DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•• W••••• M•••••••••
Latest filing Feb 1, 2026
First filing on the tape May 7, 2018 · 13 filings
SEC status approved since Jun 13, 2018
RAUM
$562M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$557M individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$112M
derived; firm RAUM over IAPD count
Employees
12
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
13 filings and snapshots on the tape
RAUM$562M as of Feb 1, 2026
Mar 27, 2019$142M then
HNW client RAUM$434M as of Feb 1, 2026
Mar 27, 2019$71.2M then
State-registered IARs (5.B.3)6 as of Feb 1, 2026
Mar 27, 20192 then
Employees (5.A)12 as of Feb 1, 2026
Mar 27, 20193 then
Private funds: no history
RAUM +24% over the last fiscal year+28% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Feb 1, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $112MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 85derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $1.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +15%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, educational seminarsreportedItem 5.G
- Wrap fee program
- $482MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$434M77%
- Individuals$123M22%
- Corporations and businesses$4.5M0.8%
- Individual clients
- 210reported
- HNW clients
- 213reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 427reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•• G•••••• H••••••Certified Financial Planner | Lathrup Village, Mi | Jul 26, 2016 | 23 y | 1 |
| C•••••• N• B••••••Certified Financial Planner | Lathrup Village, Mi | Aug 15, 2022 | 14 y | 0 |
| J••• P••• A•••••••Certified Financial Planner | Lathrup Village, Mi | Mar 12, 2025 | 11 y | 0 |
| W•••••• H•••• C••••Certified Financial Planner | Lathrup Village, Mi | Mar 12, 2025 | 12 y | 0 |
| D••••• J•••••• S••••••Certified Financial Planner | Lathrup Village, Mi | Jan 29, 2026 | 10 y | 0 |
Advisor movement
2 left, 0 joined in 12 months
net -2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 40% of current headcount2 left over 36 months
Left, latest
- T••••• G••••• V••••••• to Z•••• F••••••••Mar 18, 2026 · RIA to RIA
- B•••• J••••• B••••• to C•••••••• I••••••••• R••••••• A•••••••• I•••Nov 19, 2025 · RIA to affiliated broker-dealer or bank
- J•••• G•••••• to R•••••• W•••••Oct 14, 2022 · RIA to RIA
- A••••• N•••••••• to F••••••• P••••••• A•• W•••••••• A•••••••Sep 13, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- J•••• G•••••• from C•• A•••• M••••••••• I•••Oct 10, 2022 · RIA to RIA
- A••••• N•••••••• from T•• A•••••••Aug 3, 2021 · RIA to RIA
- S•• G•••••• H•••••• from M••••••• A•••••••• I••Jul 26, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••••• S••• G•••••• · Managing Member/Ccocontrolsince 05/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lathrup Village, Mi · principal | 5 | 1 | 2 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Feb 1, 2026HNW share of RAUM moved from 93.0% to 77.0% between the annual amendments of 2025-03-12 and 2026-02-01peers: independent wealth managers, $500M to $1B (1,482)
What changed
consecutive filings, newest first
- Accounts · 371 to 427Jul 11, 2025 to Feb 1, 2026
- HNW clients · 287 to 213Jul 11, 2025 to Feb 1, 2026
- Individual clients · 80 to 210Jul 11, 2025 to Feb 1, 2026
