DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
P••••••• W••••• M•••••••••
Legal name P••••••• W••••• M••••••••• L••
Latest filing Sep 14, 2026
First filing on the tape Feb 25, 2019 · 24 filings
SEC status approved since Mar 27, 2019
RAUM
$116M
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
92%
$107M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$58.2M
derived; firm RAUM over IAPD count
Employees
8
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$116M as of Apr 17, 2026
Feb 6, 2020$199M then
HNW client RAUM$48.9M as of Apr 17, 2026
Feb 6, 2020$95.7M then
State-registered IARs (5.B.3)2 as of Apr 17, 2026
Feb 6, 20203 then
Employees (5.A)8 as of Apr 17, 2026
Feb 6, 20206 then
Private funds: no history
RAUM -70% over the last fiscal year-26% a year over threeIARs 5 to 2offices 1 to 0
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $58.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 173derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.8MderivedHNW RAUM over HNW clients
- Average account
- $331,438derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 7.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 4.0derivedItem 5.A over advisors
- Advisors per office
- 2.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- -70%derivedbetween the last two annual amendments
- Advisor growth, one year
- -60%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -51%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, publications, educational seminarsreportedItem 5.G
- Custody
- $85.0M, 275 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$58.3M50%
- High-net-worth individuals$48.9M42%
- Pension and profit-sharing plans$8.8M7.6%
- Charitable organizations$252,0000.2%
- Individual clients
- 319reported
- HNW clients
- 27reported
- Pension plan clients
- 3reported
- Charitable clients
- 2reported
- Accounts
- 351reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $85.0M for 275 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.92 fund_share=0.0 institutional_share=0.08 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| A••••• W•••••• P•••Certified Financial Planner | Lincoln, Ne | Jan 7, 2016 | 26 y | 1 |
| J••••• A••• H•••• | Lincoln, Ne | Jun 18, 2025 | 11 y | 0 |
Advisor movement
3 left, 0 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 150% of current headcount3 left over 36 months
Left, latest
- A••••• C•••••• P••••••• to R• W••••• M••••••••• P•••••••Mar 31, 2026 · RIA to a newly registered adviser
- T••••• N• L••••••••• to R• W••••• M••••••••• P•••••••Mar 31, 2026 · RIA to a newly registered adviser
- R••••• J• R•••• to R• W••••• M••••••••• P•••••••Mar 31, 2026 · RIA to a newly registered adviser
Joined, latest
- A••••• C•••••• P••••••• from A•••••••• C•••••• M•••••••••Jul 8, 2022 · RIA to RIA
- T••••• N• L••••••••• from A•••••••• C•••••• M•••••••••Jul 1, 2022 · RIA to RIA
- R••••• J• R•••• from F•• S••••••••• C•••••••••Feb 17, 2016 · Other
- A••••• W•••••• P••• from F•• S••••••••• C•••••••••Jan 7, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for R• W••••• M••••••••• P•••••••Mar 31, 2026 · Lincoln, Ne
- 2 joined from A•••••••• C•••••• M•••••••••Jun 30, 2022 · Cornelius, Nc
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- L••••••••• T•••••• N• · Managing Membercontrolsince 02/2024 · owns 25% to 50%
- P•••• A•••••• W•••••• · Managing Member And Chief Compliance Officercontrolsince 11/2015 · owns 75% or more
- R••••• R•••••• J• · Senior Compliance Officercontrolsince 08/2017 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lincoln, Ne · principal | 2 | 0 | 2 | 1 | |
| Las Vegas, Nv | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
4 against comparable advisers; where to look, not conclusions
- client count collapseChange between filings · filing Apr 17, 2026individual and HNW clients (Item 5.D) moved from 702.0 to 346.0 (-51.0%) between the annual amendments of 2025-04-15 and 2026-04-17; the peer median change was +3.0% (3309 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,309) · 1.6% percentile
- RAUM down 50 %Change between filings · filing Apr 17, 2026RAUM (Item 5.F) moved from $386,182,129 to $116,334,723 (-70.0%) between the annual amendments of 2025-04-15 and 2026-04-17; the peer median change was +15.0% (4550 comparable advisers, 0.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 0.2% percentile
- account count collapseChange between filings · filing Apr 17, 2026accounts (Item 5.F.2.f) moved from 715.0 to 351.0 (-51.0%) between the annual amendments of 2025-04-15 and 2026-04-17; the peer median change was +5.0% (3687 comparable advisers, 3.0th percentile of changes)peers: independent wealth managers, $100M to $500M (3,687) · 3.0% percentile
