DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Eaton Vance Management (International) Limited

Former SEC-registered adviserLondon, CRD 281469SEC 801-106753IAPD
Latest filing Jan 31, 2019
First filing on the tape Sep 30, 2015 · 12 filings
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
33
3 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$1.5B as of Jan 31, 2019
Jan 29, 2016$489M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jan 31, 2019
Jan 29, 20160 then
Employees (5.A)33 as of Jan 31, 2019
Jan 29, 201620 then
Private funds: no history
RAUM +297% over the last fiscal year+46% a year over threeIARs 0 to 0offices 1 to 2
Practice profile
derived from the filing of Jan 31, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$217MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
49%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
+297%derivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Corporations and businesses$656M43%
  • Sovereign wealth funds$652M43%
  • Pooled investment vehicles$114M7.5%
  • Insurance companies$99.3M6.5%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
7reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Ewart Thomas Faust · Directorcontrol
        since 11/2007 · owns less than 5%
      • Stewart Frederick Marius · Directorcontrol
        since 07/2008 · owns less than 5%
      • Robert Craig Brandon · Trusteecontrol
        since 11/2015 · owns F of Eaton Vance Corp. Voting Trust
      • Carl Daniel Cataldo · Trusteecontrol
        since 03/2012 · owns F of Eaton Vance Corp. Voting Trust
      • Andrew Michael Cirami · Trusteecontrol
        since 11/2015 · owns F of Eaton Vance Corp. Voting Trust
      • Jane Cynthia Clemson · Trusteecontrol
        since 01/2006 · owns F of Eaton Vance Corp. Voting Trust
      • Hamilton James Evans · Trusteecontrol
        since 11/2013 · owns F of Eaton Vance Corp. Voting Trust
      • Ewart Thomas Faust · Trusteecontrol
        since 12/1996 · owns F of Eaton Vance Corp. Voting Trust
      • Ann Maureen Gemma · Trusteecontrol
        since 06/2008 · owns F of Eaton Vance Corp. Voting Trust
      • Greenwald Laurie Hylton · Trusteecontrol
        since 03/2012 · owns F of Eaton Vance Corp. Voting Trust
      • Dean Brian Langstraat · Trusteecontrol
        since 01/2009 · owns F of Eaton Vance Corp. Voting Trust
      • Stewart Frederick Marius · Trusteecontrol
        since 07/2008 · owns F of Eaton Vance Corp. Voting Trust
      • Connor David Mccabe · Trusteecontrol
        since 11/2011 · owns F of Eaton Vance Corp. Voting Trust
      • Hammond Scott Page · Trusteecontrol
        since 01/2000 · owns F of Eaton Vance Corp. Voting Trust
      • James Edward Perkin · Trusteecontrol
        since 05/2014 · owns F of Eaton Vance Corp. Voting Trust
      • Richard Lewis Piantedosi · Trusteecontrol
        since 11/2015 · owns F of Eaton Vance Corp. Voting Trust
      • Bass Charles Reed · Trusteecontrol
        since 11/2013 · owns F of Eaton Vance Corp. Voting Trust
      • Philip Craig Russ · Trusteecontrol
        since 11/2013 · owns F of Eaton Vance Corp. Voting Trust
      • Lawrence John Shea · Trusteecontrol
        since 12/2014 · owns F of Eaton Vance Corp. Voting Trust
      • A Eric Stein · Trusteecontrol
        since 11/2015 · owns F of Eaton Vance Corp. Voting Trust
      • Frederick Payson Swaffield · Trusteecontrol
        since 01/2000 · owns F of Eaton Vance Corp. Voting Trust
      • William Michael Weilheimer · Trusteecontrol