- Discretionary RAUM · $454M to $562MJul 11, 2025 to Feb 1, 2026
- HNW RAUM · $421M to $434MJul 11, 2025 to Feb 1, 2026
- Individual RAUM · $29.8M to $123MJul 11, 2025 to Feb 1, 2026
- RAUM · $454M to $562MJul 11, 2025 to Feb 1, 2026
- Financial planning clients · 251-500 to 251-500Mar 12, 2025 to Jul 11, 2025
- Accounts · 1,362 to 371Mar 1, 2024 to Mar 12, 2025
- Advisory employees · 4 to 6Mar 1, 2024 to Mar 12, 2025
- Corporate clients · 3 to 4Mar 1, 2024 to Mar 12, 2025
- HNW clients · 245 to 287Mar 1, 2024 to Mar 12, 2025
- Individual clients · 74 to 80Mar 1, 2024 to Mar 12, 2025
- Employees · 11 to 12Mar 1, 2024 to Mar 12, 2025
- State-registered IARs · 4 to 6Mar 1, 2024 to Mar 12, 2025
- Discretionary RAUM · $354M to $454MMar 1, 2024 to Mar 12, 2025
- HNW RAUM · $309M to $421MMar 1, 2024 to Mar 12, 2025
- Individual RAUM · $42.2M to $29.8MMar 1, 2024 to Mar 12, 2025
- RAUM · $354M to $454MMar 1, 2024 to Mar 12, 2025
- Accounts · 1,170 to 1,362Mar 8, 2023 to Mar 1, 2024
- Advisory employees · 3 to 4Mar 8, 2023 to Mar 1, 2024
- Charity clients · unset to 0.0Mar 8, 2023 to Mar 1, 2024
- Corporate clients · 2 to 3Mar 8, 2023 to Mar 1, 2024
- HNW clients · 200 to 245Mar 8, 2023 to Mar 1, 2024
- Individual clients · 87 to 74Mar 8, 2023 to Mar 1, 2024
- Pension plan clients · unset to 0.0Mar 8, 2023 to Mar 1, 2024
- Pooled vehicle clients · unset to 0.0Mar 8, 2023 to Mar 1, 2024
- Employees · 8 to 11Mar 8, 2023 to Mar 1, 2024
- State-registered IARs · 3 to 4Mar 8, 2023 to Mar 1, 2024
- Discretionary RAUM · $269M to $354MMar 8, 2023 to Mar 1, 2024
- HNW RAUM · $232M to $309MMar 8, 2023 to Mar 1, 2024
- Individual RAUM · $36.0M to $42.2MMar 8, 2023 to Mar 1, 2024
- Pension RAUM · unset to 0.0Mar 8, 2023 to Mar 1, 2024
- Pooled vehicle RAUM · unset to 0.0Mar 8, 2023 to Mar 1, 2024
- RAUM · $269M to $354MMar 8, 2023 to Mar 1, 2024
- Accounts · 275 to 1,170Mar 8, 2022 to Mar 8, 2023
- Advisory employees · 2 to 3Mar 8, 2022 to Mar 8, 2023
- HNW clients · 125 to 200Mar 8, 2022 to Mar 8, 2023
- Individual clients · 148 to 87Mar 8, 2022 to Mar 8, 2023
- Employees · 4 to 8Mar 8, 2022 to Mar 8, 2023
Signals
5 dated events
- T••••• G••••• V••••••• left S•• W••••• M••••••••• for Z•••• F•••••••• (registered 2026-03-16)Mar 18, 2026 · Advisor changed firm · fact
- B•••• J••••• B••••• left S•• W••••• M••••••••• for C•••••••• I••••••••• R••••••• A•••••••• I••• (registered 2026-02-11)Nov 19, 2025 · Advisor changed firm · fact
- J•••• G•••••• left S•• W••••• M••••••••• for R•••••• W••••• (registered 2023-01-10)Oct 14, 2022 · Advisor changed firm · fact
- A••••• N•••••••• left S•• W••••• M••••••••• for F••••••• P••••••• A•• W•••••••• A••••••• (registered 2024-02-13)Sep 13, 2022 · Advisor changed firm · fact
- S•• W••••• M••••••••• filed its initial SEC registration (Form ADV)May 7, 2018 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@sghwm.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 248-731-0029reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 248-733-3949reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/sghwmreportedpublic record, Form ADV, Sep 18, 2026
- Website
- sghwm.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- (248) 731-0029reportedpublic record, Form ADV, Feb 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $112Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026