DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R••••• C•••••• C•••••• M•••••••••
Legal name C•••••• V••• C••••••• L••
Latest filing Aug 6, 2026
First filing on the tape Feb 29, 2016 · 4 filings
SEC status approved since Aug 19, 2026
RAUM
$110M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
95%
$105M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$110M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$110M as of Aug 6, 2026
Feb 29, 2016$0 then
HNW client RAUM: $102M
State-registered IARs (5.B.3)1 as of Aug 6, 2026
Feb 29, 20161 then
Employees (5.A)1 as of Aug 6, 2026
Feb 29, 20161 then
Private funds: no history
Practice profile
derived from the filing of Aug 6, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $110MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 42derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.7MderivedHNW RAUM over HNW clients
- Average account
- $817,220derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 4.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourlyreportedItem 5.E
- Advisory activities
- portfolio management for individuals, otherreportedItem 5.G
- Custody
- $9.6M, 12 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$102M93%
- Pension and profit-sharing plans$4.9M4.4%
- Individuals$2.7M2.5%
- Pooled investment vehicles$353,7920.3%
- Individual clients
- 14reported
- HNW clients
- 28reported
- Pension plan clients
- 1reported
- Charitable clients
- n/areported
- Accounts
- 135reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $9.6M for 12 clientsreported
- Compensation
- % of AUM, hourlyreported
- Class basis
- private_client_share=0.95 fund_share=0.0 institutional_share=0.04 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• C•••••• B••••• | Grand Rapids, Mi | May 2, 2016 | 39 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• C•••••• B••••• from N•• I••••••••• A•••••••May 2, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••• R•••••• C•••••• · Managing Member, President, Chief Executive Officer, Chief Compliance Officercontrolsince 02/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing Aug 6, 2026financial planning (Item 5.G.1): yes on the filing of 2016-07-15, no on the filing of 2026-08-06peers: independent wealth managers, $100M to $500M (5,676)
- custody status changedChange between filings · filing Aug 6, 2026custody of client assets (Item 9.A): no on the filing of 2016-07-15, yes on the filing of 2026-08-06peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 16 to 135Jul 15, 2016 to Aug 6, 2026
- Advisory activities · 3 to 2Jul 15, 2016 to Aug 6, 2026
- HNW clients · unset to 28.0Jul 15, 2016 to Aug 6, 2026
- Individual clients · unset to 14.0Jul 15, 2016 to Aug 6, 2026
- Pension plan clients · unset to 1.0Jul 15, 2016 to Aug 6, 2026
- Pooled vehicle clients · unset to 1.0Jul 15, 2016 to Aug 6, 2026
- Assets in custody · unset to 9642473.0Jul 15, 2016 to Aug 6, 2026
- Custody of client assets · false to trueJul 15, 2016 to Aug 6, 2026
- Financial planning clients · 0 to Jul 15, 2016 to Aug 6, 2026
- HQ city · unset to GRAND RAPIDSJul 15, 2016 to Aug 6, 2026
- HQ state · unset to MIJul 15, 2016 to Aug 6, 2026
- Other offices · unset to 0.0Jul 15, 2016 to Aug 6, 2026
- Discretionary RAUM · $14.5M to $110MJul 15, 2016 to Aug 6, 2026
- HNW RAUM · unset to 102353687.0Jul 15, 2016 to Aug 6, 2026
- Individual RAUM · unset to 2712476.0Jul 15, 2016 to Aug 6, 2026
- Pension RAUM · unset to 4904747.0Jul 15, 2016 to Aug 6, 2026
- Pooled vehicle RAUM · unset to 353792.0Jul 15, 2016 to Aug 6, 2026
- RAUM · $14.5M to $110MJul 15, 2016 to Aug 6, 2026
- Accounts · 0 to 16Feb 29, 2016 to Jun 24, 2016
- Financial planning clients · unset to 0Feb 29, 2016 to Jun 24, 2016
- Discretionary RAUM · $0 to $14.5MFeb 29, 2016 to Jun 24, 2016
- RAUM · $0 to $14.5MFeb 29, 2016 to Jun 24, 2016
Signals
1 dated events
- R••••• C•••••• C•••••• M••••••••• filed its initial SEC registration (Form ADV)Feb 29, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 616-293-6292reportedpublic record, Form ADV, Aug 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $110Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026