        since 01/2000 · owns F of Eaton Vance Corp. Voting Trust
      • Kelly Ray Williams · Trusteecontrol
        since 11/2013 · owns F of Eaton Vance Corp. Voting Trust
      • Joseph Matthew Witkos · Trusteecontrol
        since 07/2007 · owns F of Eaton Vance Corp. Voting Trust
      • Jo Michaella Callaghan · Director
        since 09/2016 · owns less than 5%
      • Louise Meghann Clark · U.S. Chief Compliance Officer
        since 09/2015 · owns less than 5%
      • Joost Tjalling Halbertsma · Director
        since 09/2016 · owns less than 5%
      Entity owners
      • Eaton Vance Management · Owner
        direct · owns 75% or more
      • Eaton Vance Corp. · Wholly Owns Evm
        indirect · owns 75% or more of Eaton Vance Management (Evm) · public reporting company
      • Eaton Vance Corp. Voting Trust · Trust Holding 100% Of Evc Voting Shares
        indirect · owns 75% or more of Eaton Vance Corp. ("Evc")
      • Eaton Vance, Inc. · Owner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      Advisers that list Eaton Vance Management (International) Limited as a related person
      Offices
      Schedule D 1.F, the 25 largest
      • Frankfurt, Germany2 employees
      What changed
      consecutive filings, newest first
      • Accounts · 3 to 7
        Jun 6, 2018 to Jan 31, 2019
      • Advisory employees · 0 to 3
        Jun 6, 2018 to Jan 31, 2019
      • Corporate clients · 1 to 3
        Jun 6, 2018 to Jan 31, 2019
      • Pooled vehicle clients · 1 to 12
        Jun 6, 2018 to Jan 31, 2019
      • Employees · 18 to 33
        Jun 6, 2018 to Jan 31, 2019
      • Other offices · 1 to 2
        Jun 6, 2018 to Jan 31, 2019
      • Discretionary RAUM · $383M to $1.5B
        Jun 6, 2018 to Jan 31, 2019
      • Pooled vehicle RAUM · $174M to $114M
        Jun 6, 2018 to Jan 31, 2019
      • RAUM · $383M to $1.5B
        Jun 6, 2018 to Jan 31, 2019
      • Accounts · 10 to 3
        Sep 15, 2017 to Jan 31, 2018
      • Advisory employees · 10 to 0
        Sep 15, 2017 to Jan 31, 2018
      • Corporate clients · unset to 1.0
        Sep 15, 2017 to Jan 31, 2018
      • Pooled vehicle clients · unset to 1.0
        Sep 15, 2017 to Jan 31, 2018
      • Employees · 20 to 18
        Sep 15, 2017 to Jan 31, 2018
      • Other offices · unset to 1.0
        Sep 15, 2017 to Jan 31, 2018
      • Discretionary RAUM · $8.0B to $383M
        Sep 15, 2017 to Jan 31, 2018
      • Pooled vehicle RAUM · unset to 173970409.0
        Sep 15, 2017 to Jan 31, 2018
      • RAUM · $8.0B to $383M
        Sep 15, 2017 to Jan 31, 2018
      • Accounts · 2 to 10
        May 9, 2016 to Jan 31, 2017
      • Discretionary RAUM · $489M to $8.0B
        May 9, 2016 to Jan 31, 2017
      • RAUM · $489M to $8.0B
        May 9, 2016 to Jan 31, 2017
      • Discretionary RAUM · $486M to $489M
        Dec 18, 2015 to Jan 29, 2016
      • RAUM · $486M to $489M
        Dec 18, 2015 to Jan 29, 2016
      Signals
      3 dated events
      • Eaton Vance Management (International) Limited reported RAUM $1.5B, up 297% from $382.6M (2018-06-06 to 2019-01-31)
        Jan 31, 2019 · RAUM change · derived
      • Eaton Vance Management (International) Limited reported RAUM $382.6M, down 95% from $8.0B (2017-09-15 to 2018-01-31)
        Jan 31, 2018 · RAUM change · derived
      • Eaton Vance Management (International) Limited filed its initial SEC registration (Form ADV)
        Sep 30, 2015 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026