DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
W•••••••• W•••••
Legal name W•••••••• W•••••• L••
Latest filing Mar 30, 2026
First filing on the tape Nov 7, 2016 · 24 filings
SEC status approved since Dec 1, 2016
RAUM
$662M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$652M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$94.6M
derived; firm RAUM over IAPD count
Employees
10
7 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$662M as of Mar 30, 2026
Jan 6, 2017$107M then
HNW client RAUM$648M as of Mar 30, 2026
Mar 26, 2018$145M then
State-registered IARs (5.B.3)7 as of Mar 30, 2026
Jan 6, 20174 then
Employees (5.A)10 as of Mar 30, 2026
Jan 6, 20175 then
Private funds: no history
RAUM +24% over the last fiscal year+19% a year over threeIARs 6 to 7
Practice profile
derived from the filing of Mar 30, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $94.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 27derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.8MderivedHNW RAUM over HNW clients
- Average account
- $781,116derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 1.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.4derivedItem 5.A over advisors
- Advisors per office
- 3.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +17%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -4.5%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$648M98%
- Pension and profit-sharing plans$6.1M0.9%
- Individuals$4.1M0.6%
- Charitable organizations$4.1M0.6%
- Individual clients
- 18reported
- HNW clients
- 172reported
- Pension plan clients
- 10reported
- Charitable clients
- 7reported
- Accounts
- 848reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.98 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••• S• B•••••••••Certified Financial Planner | Newport Beach, Ca | Jun 2, 2016 | 18 y | 2 |
| T••••• B•••• B•••••Certified Financial Planner, Chartered Financial Analyst | Dallas, Tx | Jun 3, 2016 | 19 y | 2 |
| R••• B•••• M••••••Certified Financial Planner | Newport Beach, Ca | Dec 18, 2018 | 18 y | 5 |
| L•••• D•••••• J•••••••Certified Financial Planner | Dallas, Tx | Jan 26, 2019 | 25 y | 5 |
| B•••• G•••••• S••••• | Newport Beach, Ca | Jun 30, 2025 | 16 y | 2 |
| R•• M••••• S••••• | Newport Beach, Ca | Sep 29, 2025 | 32 y | 0 |
| R••• S•••• O••••••• | Newport Beach, Ca | Jan 1, 2026 | 23 y | 2 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
- T•••• G•••••• B••••• to W•• F••••• O•••••• L••Sep 13, 2021 · RIA to a newly registered adviser
Joined, latest
- R••• S•••• O••••••• from A••••• A•• P••••••• S•••••••Jan 1, 2026 · Other
- B•••• G•••••• S••••• from B••••••• C•••••• I•••Jun 30, 2025 · Other
- L•••• D•••••• J••••••• from H••••• F•••••••• S•••••••• L•••Jan 26, 2019 · RIA to RIA
- R••• B•••• M•••••• from R•• W••••• A•••••••Dec 18, 2018 · Other
- T•••• G•••••• B••••• from R•• W••••• A•••••••Jan 2, 2018 · Other
- T••••• B•••• B••••• from R•• W••••• A•••••••Jun 3, 2016 · Other
- R••• S• B••••••••• from R•• W••••• A•••••••Jun 2, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 joined from R•• W••••• A•••••••Jul 22, 2016 · Dallas, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••••• R•••• S• · Managing Membercontrolsince 04/2016 · owns 25% to 50%
- B•••••• T•••••• B•••• · Managing Membercontrolsince 04/2016 · owns 25% to 50%
- J•••••••• L••••• D•••••• · Managing Membersince 05/2022 · owns less than 5%
- M••••••• R•••• B•••• · Managing Membersince 10/2018 · owns less than 5%
- O•••••••• R•••• S•••• · Chief Compliance Officer & Chief Operating Officersince 11/2016 · owns less than 5%
- S•••••• R••• M••••• · Managing Membersince 10/2018 · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Newport Beach, Ca · principal | 5 | 2 | 0 | ||
| Dallas, Tx | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Coppell, TX2 employees
