DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Former SEC-registered adviser
Bny Mellon Investor Solutions, LLC
Latest filing Mar 23, 2023
First filing on the tape Aug 18, 2015 · 24 filings
RAUM
$853M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
54
37 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$853M as of Mar 23, 2023
Mar 31, 2017$544M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2023
Mar 29, 20160 then
Employees (5.A)54 as of Mar 23, 2023
Mar 29, 20160 then
Private funds: no history
RAUM -13% over the last fiscal year-0.4% a year over threeIARs 5 to 0
Practice profile
derived from the filing of Mar 23, 2023; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $94.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- -13%derivedbetween the last two annual amendments
- Advisor growth, one year
- -100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed fees, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Ownership
- a bank, bancorp or trust company is a 50 percent or greater ownerderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Other investment advisers$497M76%
- Charitable organizations$154M24%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- 6reported
- Accounts
- 9reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, performancereported
- Class basis
- absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John David Dipetrillo · Elected Managercontrolsince 01/2020 · owns less than 5%
- Mary Sinead Grant · Elected Manager And Presidentcontrolsince 07/2021 · owns less than 5%
- Michael Nuzzo · Elected Managercontrolsince 01/2020 · owns less than 5%
- Dennis Gerald Rehn · Elected Managercontrolsince 01/2020 · owns less than 5%
- Anthony Paul Weir · Elected Manager And Chief Operating Officercontrolsince 01/2020 · owns less than 5%
- Julia Braithwaite · Chief Compliance Officersince 08/2019 · owns less than 5%
Entity owners
- Mbc Investments Corporation · Ownerdirect · owns 75% or more
- The Bank Of New York Mellon Corporation · Ownerindirect · owns 75% or more of Mbc Investments Corporation · public reporting company
Related persons
Schedule D 7.A
- Arx Investimentos Ltdainvestment adviserbanknRAUM $1.9B
- Bny Mellon Alocacao De Patrimonio Ltdainvestment advisern
- Bny Mellon Asset Management Canada Ltdbroker-dealerinvestment adviserpooled vehicle sponsorn
- Bny Mellon Banco S.A.n
- Bny Mellon Capital Markets, LLCbroker-dealern
- Bny Mellon Etf Investment Adviser, LLCinvestment adviserbanknRAUM $11B
- Bny Mellon Fund Management (Luxembourg) S.A.broker-dealerinvestment adviserpooled vehicle sponsorn
- Bny Mellon Fund Managers Limitedpooled vehicle sponsorn
- Bny Mellon Im Korea Limitedinvestment advisern
- Bny Mellon International Management Limitedinvestment adviserpooled vehicle sponsorn
- Bny Mellon Investment Adviser, Inc.investment adviserbanknRAUM $419B
- Bny Mellon Investment Management (Shanghai) Limitedinvestment advisern
- Bny Mellon Investment Management Emea Limitedbroker-dealerinvestment adviserpooled vehicle sponsorn
- Bny Mellon Investment Management Hong Kong Limitedbroker-dealerinvestment advisern
- Bny Mellon Investment Management Japan Limitedinvestment advisernRAUM $32B
- Bny Mellon Investment Management Singapore Pte. Limitedinvestment advisern
- Bny Mellon National Associationinvestment advisern