- advisor count dropChange between filings · filing Apr 17, 2026advisory representatives (Item 5.B.3) moved from 5.0 to 2.0 (-60.0%) between the annual amendments of 2025-04-15 and 2026-04-17; the peer median change was 0.0% (965 comparable advisers, 1.0th percentile of changes)peers: independent wealth managers, $100M to $500M (965) · 1.3% percentile
What changed
consecutive filings, newest first
- Financial planning clients · 51-100 to 51-100Apr 17, 2026 to Sep 14, 2026
- Related adviser · false to unsetApr 17, 2026 to Sep 14, 2026
- Related bank · false to unsetApr 17, 2026 to Sep 14, 2026
- Related broker-dealer · false to unsetApr 17, 2026 to Sep 14, 2026
- Related insurance company · false to unsetApr 17, 2026 to Sep 14, 2026
- Succession · false to unsetApr 17, 2026 to Sep 14, 2026
- Accounts · 1,912 to 351Jan 28, 2026 to Apr 17, 2026
- Advisory employees · 5 to 2Jan 28, 2026 to Apr 17, 2026
- Business name · R• W••••• M••••••••• P••••••• to P••••••• W••••• M•••••••••Jan 28, 2026 to Apr 17, 2026
- HNW clients · 90 to 27Jan 28, 2026 to Apr 17, 2026
- Individual clients · 647 to 319Jan 28, 2026 to Apr 17, 2026
- Pension plan clients · 11 to 3Jan 28, 2026 to Apr 17, 2026
- Assets in custody · $265M to $85.0MJan 28, 2026 to Apr 17, 2026
- State-registered IARs · 5 to 2Jan 28, 2026 to Apr 17, 2026
- Other offices · 2 to 0Jan 28, 2026 to Apr 17, 2026
- Discretionary RAUM · $389M to $107MJan 28, 2026 to Apr 17, 2026
- HNW RAUM · $239M to $48.9MJan 28, 2026 to Apr 17, 2026
- Individual RAUM · $150M to $58.3MJan 28, 2026 to Apr 17, 2026
- Non-discretionary RAUM · $31.8M to $8.8MJan 28, 2026 to Apr 17, 2026
- Pension RAUM · $31.8M to $8.8MJan 28, 2026 to Apr 17, 2026
- RAUM · $421M to $116MJan 28, 2026 to Apr 17, 2026
- Accounts · 715 to 1,912Sep 8, 2025 to Jan 28, 2026
- HNW clients · 80 to 90Sep 8, 2025 to Jan 28, 2026
- Individual clients · 622 to 647Sep 8, 2025 to Jan 28, 2026
- Assets in custody · $219M to $265MSep 8, 2025 to Jan 28, 2026
- Other offices · 1 to 2Sep 8, 2025 to Jan 28, 2026
- Discretionary RAUM · $358M to $389MSep 8, 2025 to Jan 28, 2026
- HNW RAUM · $209M to $239MSep 8, 2025 to Jan 28, 2026
- Individual RAUM · $148M to $150MSep 8, 2025 to Jan 28, 2026
- Non-discretionary RAUM · $28.7M to $31.8MSep 8, 2025 to Jan 28, 2026
- Pension RAUM · $28.7M to $31.8MSep 8, 2025 to Jan 28, 2026
- RAUM · $386M to $421MSep 8, 2025 to Jan 28, 2026
- Financial planning clients · 51-100 to 51-100Apr 15, 2025 to Jun 30, 2025
- Legal name · P••••••• WEALTH, LLC to P••••••• W••••• M•••••••••, LLCApr 15, 2025 to Jun 30, 2025
- Accounts · 725 to 715Nov 18, 2024 to Jan 17, 2025
- Charity clients · 1 to 2Nov 18, 2024 to Jan 17, 2025
- HNW clients · 82 to 80Nov 18, 2024 to Jan 17, 2025
- Individual clients · 626 to 622Nov 18, 2024 to Jan 17, 2025
- Pension plan clients · 16 to 11Nov 18, 2024 to Jan 17, 2025
- Assets in custody · $190M to $219MNov 18, 2024 to Jan 17, 2025
Signals
8 dated events
- P••••••• W••••• M••••••••• reported RAUM $116.3M, down 72% from $421.2M (2026-01-28 to 2026-04-17)Apr 17, 2026 · RAUM change · derived
- T••••• N• L••••••••• left P••••••• W••••• M••••••••• for R• W••••• M••••••••• P••••••• (registered 2025-12-01)Mar 31, 2026 · Advisor changed firm · fact
- R••••• J• R•••• left P••••••• W••••• M••••••••• for R• W••••• M••••••••• P••••••• (registered 2025-12-01)Mar 31, 2026 · Advisor changed firm · fact
- A••••• C•••••• P••••••• left P••••••• W••••• M••••••••• for R• W••••• M••••••••• P••••••• (registered 2025-12-01)Mar 31, 2026 · Advisor changed firm · fact
- 2 advisors left P••••••• W••••• M••••••••• (Lincoln, NE) for R• W••••• M••••••••• P••••••• on the same dayMar 31, 2026 · Team lift-out · derived
- N Travis Langemeier (Managing Member) appeared on Schedule A of P••••••• W••••• M•••••••••Feb 6, 2024 · Control person joined · fact
- 2 advisors left A•••••••• C•••••• M••••••••• (Cornelius, NC) for P••••••• W••••• M••••••••• within 7 daysJun 30, 2022 · Team lift-out · derived
- R• W••••• M••••••••• P••••••• filed its initial SEC registration (Form ADV)Feb 25, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 531-333-2728reportedpublished by the firm, firm site, Sep 16, 2026
- Website
- PWMLINCOLN.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 531-333-2728reportedpublic record, Form ADV, Sep 14, 2026
- Contact form
- pwmlincoln.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- pwmlincoln.com/team-memberreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $58.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026