DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
New England Private Wealth Advisors, LLC
Latest filing Mar 27, 2026
First filing on the tape Mar 30, 2012 · 23 filings
SEC status approved since Jan 27, 2005
RAUM
$5.1B
reported, Item 5.F
Discretionary
75%
of RAUM
Private clients
60%
$3.1B individuals and HNW
Advisors
12
registered through the firm on IAPD
RAUM per advisor
$424M
derived; firm RAUM over IAPD count
Employees
21
10 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
23 filings and snapshots on the tape
RAUM$5.1B as of Mar 27, 2026
Mar 30, 2012$682M then
HNW client RAUM$3.0B as of Mar 27, 2026
Mar 29, 2018$1.1B then
State-registered IARs (5.B.3)9 as of Mar 27, 2026
Mar 30, 20120 then
Employees (5.A)21 as of Mar 27, 2026
Apr 1, 201312 then
Private funds: no history
RAUM +70% over the last fiscal year+29% a year over threeIARs 8 to 9offices 1 to 2
Practice profile
derived from the filing of Mar 27, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $424MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 31derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $9.0MderivedHNW RAUM over HNW clients
- Average account
- $1.6MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 75%derivedof RAUM
- Institutional
- 39%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +70%derivedbetween the last two annual amendments
- Advisor growth, one year
- +13%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +4.7%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$3.0B60%
- Charitable organizations$1.9B37%
- Pension and profit-sharing plans$134M2.6%
- Individuals$24.8M0.5%
- Corporations and businesses$6.3M0.1%
- Individual clients
- 38reported
- HNW clients
- 338reported
- Pension plan clients
- n/areported
- Charitable clients
- 58reported
- Accounts
- 3,111reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.6 fund_share=0.0 institutional_share=0.39 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
12 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Melissa Griffin BoccaciCertified Financial Planner, Chartered Financial Consultant | Wellesley, Ma | Jul 2, 2007 | 24 y | 0 |
| Ira Gene RapaportCertified Financial Planner, Personal Financial Specialist | Wellesley, Ma | Jul 16, 2007 | 24 y | 1 |
| Sara Beth ShoresCertified Financial Planner | Wellesley, Ma | Aug 13, 2007 | 19 y | 0 |
| Caitlin Shelagh PolsonCertified Financial Planner | Wellesley, Ma | Jan 25, 2012 | 18 y | 0 |
| Jeremy Seth SandlerCertified Financial Planner | Wellesley, Ma | Jul 1, 2014 | 22 y | 2 |
| Sarah Jane LewisCertified Financial Planner | Wellesley, Ma | Apr 4, 2017 | 11 y | 0 |
| Kelly Joan SafferyCertified Financial Planner | Wellesley, Ma | Apr 13, 2021 | 12 y | 0 |
| James Paul KaramourtopoulosCertified Financial Planner | Wellesley, Ma | Jan 24, 2024 | 11 y | 2 |
| Timothy William Dempsey | Portsmouth, Nh | Sep 3, 2025 | 38 y | 2 |
| Nicholas Robert Distefano | Wellesley, Ma | Dec 19, 2025 | 12 y | 0 |
| Michael Anthony Abbondanza | Wellesley, Ma | Sep 1, 2026 | 11 y | 0 |
| David S Young | Wellesley, Ma | Sep 1, 2026 | 12 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount1 left over 36 months
Left, latest
- Danielle Elandra Barbato to Milestone Asset Management Group, LLCAug 5, 2024 · RIA to RIA
- Jennifer Kleimon Votano to Citizens Private WealthOct 22, 2021 · RIA to RIA
- Amy Lorenzo Alpert to Ameriprise Financial Services, LLCMar 30, 2017 · Other
