DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Pacific Specialty Investment Group, LLC

Independent wealth managerNewport Beach, CaliforniaCRD 282463SEC 801-136588websiteIAPD
Latest filing Aug 4, 2026
First filing on the tape Jan 21, 2016 · 8 filings
SEC status approved since Jun 26, 2026
RAUM
$123M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$123M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$61.6M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$123M as of Aug 4, 2026
May 27, 2026$123M then
HNW client RAUM$97.0M as of Aug 4, 2026
May 27, 2026$97.0M then
State-registered IARs (5.B.3)2 as of Aug 4, 2026
May 27, 20262 then
Employees (5.A)2 as of Aug 4, 2026
May 27, 20262 then
Private funds: no history
Practice profile
derived from the filing of Aug 4, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
  • Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
RAUM per advisor
$61.6MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
52derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.3MderivedHNW RAUM over HNW clients
Average account
$464,954derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Custody
$34.0M, 38 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$97.0M79%
  • Individuals$26.2M21%
Individual clients
61reported
HNW clients
42reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
265reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$34.0M for 38 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Scott Michael ParentChartered Financial AnalystNewport Beach, CaJan 1, 202530 y2
Christopher John RhodesNewport Beach, CaFeb 12, 202527 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Michael Scott Parent · Managing Member / Chief Compliance Officercontrol
    since 12/2015 · owns 50% to 75%
  • Scott Phillip Vigil · Managing Membercontrol
    since 12/2015 · owns 50% to 75%
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Newport Beach, Ca · principal200
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
  • Accounts · 0 to 265
    May 9, 2016 to May 27, 2026
  • BD registered reps · 1 to 0
    May 9, 2016 to May 27, 2026
  • HNW clients · unset to 42.0
    May 9, 2016 to May 27, 2026
  • Individual clients · unset to 61.0
    May 9, 2016 to May 27, 2026
  • Assets in custody · unset to 34028170.0
    May 9, 2016 to May 27, 2026
  • Custody of client assets · false to true
    May 9, 2016 to May 27, 2026
  • Insurance-licensed employees · 2 to 0
    May 9, 2016 to May 27, 2026
  • Financial planning clients · unset to
    May 9, 2016 to May 27, 2026
  • HQ city · IRVINE to NEWPORT BEACH
    May 9, 2016 to May 27, 2026
  • Other offices · unset to 0.0
    May 9, 2016 to May 27, 2026
  • Discretionary RAUM · $0 to $123M
    May 9, 2016 to May 27, 2026
  • HNW RAUM · unset to 97036605.0
    May 9, 2016 to May 27, 2026
  • Individual RAUM · unset to 26176197.0
    May 9, 2016 to May 27, 2026
  • RAUM · $0 to $123M
    May 9, 2016 to May 27, 2026
  • Related adviser · false to true
    May 4, 2016 to May 9, 2016
  • Advisory activities · 2 to 1
    Apr 22, 2016 to May 4, 2016
Signals
1 dated events
  • Pacific Specialty Investment Group, Llc filed its initial SEC registration (Form ADV)
    Jan 21, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business phone
949-379-7334reportedpublished by the firm, firm site, Sep 17, 2026
Website
PSINVESTMENTGROUP.COMreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone
(949) 379-7333reportedpublic record, Form ADV, Aug 4, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$61.6Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026