- Bny Mellon Securities Corporationbroker-dealerinvestment adviserreal estatenRAUM $8.4B
- Bny Mellon Servicos Financeiros Distribuidora De Titulos E Valores Mobiliarios (Dtvm) S.A.broker-dealerinvestment advisern
- Bny Mellon Trust Company Of Illinoisn
- Bny Mellon Trust Of Delawareinvestment advisern
- Cibc Mellon Global Securities Services Companyn
- Cibc Mellon Trust Companyn
- Hedgemark Securities LLCbroker-dealern
- Insight Investment Australia Pty Limitedinvestment advisern
- Insight Investment Funds Management Limitedinvestment adviserpooled vehicle sponsorn
- Insight Investmentinvestment adviserbanknRAUM $3.0B
- Insight Investment Management (Global) Limitedinvestment adviserbankn
- Insight Investment Management (Ireland) Limitedpooled vehicle sponsorn
- Insight Investmentinvestment adviserbanknRAUM $171B
Advisers that list Bny Mellon Investor Solutions, LLC as a related person
Offices
Schedule D 1.F, the 25 largest
- New York, NY11 employees
- Pittsburgh, PA9 employees
What changed
consecutive filings, newest first
- Advisory employees · 34 to 37Mar 30, 2022 to Mar 23, 2023
- BD registered reps · 10 to 0Mar 30, 2022 to Mar 23, 2023
- Charity clients · unset to 6.0Mar 30, 2022 to Mar 23, 2023
- Assets in custody · 116431995.0 to unsetMar 30, 2022 to Mar 23, 2023
- Custody of client assets · true to falseMar 30, 2022 to Mar 23, 2023
- Employees · 52 to 54Mar 30, 2022 to Mar 23, 2023
- State-registered IARs · 5 to 0Mar 30, 2022 to Mar 23, 2023
- Discretionary RAUM · $986M to $853MMar 30, 2022 to Mar 23, 2023
- RAUM · $986M to $853MMar 30, 2022 to Mar 23, 2023
- Accounts · 7 to 9Mar 30, 2021 to Mar 30, 2022
- Advisory employees · 37 to 34Mar 30, 2021 to Mar 30, 2022
- BD registered reps · 8 to 10Mar 30, 2021 to Mar 30, 2022
- Assets in custody · $104M to $116MMar 30, 2021 to Mar 30, 2022
- Employees · 51 to 52Mar 30, 2021 to Mar 30, 2022
- State-registered IARs · 3 to 5Mar 30, 2021 to Mar 30, 2022
- Discretionary RAUM · $1.1B to $986MMar 30, 2021 to Mar 30, 2022
- RAUM · $1.1B to $986MMar 30, 2021 to Mar 30, 2022
- Accounts · 3 to 7Mar 24, 2020 to Mar 30, 2021
- BD registered reps · 0 to 8Mar 24, 2020 to Mar 30, 2021
- Assets in custody · unset to 103673375.0Mar 24, 2020 to Mar 30, 2021
- Custody of client assets · false to trueMar 24, 2020 to Mar 30, 2021
- Employees · 50 to 51Mar 24, 2020 to Mar 30, 2021
- State-registered IARs · 0 to 3Mar 24, 2020 to Mar 30, 2021
- Discretionary RAUM · $863M to $1.1BMar 24, 2020 to Mar 30, 2021
- RAUM · $863M to $1.1BMar 24, 2020 to Mar 30, 2021
- Advisory employees · 47 to 37Jan 2, 2020 to Mar 24, 2020
- Advisory activities · 2 to 3Jan 2, 2020 to Mar 24, 2020
- Business name · BNY INVESTMENT STRATEGY AND SOLUTIONS GROUP, LLC to BNY MELLON INVESTOR SOLUTIONS, LLCJan 2, 2020 to Mar 24, 2020
- Employees · 54 to 50Jan 2, 2020 to Mar 24, 2020
- Legal name · BNY INVESTMENT STRATEGY AND SOLUTIONS GROUP, LLC to BNY MELLON INVESTOR SOLUTIONS, LLCJan 2, 2020 to Mar 24, 2020
- Discretionary RAUM · $743M to $863MJan 2, 2020 to Mar 24, 2020
- RAUM · $743M to $863MJan 2, 2020 to Mar 24, 2020
- Advisory employees · 0 to 47Aug 5, 2019 to Jan 2, 2020
- Employees · 0 to 54Aug 5, 2019 to Jan 2, 2020
- Advisory employees · 5 to 0Jan 25, 2019 to Mar 27, 2019
- BD registered reps · 1 to 0Jan 25, 2019 to Mar 27, 2019
- Employees · 5 to 0Jan 25, 2019 to Mar 27, 2019