What changed
consecutive filings, newest first
- Accounts · 735 to 848Mar 28, 2025 to Mar 30, 2026
- Advisory employees · 6 to 7Mar 28, 2025 to Mar 30, 2026
- Charity clients · 5 to 7Mar 28, 2025 to Mar 30, 2026
- HNW clients · 180 to 172Mar 28, 2025 to Mar 30, 2026
- Individual clients · 19 to 18Mar 28, 2025 to Mar 30, 2026
- Pension plan clients · 6 to 10Mar 28, 2025 to Mar 30, 2026
- State-registered IARs · 6 to 7Mar 28, 2025 to Mar 30, 2026
- Discretionary RAUM · $516M to $649MMar 28, 2025 to Mar 30, 2026
- HNW RAUM · $519M to $648MMar 28, 2025 to Mar 30, 2026
- Individual RAUM · $3.7M to $4.1MMar 28, 2025 to Mar 30, 2026
- Non-discretionary RAUM · $18.5M to $13.9MMar 28, 2025 to Mar 30, 2026
- Pension RAUM · $11.3M to $6.1MMar 28, 2025 to Mar 30, 2026
- RAUM · $534M to $662MMar 28, 2025 to Mar 30, 2026
- Accounts · 692 to 735Apr 2, 2024 to Mar 28, 2025
- Charity clients · unset to 5.0Apr 2, 2024 to Mar 28, 2025
- HNW clients · 167 to 180Apr 2, 2024 to Mar 28, 2025
- Individual clients · 16 to 19Apr 2, 2024 to Mar 28, 2025
- Pension plan clients · 12 to 6Apr 2, 2024 to Mar 28, 2025
- Employees · 8 to 10Apr 2, 2024 to Mar 28, 2025
- Financial planning clients · 101-250 to 1-10Apr 2, 2024 to Mar 28, 2025
- Discretionary RAUM · $441M to $516MApr 2, 2024 to Mar 28, 2025
- HNW RAUM · $461M to $519MApr 2, 2024 to Mar 28, 2025
- Individual RAUM · $2.5M to $3.7MApr 2, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $32.6M to $18.5MApr 2, 2024 to Mar 28, 2025
- Pension RAUM · $9.3M to $11.3MApr 2, 2024 to Mar 28, 2025
- RAUM · $474M to $534MApr 2, 2024 to Mar 28, 2025
- Accounts · 648 to 692Mar 29, 2023 to Mar 26, 2024
- HNW clients · 157 to 167Mar 29, 2023 to Mar 26, 2024
- Individual clients · 18 to 16Mar 29, 2023 to Mar 26, 2024
- Pension plan clients · unset to 12.0Mar 29, 2023 to Mar 26, 2024
- Financial planning clients · 0 to 101-250Mar 29, 2023 to Mar 26, 2024
- Discretionary RAUM · $363M to $441MMar 29, 2023 to Mar 26, 2024
- HNW RAUM · $387M to $461MMar 29, 2023 to Mar 26, 2024
- Individual RAUM · $2.3M to $2.5MMar 29, 2023 to Mar 26, 2024
- Non-discretionary RAUM · $32.4M to $32.6MMar 29, 2023 to Mar 26, 2024
- Pension RAUM · $5.4M to $9.3MMar 29, 2023 to Mar 26, 2024
- RAUM · $395M to $474MMar 29, 2023 to Mar 26, 2024
- Accounts · 615 to 648Apr 20, 2022 to Mar 29, 2023
- HNW clients · 136 to 157Apr 20, 2022 to Mar 29, 2023
- Individual clients · 17 to 18Apr 20, 2022 to Mar 29, 2023
Signals
3 dated events
- Douglas Lance Jamerson (Managing Director) appeared on Schedule A of W•••••••• W•••••Apr 2, 2024 · Control person joined · fact
- W•••••••• W••••• reported RAUM $258.5M, up 74% from $148.4M (2018-10-10 to 2019-03-27)Mar 27, 2019 · RAUM change · derived
- W•••••••• W••••• filed its initial SEC registration (Form ADV)Nov 7, 2016 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
- W•••••••• W••••• · Private Equityshared crd · intermediary
How to reach
public business contact points only, each with its source
- Business email
- amishac@westshorewealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- billyf@westshorewealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- laurenl@westshorewealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 949-825-7505reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 949-825-7512reportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 949-825-7515reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/westshore-wealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (949) 825-7505reportedpublic record, Form ADV, Mar 30, 2026
- Contact form
- westshorewealth.com/contactreportedpublished by the firm, firm site, Sep 16, 2026
- Team page
- westshorewealth.com/our-teamreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $94.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026