DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Medicus Wealth Planning, Inc.
Latest filing May 12, 2026
First filing on the tape Apr 30, 2024 · 7 filings
SEC status approved since May 30, 2024
RAUM
$161M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$159M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$40.2M
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$161M as of May 12, 2026
Feb 24, 2025$130M then
HNW client RAUM$114M as of May 12, 2026
Feb 24, 2025$82.1M then
State-registered IARs (5.B.3)4 as of May 12, 2026
Feb 24, 20254 then
Employees (5.A)5 as of May 12, 2026
Feb 24, 20255 then
Private funds: no history
RAUM +23% over the last fiscal yearIARs 4 to 4
Practice profile
derived from the filing of May 12, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $40.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 49derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.8MderivedHNW RAUM over HNW clients
- Average account
- $288,243derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.3derivedItem 5.A over advisors
- Advisors per office
- 1.3derived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +23%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +2.6%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $53.4M, 89 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$114M71%
- Individuals$45.3M28%
- Pension and profit-sharing plans$1.5M1.0%
- Individual clients
- 154reported
- HNW clients
- 40reported
- Pension plan clients
- 2reported
- Charitable clients
- 0reported
- Accounts
- 558reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $53.4M for 89 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Kevin Douglas MichelsCertified Financial Planner | Draper, Ut | Jul 8, 2016 | 13 y | 1 |
| Dan W LooseCertified Financial Planner | Draper, Ut | Apr 30, 2018 | 19 y | 1 |
| Mark Thomas Durham | Draper, Ut | Nov 22, 2021 | 39 y | 0 |
| Brett David WestonCertified Financial Planner | Draper, Ut | May 11, 2022 | 11 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- Celeste Perian Kennard to Diversify Wealth Management LLCAug 4, 2021 · RIA to RIA
Joined, latest
- Brett David Weston from Clarity Financial PlannersMay 11, 2022 · Other
- Dan W Loose from Thrivent Investment Management Inc.Apr 30, 2018 · Affiliated broker-dealer or bank to independent RIA
- Kevin Douglas Michels from Net Worth Advisory Group, LLCJul 8, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Douglas Kevin Michels · President & Chief Compliance Officercontrolsince 11/2019 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Draper, Ut · principal | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- , 1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing May 12, 2026custody of client assets (Item 9.A): no on the filing of 2026-03-20, yes on the filing of 2026-05-12peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Assets in custody · unset to 53395019.0Mar 20, 2026 to May 12, 2026
- Custody of client assets · false to trueMar 20, 2026 to May 12, 2026
- Accounts · 536 to 558Feb 24, 2025 to Mar 20, 2026
- HNW clients · 30 to 40Feb 24, 2025 to Mar 20, 2026
- Individual clients · 159 to 154Feb 24, 2025 to Mar 20, 2026
- Pension plan clients · 3 to 2Feb 24, 2025 to Mar 20, 2026
- Financial planning clients · 11-25 to 26-50Feb 24, 2025 to Mar 20, 2026
- Discretionary RAUM · $129M to $159MFeb 24, 2025 to Mar 20, 2026
- HNW RAUM · $82.1M to $114MFeb 24, 2025 to Mar 20, 2026
- Individual RAUM · $46.7M to $45.3MFeb 24, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $1.4M to $1.5MFeb 24, 2025 to Mar 20, 2026
- Pension RAUM · $1.4M to $1.5MFeb 24, 2025 to Mar 20, 2026
- RAUM · $130M to $161MFeb 24, 2025 to Mar 20, 2026
- Accounts · 469 to 536Aug 20, 2024 to Feb 24, 2025
- Individual clients · 146 to 159Aug 20, 2024 to Feb 24, 2025
- Pension plan clients · 2 to 3Aug 20, 2024 to Feb 24, 2025
- Employees · 4 to 5Aug 20, 2024 to Feb 24, 2025
- Financial planning clients · 11-25 to 11-25Aug 20, 2024 to Feb 24, 2025
- Discretionary RAUM · $100M to $129MAug 20, 2024 to Feb 24, 2025
- HNW RAUM · $67.3M to $82.1MAug 20, 2024 to Feb 24, 2025
- Individual RAUM · $32.7M to $46.7MAug 20, 2024 to Feb 24, 2025
- Non-discretionary RAUM · $837,110 to $1.4MAug 20, 2024 to Feb 24, 2025
- Pension RAUM · $948,561 to $1.4MAug 20, 2024 to Feb 24, 2025
- RAUM · $101M to $130MAug 20, 2024 to Feb 24, 2025
Signals
1 dated events
- Medicus Wealth Planning, Inc. filed its initial SEC registration (Form ADV)Apr 30, 2024 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 801-994-4777reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/medicus-wealth-planningreportedpublic record, Form ADV, Sep 18, 2026
- Website
- MEDICUSWEALTHPLANNING.COMreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 801-994-4777reportedpublic record, Form ADV, May 12, 2026
- Contact form
- medicuswealthplanning.com/contactreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $40.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026