RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
P••••••• S••••••
- A•••• P•••••• W••••• L•• independent RIA currentsince May 15, 2026 · Richmond, Va
- K•••••• C••••••• L•• independent RIAJan 9, 2020 to Jun 9, 2026 · Glen Allen, Va
- U•• F•••••••• S••••••• I••• wirehouseApr 4, 2013 to Jul 2, 2019 · Richmond, Va
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseJun 23, 2012 to Mar 5, 2013 · Richmond, Va
- S•••••• M••••• L•• independent RIAAug 25, 2009 to Jan 20, 2011 · Richmond, Va
- C•••••••• G••••• M•••••• I••• BD affiliatedJul 1, 2008 to Feb 3, 2009 · Richmond, Va
- W•••• F•••• A••••••• wirehouseNov 25, 2003 to Jul 29, 2008 · Richmond, Va
- R•• C•••••• M••••••• L•• national BDApr 16, 2002 to Sep 16, 2003 · Richmond, Va
- K•••••• C••••••• L•• to A•••• P•••••• W••••• L••left Jun 9, 2026, registered May 15, 2026 (-25 days) · RIA to RIA
- U•• F•••••••• S••••••• I••• to K•••••• C••••••• L••left Jul 2, 2019, registered Jan 9, 2020 (191 days) · Wirehouse to independent RIA
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••left Mar 5, 2013, registered Apr 4, 2013 (30 days) · Wirehouse to wirehouse
- S•••••• M••••• L•• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jan 20, 2011, registered Jun 23, 2012 (520 days) · Other
- C•••••••• G••••• M•••••• I••• to S•••••• M••••• L••left Feb 3, 2009, registered Aug 25, 2009 (203 days) · Other
- W•••• F•••• A••••••• to C•••••••• G••••• M•••••• I•••left Jul 29, 2008, registered Jul 1, 2008 (-28 days) · Other
- R•• C•••••• M••••••• L•• to W•••• F•••• A•••••••left Sep 16, 2003, registered Nov 25, 2003 (70 days) · Affiliated broker-dealer or bank to wirehouse
- P••••••• S•••••• left K•••••• C••••••• L•• for A•••• P•••••• W••••• L•• (registered 2026-05-15)Jun 9, 2026 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 34derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address