DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• E•••••••• M••••••••• L••
Latest filing Mar 30, 2026
First filing on the tape Aug 31, 2023 · 6 filings
SEC status approved since Sep 29, 2023
RAUM
$57.6M
reported, Item 5.F
Discretionary
89%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$57.6M as of Mar 30, 2026
Mar 1, 2024$75.6M then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Mar 30, 2026
Mar 1, 20242 then
Employees (5.A)1 as of Mar 30, 2026
Mar 1, 20242 then
Private funds: no history
RAUM +13% over the last fiscal yearIARs 1 to 1
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Institutional asset manager · institutional share (pensions, government, insurance, corporations, charities, banks, other advisers) at least 60 percent and private-client share under 20 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $57.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $14.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 89%derivedof RAUM
- Institutional
- 100%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Charitable organizations$57.6M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 2reported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• C•••• · Ceo, Chief Compliance Officercontrolsince 09/2014 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Charity clients · 3 to 2Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $42.6M to $51.5MMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $8.5M to $6.1MMar 28, 2025 to Mar 30, 2026
- RAUM · $51.2M to $57.6MMar 28, 2025 to Mar 30, 2026
- Accounts · 5 to 4Jul 31, 2024 to Mar 28, 2025
- Charity clients · 4 to 3Jul 31, 2024 to Mar 28, 2025
- Financial planning clients · unset to Jul 31, 2024 to Mar 28, 2025
- HQ city · unset to Jul 31, 2024 to Mar 28, 2025
- HQ state · unset to Jul 31, 2024 to Mar 28, 2025
- Discretionary RAUM · $65.7M to $42.6MJul 31, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $9.9M to $8.5MJul 31, 2024 to Mar 28, 2025
- RAUM · $75.6M to $51.2MJul 31, 2024 to Mar 28, 2025
- Advisory employees · 2 to 1Mar 1, 2024 to Jul 31, 2024
- Employees · 2 to 1Mar 1, 2024 to Jul 31, 2024
- State-registered IARs · 2 to 1Mar 1, 2024 to Jul 31, 2024
- Other offices · 1 to 0Mar 1, 2024 to Jul 31, 2024
- Accounts · 4 to 5Aug 31, 2023 to Mar 1, 2024
- Discretionary RAUM · $78.9M to $65.7MAug 31, 2023 to Mar 1, 2024
- Non-discretionary RAUM · $0 to $9.9MAug 31, 2023 to Mar 1, 2024
- RAUM · $78.9M to $75.6MAug 31, 2023 to Mar 1, 2024
Signals
2 dated events
- R•••• N••••• J••••••••• (Head Of Technology And Modeling) no longer on Schedule A of A•••••• E•••••••• M••••••••• L•• (listed 2024-03-01, absent 2024-07-31)Jul 31, 2024 · Control person left · inference
- A•••••• E•••••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Aug 31, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- A••••••ENDOW.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 415-269-6966reportedpublic record, Form ADV, Mar 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Institutional managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026