DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
A•••••• I••••••••• C••••••••• I•••
Latest filing Mar 17, 2026
First filing on the tape Dec 14, 2023 · 7 filings
SEC status approved since Jan 12, 2024
RAUM
$226M
reported, Item 5.F
Discretionary
44%
of RAUM
Private clients
98%
$222M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$113M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$226M as of Mar 17, 2026
Mar 21, 2024$197M then
HNW client RAUM$219M as of Mar 17, 2026
Mar 21, 2024$127M then
State-registered IARs (5.B.3)2 as of Mar 17, 2026
Mar 21, 20242 then
Employees (5.A)2 as of Mar 17, 2026
Mar 21, 20242 then
Private funds: no history
RAUM +23% over the last fiscal yearIARs 2 to 2
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- RAUM per advisor
- $113MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 13derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $18.3MderivedHNW RAUM over HNW clients
- Average account
- $3.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 44%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +86%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$219M97%
- Corporations and businesses$3.6M1.6%
- Individuals$3.1M1.4%
- Other investment advisers$141,7910.1%
- Individual clients
- 14reported
- HNW clients
- 12reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 67reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=2.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| J•••• D••••••• M••••• | El Paso, Tx | Nov 4, 2015 | 19 y | 2 |
| A••••• M•••••• R••• G•••••• | Coral Gables, Fl | Oct 2, 2023 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J•••• D••••••• M••••• from L••••• A•••• M••••••••• L••Nov 4, 2015 · RIA to RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D••••••• M•••••• J•••• · President/Chief Compliance Officercontrolsince 05/2015 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Coral Gables, Fl · principal | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 41 to 67Aug 22, 2025 to Mar 17, 2026
- HNW clients · 10 to 12Aug 22, 2025 to Mar 17, 2026
- Individual clients · 4 to 14Aug 22, 2025 to Mar 17, 2026
- Financial planning clients · 1-10 to 0Aug 22, 2025 to Mar 17, 2026
- Discretionary RAUM · $99.9M to $98.8MAug 22, 2025 to Mar 17, 2026
- HNW RAUM · $180M to $219MAug 22, 2025 to Mar 17, 2026
- Individual RAUM · $1.0M to $3.1MAug 22, 2025 to Mar 17, 2026
- Non-discretionary RAUM · $84.2M to $127MAug 22, 2025 to Mar 17, 2026
- RAUM · $184M to $226MAug 22, 2025 to Mar 17, 2026
- Assets in custody · 101492117.0 to unsetMar 20, 2025 to Jul 30, 2025
- Custody of client assets · true to falseMar 20, 2025 to Jul 30, 2025
- Financial planning clients · 1-10 to 1-10Mar 20, 2025 to Jul 30, 2025
- Accounts · 33 to 41Mar 21, 2024 to Mar 20, 2025
- Corporate clients · 6 to 3Mar 21, 2024 to Mar 20, 2025
- HNW clients · 8 to 10Mar 21, 2024 to Mar 20, 2025
- Individual clients · 1 to 4Mar 21, 2024 to Mar 20, 2025
- Assets in custody · $196M to $101MMar 21, 2024 to Mar 20, 2025
- Discretionary RAUM · $77.7M to $99.9MMar 21, 2024 to Mar 20, 2025
- HNW RAUM · $127M to $180MMar 21, 2024 to Mar 20, 2025
- Individual RAUM · $115,612 to $1.0MMar 21, 2024 to Mar 20, 2025
- Non-discretionary RAUM · $120M to $84.2MMar 21, 2024 to Mar 20, 2025
- RAUM · $197M to $184MMar 21, 2024 to Mar 20, 2025
- Accounts · 35 to 33Mar 19, 2024 to Mar 21, 2024
- Corporate clients · 5 to 6Mar 19, 2024 to Mar 21, 2024
- Individual clients · 2 to 1Mar 19, 2024 to Mar 21, 2024
- Assets in custody · $61.6M to $196MMar 19, 2024 to Mar 21, 2024
- Discretionary RAUM · $78.3M to $77.7MMar 19, 2024 to Mar 21, 2024
- HNW RAUM · $128M to $127MMar 19, 2024 to Mar 21, 2024
- Individual RAUM · $161,412 to $115,612Mar 19, 2024 to Mar 21, 2024
- Non-discretionary RAUM · $101M to $120MMar 19, 2024 to Mar 21, 2024
- RAUM · $180M to $197MMar 19, 2024 to Mar 21, 2024
Signals
1 dated events
- A•••••• I••••••••• C••••••••• I••• filed its initial SEC registration (Form ADV)Dec 14, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 305-928-1551reportedpublic record, Form ADV, Mar 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $113Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026