DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

M•••• I••••••••• A•••••••• I••

STATE REGISTEREDMiami, FloridaCRD 283148SEC 801-133970IAPD
Latest filing Sep 17, 2026
First filing on the tape Sep 17, 2026 · 1 filings
RAUM
$392M
reported, Item 5.F
Discretionary
0.7%
of RAUM
Private clients
97%
$379M individuals and HNW
Advisors
n/a
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
0 filings and snapshots on the tape
RAUM: no history
HNW client RAUM: no history
State-registered IARs (5.B.3): no history
Employees (5.A): no history
Private funds: no history
Practice profile
derived from the filing of Sep 17, 2026; every figure names its basis
RAUM per advisor
$196MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
91derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.4MderivedHNW RAUM over HNW clients
Average account
$2.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.7%derivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
3.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individualsreportedItem 5.G
Custody
$160M, 82 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • the adviser acts as qualified custodian (9.D.1)
  • a related person acts as qualified custodian (9.D.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$361M92%
  • Individuals$17.4M4.4%
  • Corporations and businesses$13.3M3.4%
Individual clients
76reported
HNW clients
105reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
191reported
Financial planning clients
n/areported
Wrap fee programs
noreported
Custody of client assets
$160M for 82 clientsreported
Compensation
% of AUM, performancereported
Class basis
on the IAPD state feed, not SEC-registeredderived
Advisors registered through the firm
9 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
C•••••••• R•••••• B••••••Miami, FlFeb 17, 202111 y1
C••••• M••••• C•••Chartered Financial AnalystMaldonado Dec 22, 202214 y0
M•••• A•••••• M•••••Miami, FlFeb 20, 202410 y0
V•••••• A•••••• M•••••••• A•••••••Caracas Jun 28, 202410 y0
H•••••• J••• I•••••• G••••••Chartered Financial AnalystCaracas Sep 20, 202410 y0
S••••• A• D• V•••Miami, FlDec 2, 202413 y0
R•••••• A• H••••••Miami, FlJun 23, 202520 y0
D•••• H••••••• M•••••••••Miami, Fl Mar 6, 202612 y0
P•••• S••••Miami, FlApr 24, 202611 y0
Advisor movement
1 left, 0 joined in 12 months
net -1 in 12 months0 left in 90 days0 joined in 90 days3 left over 36 months
Every departureEvery arrival
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Miami, Fl · principal921
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
One filing, no change to show.
Signals
3 dated events
  • R••• B•••••• left M•••• I••••••••• A•••••••• I•• for S•••••••• S••••••••• (registered 2026-03-04)
    Oct 10, 2025 · Advisor changed firm · fact
  • B•••• O•••• left M•••• I••••••••• A•••••••• I•• for 1••• P•••••• C••••• G••••• L•• (registered 2025-09-03)
    Jul 1, 2025 · Advisor changed firm · fact
  • A•••••• E•••••• B••• C•••• left M•••• I••••••••• A•••••••• I•• for B•••••••• C•••••• (registered 2025-01-01)
    Apr 17, 2024 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Principal office phone
305-379-3602reportedpublic record, Form ADV, Sep 17, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
STATE REGISTEREDderiveda rule over Items 5.D and 7.A
RAUM per advisor
n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 15, 2026