DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Eaton Vance Global Advisors Limited

Former SEC-registered adviserDublin, CRD 304545SEC 801-117102IAPD
Latest filing Jun 28, 2019
First filing on the tape Jun 28, 2019 · 1 filings
RAUM
$1.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $1.5B
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 1
Private funds: no history
Practice profile
derived from the filing of Jun 28, 2019; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$171MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.5B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Peadar De Barra · Directorcontrol
        since 04/2019 · owns less than 5%
      • Gerard Michael Jackson · Directorcontrol
        since 04/2001 · owns less than 5%
      • Stewart Frederick Marius · Directorcontrol
        since 07/2008 · owns less than 5%
      • Robert Craig Brandon · Trusteecontrol
        since 11/2015 · owns F of Eaton Vance Corp. Voting Trust
      • Carl Daniel Cataldo · Trusteecontrol
        since 03/2012 · owns F of Eaton Vance Corp. Voting Trust
      • Andrew Michael Cirami · Trusteecontrol
        since 11/2015 · owns F of Eaton Vance Corp. Voting Trust
      • Jane Cynthia Clemson · Trusteecontrol
        since 01/2006 · owns F of Eaton Vance Corp. Voting Trust
      • Hamilton James Evans · Trusteecontrol
        since 11/2013 · owns F of Eaton Vance Corp. Voting Trust
      • Ewart Thomas Faust · Trusteecontrol
        since 12/1996 · owns F of Eaton Vance Corp. Voting Trust
      • Ann Maureen Gemma · Trusteecontrol
        since 06/2008 · owns F of Eaton Vance Corp. Voting Trust
      • Greenwald Laurie Hylton · Trusteecontrol
        since 03/2012 · owns F of Eaton Vance Corp. Voting Trust
      • Dean Brian Langstraat · Trusteecontrol
        since 01/2009 · owns F of Eaton Vance Corp. Voting Trust
      • Stewart Frederick Marius · Trusteecontrol
        since 07/2008 · owns F of Eaton Vance Corp. Voting Trust
      • Connor David Mccabe · Trusteecontrol
        since 11/2011 · owns F of Eaton Vance Corp. Voting Trust
      • Hammond Scott Page · Trusteecontrol
        since 01/2000 · owns F of Eaton Vance Corp. Voting Trust
      • James Edward Perkin · Trusteecontrol
        since 05/2014 · owns F of Eaton Vance Corp. Voting Trust
      • Richard Lewis Piantedosi · Trusteecontrol
        since 11/2015 · owns F of Eaton Vance Corp. Voting Trust
      • Bass Charles Reed · Trusteecontrol
        since 11/2013 · owns F of Eaton Vance Corp. Voting Trust
      • Philip Craig Russ · Trusteecontrol
        since 11/2013 · owns F of Eaton Vance Corp. Voting Trust
      • Lawrence John Shea · Trusteecontrol
        since 12/2014 · owns F of Eaton Vance Corp. Voting Trust
      • Andrew Eric Stein · Trusteecontrol
        since 11/2015 · owns F of Eaton Vance Corp. Voting Trust
      • Frederick Payson Swaffield · Trusteecontrol
        since 01/2000 · owns F of Eaton Vance Corp. Voting Trust
      • William Michael Weilheimer · Trusteecontrol
        since 01/2000 · owns F of Eaton Vance Corp. Voting Trust
      • Kelly Ray Williams · Trusteecontrol
        since 11/2016 · owns F of Eaton Vance Corp. Voting Trust
      • Joseph Matthew Witkos · Trusteecontrol
        since 07/2007 · owns F of Eaton Vance Corp. Voting Trust
      • Louise Meghann Clark · U.S. Chief Compliance Officer
        since 09/2015 · owns less than 5%
      Entity owners
      • Eaton Vance Management · Owner
        direct · owns 75% or more
      • Eaton Vance Corp. · Wholly Owns Evm
        indirect · owns 75% or more of Eaton Vance Management · public reporting company
      • Eaton Vance Corp. Voting Trust · Trust Holding 100% Of Evc Voting Shares
        indirect · owns 75% or more of Eaton Vance Corp.
      • Eaton Vance, Inc. · Owner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      1 dated events
      • Eaton Vance Global Advisors Limited filed its initial SEC registration (Form ADV)
        Jun 28, 2019 · First SEC registration · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026