DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••• W••••• M••••••••• G••••
Legal name M••••• W••••• M••••••••• G••••• I•••
Latest filing Jan 6, 2026
First filing on the tape Dec 1, 2016 · 21 filings
SEC status approved since Jan 3, 2017
RAUM
$252M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
98%
$248M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$84.0M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
21 filings and snapshots on the tape
RAUM$252M as of Jan 6, 2026
Mar 10, 2017$94.9M then
HNW client RAUM$154M as of Jan 6, 2026
Jan 22, 2018$24.9M then
State-registered IARs (5.B.3)3 as of Jan 6, 2026
Mar 10, 20173 then
Employees (5.A)6 as of Jan 6, 2026
Mar 10, 20173 then
Private funds: no history
RAUM +17% over the last fiscal year+16% a year over threeIARs 2 to 3
Practice profile
derived from the filing of Jan 6, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $84.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 122derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $292,870derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +17%derivedbetween the last two annual amendments
- Advisor growth, one year
- +50%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +0.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$154M61%
- Individuals$93.3M37%
- Pension and profit-sharing plans$4.3M1.7%
- Individual clients
- 287reported
- HNW clients
- 80reported
- Pension plan clients
- 17reported
- Charitable clients
- 0reported
- Accounts
- 860reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| D••••• J•••• M•••••Certified Financial Planner | Fishkill, Ny | May 20, 2021 | 39 y | 1 |
| C••••• P•••• B•••••Certified Financial Planner | Fishkill, Ny | Oct 1, 2021 | 10 y | 1 |
| M•••••• F•••••• B•••• | Fishkill, Ny | Nov 7, 2025 | 11 y | 1 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- S••• R••••• to N••••••••• M••••• I••••••••• S•••••••••Mar 29, 2022 · Other
Joined, latest
- M•••••• F•••••• B•••• from G••••• A••••••• S•••••••• L••Nov 7, 2025 · RIA to RIA
- C••••• P•••• B••••• from E•••••••• A•••••••• L••Oct 1, 2021 · Affiliated broker-dealer or bank to independent RIA
- S••• R••••• from M••••• S••••••May 20, 2021 · Wirehouse to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M•••••• D•••••• J•••• · Chief Compliance Officer, Chief Executive Officer And Presidentcontrolsince 01/2020 · owns 75% or more
Related persons
Schedule D 7.A
- M••• T•• S•••••••• L••insurancen
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Fishkill, Ny · principal | 3 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 838 to 860Jan 2, 2025 to Jan 6, 2026
- Advisory employees · 2 to 3Jan 2, 2025 to Jan 6, 2026
- BD registered reps · 2 to 3Jan 2, 2025 to Jan 6, 2026
- HNW clients · 67 to 80Jan 2, 2025 to Jan 6, 2026
- Individual clients · 297 to 287Jan 2, 2025 to Jan 6, 2026
- Pension plan clients · 18 to 17Jan 2, 2025 to Jan 6, 2026
- State-registered IARs · 2 to 3Jan 2, 2025 to Jan 6, 2026
- Discretionary RAUM · $216M to $252MJan 2, 2025 to Jan 6, 2026
- HNW RAUM · $115M to $154MJan 2, 2025 to Jan 6, 2026
- Individual RAUM · $96.8M to $93.3MJan 2, 2025 to Jan 6, 2026
- Pension RAUM · $4.2M to $4.3MJan 2, 2025 to Jan 6, 2026
- RAUM · $216M to $252MJan 2, 2025 to Jan 6, 2026
- Accounts · 816 to 838Sep 23, 2024 to Jan 2, 2025
- HNW clients · 43 to 67Sep 23, 2024 to Jan 2, 2025
- Individual clients · 318 to 297Sep 23, 2024 to Jan 2, 2025
- Financial planning clients · 251-500 to 251-500Sep 23, 2024 to Jan 2, 2025
- Discretionary RAUM · $177M to $216MSep 23, 2024 to Jan 2, 2025
- HNW RAUM · $72.5M to $115MSep 23, 2024 to Jan 2, 2025
- Individual RAUM · $102M to $96.8MSep 23, 2024 to Jan 2, 2025
- Pension RAUM · $3.3M to $4.2MSep 23, 2024 to Jan 2, 2025
- RAUM · $177M to $216MSep 23, 2024 to Jan 2, 2025
- Accounts · 762 to 816May 30, 2023 to Jan 4, 2024
- HNW clients · 41 to 43May 30, 2023 to Jan 4, 2024
- Individual clients · 301 to 318May 30, 2023 to Jan 4, 2024
- Pension plan clients · 15 to 18May 30, 2023 to Jan 4, 2024
- Discretionary RAUM · $163M to $177MMay 30, 2023 to Jan 4, 2024
- HNW RAUM · $64.6M to $72.5MMay 30, 2023 to Jan 4, 2024
- Individual RAUM · $95.5M to $102MMay 30, 2023 to Jan 4, 2024
- Pension RAUM · $3.1M to $3.3MMay 30, 2023 to Jan 4, 2024
- RAUM · $163M to $177MMay 30, 2023 to Jan 4, 2024
- Accounts · 732 to 762Aug 9, 2022 to Jan 5, 2023
- Advisory employees · 3 to 2Aug 9, 2022 to Jan 5, 2023
- BD registered reps · 3 to 2Aug 9, 2022 to Jan 5, 2023
- HNW clients · 57 to 41Aug 9, 2022 to Jan 5, 2023
- Individual clients · 283 to 301Aug 9, 2022 to Jan 5, 2023
- Pension plan clients · 14 to 15Aug 9, 2022 to Jan 5, 2023
- Employees · 7 to 6Aug 9, 2022 to Jan 5, 2023
- State-registered IARs · 3 to 2Aug 9, 2022 to Jan 5, 2023
- Discretionary RAUM · $192M to $163MAug 9, 2022 to Jan 5, 2023
- HNW RAUM · $96.6M to $64.6MAug 9, 2022 to Jan 5, 2023
Signals
3 dated events
- S••• R••••• left M••••• W••••• M••••••••• G•••• for N••••••••• M••••• I••••••••• S••••••••• (registered 2022-05-04)Mar 29, 2022 · Advisor changed firm · fact
- M••••• W••••• M••••••••• G•••• reported succeeding to the business of Another Adviser (Form ADV Item 4)Jan 8, 2020 · Succession (Item 4) · fact
- M••••• W••••• M••••••••• G•••• filed its initial SEC registration (Form ADV)Dec 1, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- murphywealth.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 845-226-1200reportedpublic record, Form ADV, Jan 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $84.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026