- Other offices · 1 to 2Jan 25, 2019 to Mar 27, 2019
- Discretionary RAUM · $856M to $743MJan 25, 2019 to Mar 27, 2019
- RAUM · $856M to $743MJan 25, 2019 to Mar 27, 2019
Signals
19 dated events
- Nicholas Greenland (Elected Manager) no longer on Schedule A of Bny Mellon Investor Solutions, Llc (listed 2022-03-30, absent 2023-03-23)Mar 23, 2023 · Control person left · inference
- Mary Sinead Grant (Elected Manager And President) appeared on Schedule A of Bny Mellon Investor Solutions, LlcMar 30, 2022 · Control person joined · fact
- Stephen Kolano (Elected Manager And Chief Investment Officer) no longer on Schedule A of Bny Mellon Investor Solutions, Llc (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- William Jamie Lewin (Elected Manager And President) no longer on Schedule A of Bny Mellon Investor Solutions, Llc (listed 2021-03-30, absent 2022-03-30)Mar 30, 2022 · Control person left · inference
- Bny Mellon Investor Solutions, Llc reported RAUM $1.1B, up 31% from $862.8M (2020-03-24 to 2021-03-30)Mar 30, 2021 · RAUM change · derived
- Nicholas Greenland (Elected Manager) appeared on Schedule A of Bny Mellon Investor Solutions, LlcMar 30, 2021 · Control person joined · fact
- John David Dipetrillo (Elected Manager) appeared on Schedule A of Bny Mellon Investor Solutions, LlcMar 24, 2020 · Control person joined · fact
- Michael Nuzzo (Elected Manager) appeared on Schedule A of Bny Mellon Investor Solutions, LlcMar 24, 2020 · Control person joined · fact
- Dennis Gerald Rehn (Elected Manager) appeared on Schedule A of Bny Mellon Investor Solutions, LlcMar 24, 2020 · Control person joined · fact
- Anthony Paul Weir (Elected Manager And Chief Operating Officer) appeared on Schedule A of Bny Mellon Investor Solutions, LlcMar 24, 2020 · Control person joined · fact
- A. Peter Arcabascio (Elected Manager) no longer on Schedule A of Bny Mellon Investor Solutions, Llc (listed 2020-01-02, absent 2020-03-24)Mar 24, 2020 · Control person left · inference
- Stiver Brooke Paster (Elected Manager) no longer on Schedule A of Bny Mellon Investor Solutions, Llc (listed 2020-01-02, absent 2020-03-24)Mar 24, 2020 · Control person left · inference
- Julia Braithwaite (Chief Compliance Officer) appeared on Schedule A of Bny Mellon Investor Solutions, LlcAug 5, 2019 · Control person joined · fact
- William Jamie Lewin (Elected Manager And President) appeared on Schedule A of Bny Mellon Investor Solutions, LlcJul 19, 2019 · Control person joined · fact
- Robert George Bristow (Chief Compliance Officer) no longer on Schedule A of Bny Mellon Investor Solutions, Llc (listed 2019-01-11, absent 2019-01-25)Jan 25, 2019 · Control person left · inference
- Patrick Charles Dolan (Elected Manager) no longer on Schedule A of Bny Mellon Investor Solutions, Llc (listed 2018-05-23, absent 2019-01-11)Jan 11, 2019 · Control person left · inference
- Patrick Joseph Gennaco (Elected Manager) no longer on Schedule A of Bny Mellon Investor Solutions, Llc (listed 2018-05-23, absent 2019-01-11)Jan 11, 2019 · Control person left · inference
- Bny Mellon Investor Solutions, Llc reported RAUM $855.7M, up 27% from $673.0M (2017-10-06 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
- Bny Investment Strategy And Solutions Group, Llc filed its initial SEC registration (Form ADV)Aug 18, 2015 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026