cim Capital Real Property Management, LLCinvestment advisern
- Cim Capital Securities Management, LLCinvestment advisern
- Cim Capital, LLCinvestment advisernRAUM $2.7B
- Cim Controlled Company Management, LLCn
- Cim Group (Australia) Pty Ltdbroker-dealern
- Cim Group Management, LLCy
- Cim Group, LPn
- Cim Il Management, LLCinvestment companyn
- Cim Infrastructure Fund II-A Gp, LLCn
- Cim Infrastructure Fund III Gp, LLCn
- Cim Infrastructure II Gp, LLCn
- Cim Infrastructure III Gp (Lux), S.A R.L.n
- Cim Japan, Ltd.broker-dealern
- Cim Management, Inc.investment companyn
- Cim Md Management, LLCinvestment companyn
- Cim Ny Management, LLCinvestment companyn
- Cim Re Debt Management, LLCn
- Cim Real Estate Finance Management, LLCbankn
- Cim Real Estate Services, LLCinvestment companyn
- Cim Tx Management, LLCinvestment companyn
- Cim Va Management, LLCinvestment companyn
- Crei Advisors, LLCinvestment companyn
Advisers that list Cim Capital Sa Management, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- large related person networkStatic outlier · filing Sep 2, 2026related persons on Schedule D 7.A of 35.0 against a peer median of 5.0 (488 comparable advisers, 98.0th percentile, 10.1 robust deviations)peers: asset managers, $100M to $500M (488) · 98% percentile
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $82,073,700 to $134,218,190 (+64.0%) between the annual amendments of 2025-03-31 and 2026-03-27; the peer median change was +4.0% (1148 comparable advisers, 93.0th percentile of changes)peers: asset managers, $100M to $500M (1,148) · 93% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetMar 27, 2026 to Sep 2, 2026
- Succession · false to unsetMar 27, 2026 to Sep 2, 2026
- Advisory employees · 15 to 16Mar 31, 2025 to Mar 27, 2026
- BD registered reps · 10 to 12Mar 31, 2025 to Mar 27, 2026
- Employees · 148 to 160Mar 31, 2025 to Mar 27, 2026
- Discretionary RAUM · $82.1M to $134MMar 31, 2025 to Mar 27, 2026
- RAUM · $82.1M to $134MMar 31, 2025 to Mar 27, 2026
- Advisory employees · 13 to 15Mar 29, 2024 to Mar 31, 2025
- BD registered reps · 13 to 10Mar 29, 2024 to Mar 31, 2025
- Employees · 170 to 148Mar 29, 2024 to Mar 31, 2025
- Financial planning clients · unset to Mar 29, 2024 to Mar 31, 2025
- Discretionary RAUM · $99.1M to $82.1MMar 29, 2024 to Mar 31, 2025
- RAUM · $99.1M to $82.1MMar 29, 2024 to Mar 31, 2025
- Advisory employees · 11 to 13Jul 27, 2023 to Mar 29, 2024
- BD registered reps · 10 to 13Jul 27, 2023 to Mar 29, 2024
- Employees · 134 to 170Jul 27, 2023 to Mar 29, 2024
- Discretionary RAUM · $97.9M to $99.1MJul 27, 2023 to Mar 29, 2024
- RAUM · $97.9M to $99.1MJul 27, 2023 to Mar 29, 2024
- Advisory employees · 12 to 11Sep 13, 2022 to Mar 31, 2023
- BD registered reps · 6 to 10Sep 13, 2022 to Mar 31, 2023
- Employees · 122 to 134Sep 13, 2022 to Mar 31, 2023
- Discretionary RAUM · $33.4M to $97.9MSep 13, 2022 to Mar 31, 2023
- RAUM · $33.4M to $97.9MSep 13, 2022 to Mar 31, 2023
- Assets in custody · 1384500.0 to unsetMar 31, 2021 to Mar 31, 2022
- Custody of client assets · true to falseMar 31, 2021 to Mar 31, 2022
- Employees · 124 to 122Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $1.4M to $33.4MMar 31, 2021 to Mar 31, 2022
- RAUM · $1.4M to $33.4MMar 31, 2021 to Mar 31, 2022
- Related bank · false to trueMar 31, 2021 to Mar 31, 2022
- Accounts · unset to 1.0Mar 30, 2020 to Mar 31, 2021
- Advisory employees · 7 to 12Mar 30, 2020 to Mar 31, 2021
- BD registered reps · 5 to 6Mar 30, 2020 to Mar 31, 2021
- Assets in custody · unset to 1384500.0Mar 30, 2020 to Mar 31, 2021
- Custody of client assets · false to trueMar 30, 2020 to Mar 31, 2021
- Employees · 93 to 124Mar 30, 2020 to Mar 31, 2021
- Discretionary RAUM · unset to 1384500.0Mar 30, 2020 to Mar 31, 2021
- Non-discretionary RAUM · unset to 0.0Mar 30, 2020 to Mar 31, 2021
- RAUM · unset to 1384500.0Mar 30, 2020 to Mar 31, 2021
- Advisory activities · 2 to 1Jan 31, 2020 to Mar 30, 2020
- Employees · 91 to 93Jan 31, 2020 to Mar 30, 2020
Signals
1 dated events
- Cim Capital Sa Management, Llc filed its initial SEC registration (Form ADV)Oct 16, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/cimgroupreportedpublic record, Form ADV, Sep 17, 2026
- Website
- cimgroup.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 323-860-4900reportedpublic record, Form ADV, Sep 2, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026