- Arik Paul Schechet to Wellesley Asset Management, Inc.Feb 10, 2014 · Other
- Thomas Christopher Vautin to Cabot Wealth ManagementJan 31, 2011 · Other
- Rachel Meri Zibrak to Rinet Company, LLCJul 7, 2009 · Other
Joined, latest
- Timothy William Dempsey from Dhk Financial Advisors IncSep 3, 2025 · Other
- Danielle Elandra Barbato from Osaic Fa, Inc.May 22, 2024 · Affiliated broker-dealer or bank to independent RIA
- James Paul Karamourtopoulos from ForefrontJan 24, 2024 · RIA to RIA
- Jeremy Seth Sandler from Focus Partners Wealth, LLCJul 1, 2014 · Other
- Arik Paul Schechet from Td Ameritrade Investment Management, LLCMar 19, 2012 · Other
- Thomas Christopher Vautin from Cabot Wealth ManagementMay 20, 2010 · Other
- Ira Gene Rapaport from Rinet Company, LLCJul 16, 2007 · Other
- Jennifer Kleimon Votano from Palmerdodge Advisors LLCJul 2, 2007 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Gene Ira Rapaport · Chief Executive Officercontrolsince 12/2004 · owns less than 5%
- Griffin Melissa Boccaci · President/Senior Financial Advisor/Chief Compliance Officersince 03/2012 · owns less than 5%
- Sean Matthew Maclachlan · Chief Operating Officersince 08/2023 · owns less than 5%
- Heidi Beth Rapaport · Chief Financial Officersince 12/2004 · owns less than 5%
Entity owners
- Aspen Standard Group, LLC · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Wellesley, Ma · principal | 12 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
7 against comparable advisers; where to look, not conclusions
- RAUM up clients flatCombination · filing Mar 27, 2026RAUM grew 50 percent or more while private clients stayed within 5 percent: existing clients grew, a few large clients arrived, or a reporting change. RAUM $2,999,207,083 to $5,088,194,405, advisors 8 to 9, private clients 359 to 376, offices 1 to 2 (2025-04-30 to 2026-03-27)peers: independent wealth managers, $5B to $20B (289)
- wealth to institutional shiftCombination · filing Mar 27, 2026private-client share fell 15 points or more while institutional share rose 15 points or more. RAUM $2,999,207,083 to $5,088,194,405, advisors 8 to 9, private clients 359 to 376, offices 1 to 2 (2025-04-30 to 2026-03-27)peers: independent wealth managers, $5B to $20B (289)
- client mix shiftChange between filings · filing Mar 27, 2026private-client share of RAUM moved from 81.0% to 60.0% between the annual amendments of 2025-04-30 and 2026-03-27peers: independent wealth managers, $5B to $20B (289)
- custody status changedChange between filings · filing Mar 27, 2026custody of client assets (Item 9.A): yes on the filing of 2026-02-09, no on the filing of 2026-03-27peers: independent wealth managers, $5B to $20B (289)
- HNW share shiftChange between filings · filing Mar 27, 2026HNW share of RAUM moved from 81.0% to 60.0% between the annual amendments of 2025-04-30 and 2026-03-27peers: independent wealth managers, $5B to $20B (289)
- institutional asset share shiftChange between filings · filing Mar 27, 2026institutional share of RAUM moved from 19.0% to 40.0% between the annual amendments of 2025-04-30 and 2026-03-27peers: independent wealth managers, $5B to $20B (289)
- RAUM up 50 %Change between filings · filing Mar 27, 2026RAUM (Item 5.F) moved from $2,999,207,083 to $5,088,194,405 (+70.0%) between the annual amendments of 2025-04-30 and 2026-03-27; the peer median change was +18.0% (271 comparable advisers, 94.0th percentile of changes)peers: independent wealth managers, $5B to $20B (271) · 94% percentile
