DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•••••••• A•••• M••••••••• G••••• L••
Latest filing Sep 8, 2026
First filing on the tape Jun 14, 2023 · 8 filings
SEC status approved since Jul 14, 2023
RAUM
$309M
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
97%
$299M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$77.2M
derived; firm RAUM over IAPD count
Employees
7
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
8 filings and snapshots on the tape
RAUM$309M as of Jan 15, 2026
Feb 1, 2024$158M then
HNW client RAUM$267M as of Jan 15, 2026
Feb 1, 2024$126M then
State-registered IARs (5.B.3)3 as of Jan 15, 2026
Feb 1, 20243 then
Employees (5.A)3 as of Jan 15, 2026
Feb 1, 20243 then
Private funds: no history
RAUM +39% over the last fiscal yearIARs 3 to 4
Practice profile
derived from the filing of Sep 8, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $77.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $431,516derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 3.1%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +39%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +14%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$267M86%
- Individuals$32.2M10%
- Pension and profit-sharing plans$9.6M3.1%
- Individual clients
- 90reported
- HNW clients
- 124reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 716reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd= related_bank= bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• V• M••••••••• | Avon, Ct | Feb 22, 2016 | 26 y | 3 |
| R•••••• C• L•••••••Certified Financial Planner | Avon, Ct | Aug 16, 2018 | 25 y | 4 |
| A••• B••••••• K•••••••Certified Financial Planner | Pearl River, Ny | Jun 1, 2023 | 28 y | 3 |
| D••••••• E•••••• B••••••Certified Financial Planner | Avon, Ct | Sep 4, 2024 | 15 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- D••••••• E•••••• B•••••• from N•• E•••••• P•••••• W••••• A•••••••• L••Sep 4, 2024 · RIA to RIA
- A••• B••••••• K••••••• from O•••• W•••••• I•••Jun 1, 2023 · Affiliated broker-dealer or bank to independent RIA
- R•••••• C• L••••••• from E••••• J••••Aug 16, 2018 · Affiliated broker-dealer or bank to independent RIA
- M•••••• V• M••••••••• from V•••••••• P•••••• W••••• M••••••••• G••••Feb 22, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••••• M••••••• V• · Managing Member And Ccocontrolsince 02/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Avon, Ct · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Milford, CT2 employees
- Pearl River, NY1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- RAUM up 25 %Change between filings · filing Jan 15, 2026RAUM (Item 5.F) moved from $222,581,415 to $308,965,271 (+39.0%) between the annual amendments of 2025-02-11 and 2026-01-15; the peer median change was +15.0% (4550 comparable advisers, 92.0th percentile of changes)peers: independent wealth managers, $100M to $500M (4,550) · 92% percentile
What changed
consecutive filings, newest first
- Advisory employees · 3 to 4Jan 15, 2026 to Sep 8, 2026
- Employees · 3 to 7Jan 15, 2026 to Sep 8, 2026
- Financial planning clients · 1-10 to 1-10Jan 15, 2026 to Sep 8, 2026
- State-registered IARs · 3 to 4Jan 15, 2026 to Sep 8, 2026
- Related adviser · false to unsetJan 15, 2026 to Sep 8, 2026
- Related bank · false to unsetJan 15, 2026 to Sep 8, 2026
- Related broker-dealer · false to unsetJan 15, 2026 to Sep 8, 2026
- Related insurance company · false to unsetJan 15, 2026 to Sep 8, 2026
- Succession · false to unsetJan 15, 2026 to Sep 8, 2026
- Accounts · 623 to 716Feb 11, 2025 to Jan 15, 2026
- HNW clients · 83 to 124Feb 11, 2025 to Jan 15, 2026
- Individual clients · 104 to 90Feb 11, 2025 to Jan 15, 2026
- Discretionary RAUM · $220M to $299MFeb 11, 2025 to Jan 15, 2026
- HNW RAUM · $183M to $267MFeb 11, 2025 to Jan 15, 2026
- Individual RAUM · $36.9M to $32.2MFeb 11, 2025 to Jan 15, 2026
- Non-discretionary RAUM · $3.1M to $9.6MFeb 11, 2025 to Jan 15, 2026
- Pension RAUM · $3.1M to $9.6MFeb 11, 2025 to Jan 15, 2026
- RAUM · $223M to $309MFeb 11, 2025 to Jan 15, 2026
- Accounts · 481 to 623Aug 7, 2024 to Feb 11, 2025
- HNW clients · 87 to 83Aug 7, 2024 to Feb 11, 2025
- Individual clients · 77 to 104Aug 7, 2024 to Feb 11, 2025
- Financial planning clients · 1-10 to 1-10Aug 7, 2024 to Feb 11, 2025
- Discretionary RAUM · $155M to $220MAug 7, 2024 to Feb 11, 2025
- HNW RAUM · $126M to $183MAug 7, 2024 to Feb 11, 2025
- Individual RAUM · $28.8M to $36.9MAug 7, 2024 to Feb 11, 2025
- Non-discretionary RAUM · $2.6M to $3.1MAug 7, 2024 to Feb 11, 2025
- Pension RAUM · $2.6M to $3.1MAug 7, 2024 to Feb 11, 2025
- RAUM · $158M to $223MAug 7, 2024 to Feb 11, 2025
- Accounts · 453 to 481Jul 31, 2023 to Feb 1, 2024
- HNW clients · 62 to 87Jul 31, 2023 to Feb 1, 2024
- Individual clients · 65 to 77Jul 31, 2023 to Feb 1, 2024
- Discretionary RAUM · $112M to $155MJul 31, 2023 to Feb 1, 2024
- HNW RAUM · $95.0M to $126MJul 31, 2023 to Feb 1, 2024
- Individual RAUM · $16.9M to $28.8MJul 31, 2023 to Feb 1, 2024
- Non-discretionary RAUM · $2.2M to $2.6MJul 31, 2023 to Feb 1, 2024
- Pension RAUM · $2.2M to $2.6MJul 31, 2023 to Feb 1, 2024
- RAUM · $114M to $158MJul 31, 2023 to Feb 1, 2024
Signals
1 dated events
- M•••••••• A•••• M••••••••• G••••• L•• filed its initial SEC registration (Form ADV)Jun 14, 2023 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/milestone-asset-management-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- M••••••••AMG.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 860-259-4800reportedpublic record, Form ADV, Sep 8, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $77.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026