DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
G••••••••• W••••• M••••••••• L••
Latest filing Feb 17, 2026
First filing on the tape Feb 22, 2019 · 13 filings
SEC status approved since Mar 22, 2019
RAUM
$289M
reported, Item 5.F
Discretionary
93%
of RAUM
Private clients
100%
$289M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$289M
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$289M as of Feb 17, 2026
Mar 13, 2020$166M then
HNW client RAUM$287M as of Feb 17, 2026
Mar 13, 2020$162M then
State-registered IARs (5.B.3)1 as of Feb 17, 2026
Mar 13, 20201 then
Employees (5.A)2 as of Feb 17, 2026
Mar 13, 20202 then
Private funds: no history
RAUM +10% over the last fiscal year+16% a year over threeIARs 1 to 1
Practice profile
derived from the filing of Feb 17, 2026; every figure names its basis
Archetypes, each a printed rule
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- RAUM per advisor
- $289MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 71derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $4.3MderivedHNW RAUM over HNW clients
- Average account
- $921,981derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 93%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 1.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +10%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +1.4%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Custody
- $35.0M, 10 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$287M99%
- Individuals$1.6M0.5%
- Individual clients
- 4reported
- HNW clients
- 67reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 313reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- $35.0M for 10 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• W• C•••••Certified Financial Planner | Westport, Ct | Jun 21, 2016 | 17 y | 1 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••• W• C••••• from S•••••••• A••••••• L••Jun 21, 2016 · Affiliated broker-dealer or bank to independent RIA
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• R•••• W• · President And Chief Compliance Officercontrolsince 04/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Feb 17, 2026custody of client assets (Item 9.A): no on the filing of 2025-01-17, yes on the filing of 2026-02-17peers: independent wealth managers, $100M to $500M (5,678)
What changed
consecutive filings, newest first
- Accounts · 302 to 313Jan 17, 2025 to Feb 17, 2026
- HNW clients · 65 to 67Jan 17, 2025 to Feb 17, 2026
- Individual clients · 5 to 4Jan 17, 2025 to Feb 17, 2026
- Assets in custody · unset to 35000000.0Jan 17, 2025 to Feb 17, 2026
- Custody of client assets · false to trueJan 17, 2025 to Feb 17, 2026
- Discretionary RAUM · $238M to $268MJan 17, 2025 to Feb 17, 2026
- HNW RAUM · $259M to $287MJan 17, 2025 to Feb 17, 2026
- Individual RAUM · $1.8M to $1.6MJan 17, 2025 to Feb 17, 2026
- Non-discretionary RAUM · $23.2M to $20.5MJan 17, 2025 to Feb 17, 2026
- RAUM · $261M to $289MJan 17, 2025 to Feb 17, 2026
- Accounts · 306 to 302Feb 2, 2024 to Jan 17, 2025
- HNW clients · 59 to 65Feb 2, 2024 to Jan 17, 2025
- Individual clients · 13 to 5Feb 2, 2024 to Jan 17, 2025
- Financial planning clients · 26-50 to 26-50Feb 2, 2024 to Jan 17, 2025
- Discretionary RAUM · $200M to $238MFeb 2, 2024 to Jan 17, 2025
- HNW RAUM · $214M to $259MFeb 2, 2024 to Jan 17, 2025
- Individual RAUM · $5.7M to $1.8MFeb 2, 2024 to Jan 17, 2025
- Non-discretionary RAUM · $20.3M to $23.2MFeb 2, 2024 to Jan 17, 2025
- RAUM · $220M to $261MFeb 2, 2024 to Jan 17, 2025
- Accounts · 296 to 306Feb 21, 2023 to Feb 2, 2024
- HNW clients · 60 to 59Feb 21, 2023 to Feb 2, 2024
- Individual clients · 12 to 13Feb 21, 2023 to Feb 2, 2024
- Financial planning clients · 51-100 to 26-50Feb 21, 2023 to Feb 2, 2024
- Discretionary RAUM · $165M to $200MFeb 21, 2023 to Feb 2, 2024
- HNW RAUM · $179M to $214MFeb 21, 2023 to Feb 2, 2024
- Individual RAUM · $4.1M to $5.7MFeb 21, 2023 to Feb 2, 2024
- Non-discretionary RAUM · $17.4M to $20.3MFeb 21, 2023 to Feb 2, 2024
- RAUM · $183M to $220MFeb 21, 2023 to Feb 2, 2024
- Accounts · 310 to 296Jan 28, 2022 to Feb 21, 2023
- HNW clients · 59 to 60Jan 28, 2022 to Feb 21, 2023
- Individual clients · 7 to 12Jan 28, 2022 to Feb 21, 2023
- Financial planning clients · 26-50 to 51-100Jan 28, 2022 to Feb 21, 2023
- Discretionary RAUM · $194M to $165MJan 28, 2022 to Feb 21, 2023
- HNW RAUM · $212M to $179MJan 28, 2022 to Feb 21, 2023
- Individual RAUM · $2.9M to $4.1MJan 28, 2022 to Feb 21, 2023
- Non-discretionary RAUM · $21.0M to $17.4MJan 28, 2022 to Feb 21, 2023
- RAUM · $215M to $183MJan 28, 2022 to Feb 21, 2023
- Accounts · 330 to 310Jan 28, 2021 to Jan 28, 2022
- HNW clients · 54 to 59Jan 28, 2021 to Jan 28, 2022
- Individual clients · 9 to 7Jan 28, 2021 to Jan 28, 2022
Signals
1 dated events
- G••••••••• W••••• M••••••••• L•• filed its initial SEC registration (Form ADV)Feb 22, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 203-561-5002reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/greenhouse-wealth-managementreportedpublic record, Form ADV, Sep 19, 2026
- Website
- G•••••••••WEALTH.COMreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 203-561-5002reportedpublic record, Form ADV, Feb 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $289Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026