What changed
consecutive filings, newest first
- Accounts · 2,761 to 3,111Feb 9, 2026 to Mar 27, 2026
- Charity clients · 13 to 58Feb 9, 2026 to Mar 27, 2026
- HNW clients · 328 to 338Feb 9, 2026 to Mar 27, 2026
- Individual clients · 31 to 38Feb 9, 2026 to Mar 27, 2026
- Pension plan clients · 0.0 to unsetFeb 9, 2026 to Mar 27, 2026
- Assets in custody · $20.2M to $9.3MFeb 9, 2026 to Mar 27, 2026
- Custody of client assets · true to falseFeb 9, 2026 to Mar 27, 2026
- Discretionary RAUM · $2.6B to $3.8BFeb 9, 2026 to Mar 27, 2026
- HNW RAUM · $2.4B to $3.0BFeb 9, 2026 to Mar 27, 2026
- Individual RAUM · $11.6M to $24.8MFeb 9, 2026 to Mar 27, 2026
- Non-discretionary RAUM · $358M to $1.3BFeb 9, 2026 to Mar 27, 2026
- Pension RAUM · unset to 134326909.0Feb 9, 2026 to Mar 27, 2026
- RAUM · $3.0B to $5.1BFeb 9, 2026 to Mar 27, 2026
- Advisory employees · 9 to 10Apr 30, 2025 to Sep 3, 2025
- Employees · 17 to 21Apr 30, 2025 to Sep 3, 2025
- State-registered IARs · 8 to 9Apr 30, 2025 to Sep 3, 2025
- Other offices · 1 to 2Apr 30, 2025 to Sep 3, 2025
- Accounts · 2,742 to 2,761May 24, 2024 to Apr 30, 2025
- Advisory employees · 8 to 9May 24, 2024 to Apr 30, 2025
- HNW clients · 305 to 328May 24, 2024 to Apr 30, 2025
- Individual clients · 27 to 31May 24, 2024 to Apr 30, 2025
- Assets in custody · $12.4M to $20.2MMay 24, 2024 to Apr 30, 2025
- Employees · 18 to 17May 24, 2024 to Apr 30, 2025
- Financial planning clients · 251-500 to 251-500May 24, 2024 to Apr 30, 2025
- State-registered IARs · 7 to 8May 24, 2024 to Apr 30, 2025
- Discretionary RAUM · $2.3B to $2.6BMay 24, 2024 to Apr 30, 2025
- HNW RAUM · $2.1B to $2.4BMay 24, 2024 to Apr 30, 2025
- Individual RAUM · $10.2M to $11.6MMay 24, 2024 to Apr 30, 2025
- Non-discretionary RAUM · $353M to $358MMay 24, 2024 to Apr 30, 2025
- RAUM · $2.7B to $3.0BMay 24, 2024 to Apr 30, 2025
- Related adviser · false to trueMay 24, 2024 to Apr 30, 2025
- Accounts · 2,647 to 2,742Mar 30, 2023 to Mar 28, 2024
- Charity clients · 12 to 13Mar 30, 2023 to Mar 28, 2024
- HNW clients · 290 to 305Mar 30, 2023 to Mar 28, 2024
- Individual clients · 33 to 27Mar 30, 2023 to Mar 28, 2024
- Assets in custody · $8.8M to $12.4MMar 30, 2023 to Mar 28, 2024
- Employees · 19 to 18Mar 30, 2023 to Mar 28, 2024
- Discretionary RAUM · $2.0B to $2.3BMar 30, 2023 to Mar 28, 2024
- HNW RAUM · $1.8B to $2.1BMar 30, 2023 to Mar 28, 2024
- Individual RAUM · $11.7M to $10.2MMar 30, 2023 to Mar 28, 2024
Signals
2 dated events
- New England Private Wealth Advisors, Llc reported RAUM $5.1B, up 70% from $3.0B (2026-02-09 to 2026-03-27)Mar 27, 2026 · RAUM change · derived
- Danielle Elandra Barbato left New England Private Wealth Advisors, Llc for Milestone Asset Management Group, Llc (registered 2024-09-04)Aug 5, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 781-416-1700reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/dhk-financial-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/new-england-private-wealth-advisorsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- NEPWEALTH.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 781-416-1700reportedpublic record, Form ADV, Mar 27, 2026
- Team page
- nepwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $424Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026