DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••••• W••••• M•••••••••
Legal name T••••••• W••••• M••••••••• I•••
Latest filing Feb 27, 2026
First filing on the tape May 2, 2019 · 19 filings
SEC status approved since May 30, 2019
RAUM
$325M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$323M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$108M
derived; firm RAUM over IAPD count
Employees
6
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$325M as of Feb 27, 2026
Mar 21, 2020$134M then
HNW client RAUM$284M as of Feb 27, 2026
Mar 21, 2020$117M then
State-registered IARs (5.B.3)3 as of Feb 27, 2026
Mar 21, 20203 then
Employees (5.A)6 as of Feb 27, 2026
Mar 21, 20206 then
Private funds: no history
RAUM +24% over the last fiscal year+19% a year over threeIARs 3 to 3
Practice profile
derived from the filing of Feb 27, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Solo or small team · one advisor, or a wealth manager with up to three advisors and one office
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $108MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 90derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $460,491derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.0derivedItem 5.A over advisors
- Advisors per office
- 3.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +9.8%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $325MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$284M87%
- Individuals$39.2M12%
- Pension and profit-sharing plans$1.2M0.4%
- Corporations and businesses$906,2960.3%
- Individual clients
- 119reported
- HNW clients
- 151reported
- Pension plan clients
- 3reported
- Charitable clients
- 0reported
- Accounts
- 706reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M•••••• L•• T•••••••Certified Financial Planner, Chartered Financial Consultant | Tucson, Az | Aug 25, 2016 | 29 y | 0 |
| S•••••• E••• M••••••••Certified Financial Planner | Tucson, Az | Aug 29, 2016 | 19 y | 1 |
| D•••• S•••• W••••Certified Financial Planner | Tucson, Az | Apr 4, 2017 | 26 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- S•••••• E••• M•••••••• from T••••••• I••••••••• M••••••••• I•••Aug 29, 2016 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- T•••••••• M••••••• L•• · President / Chief Compliance Officercontrolsince 06/2016 · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tucson, Az · principal | 3 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 635 to 706Dec 17, 2025 to Feb 27, 2026
- HNW clients · 131 to 151Dec 17, 2025 to Feb 27, 2026
- Individual clients · 115 to 119Dec 17, 2025 to Feb 27, 2026
- Discretionary RAUM · $262M to $325MDec 17, 2025 to Feb 27, 2026
- HNW RAUM · $223M to $284MDec 17, 2025 to Feb 27, 2026
- Individual RAUM · $37.7M to $39.2MDec 17, 2025 to Feb 27, 2026
- Pension RAUM · $918,327 to $1.2MDec 17, 2025 to Feb 27, 2026
- RAUM · $262M to $325MDec 17, 2025 to Feb 27, 2026
- Financial planning clients · 0 to 0Aug 20, 2025 to Oct 2, 2025
- Accounts · 609 to 635Feb 27, 2024 to Mar 30, 2025
- HNW clients · 124 to 131Feb 27, 2024 to Mar 30, 2025
- Individual clients · 116 to 115Feb 27, 2024 to Mar 30, 2025
- Pension plan clients · 1 to 3Feb 27, 2024 to Mar 30, 2025
- Financial planning clients · 1-10 to 0Feb 27, 2024 to Mar 30, 2025
- Discretionary RAUM · $226M to $262MFeb 27, 2024 to Mar 30, 2025
- HNW RAUM · $189M to $223MFeb 27, 2024 to Mar 30, 2025
- Individual RAUM · $35.6M to $37.7MFeb 27, 2024 to Mar 30, 2025
- Pension RAUM · $686,880 to $918,327Feb 27, 2024 to Mar 30, 2025
- RAUM · $226M to $262MFeb 27, 2024 to Mar 30, 2025
- Accounts · 590 to 609Apr 26, 2023 to Feb 27, 2024
- Corporate clients · 0 to 1Apr 26, 2023 to Feb 27, 2024
- HNW clients · 114 to 124Apr 26, 2023 to Feb 27, 2024
- Individual clients · 104 to 116Apr 26, 2023 to Feb 27, 2024
- Discretionary RAUM · $194M to $226MApr 26, 2023 to Feb 27, 2024
- HNW RAUM · $156M to $189MApr 26, 2023 to Feb 27, 2024
- Individual RAUM · $38.3M to $35.6MApr 26, 2023 to Feb 27, 2024
- Pension RAUM · $476,112 to $686,880Apr 26, 2023 to Feb 27, 2024
- RAUM · $194M to $226MApr 26, 2023 to Feb 27, 2024
- Accounts · 212 to 590Sep 20, 2022 to Mar 19, 2023
- HNW clients · 109 to 114Sep 20, 2022 to Mar 19, 2023
- Individual clients · 102 to 104Sep 20, 2022 to Mar 19, 2023
- Discretionary RAUM · $200M to $194MSep 20, 2022 to Mar 19, 2023
- HNW RAUM · $164M to $156MSep 20, 2022 to Mar 19, 2023
- Individual RAUM · $35.5M to $38.3MSep 20, 2022 to Mar 19, 2023
- Pension RAUM · $482,176 to $476,112Sep 20, 2022 to Mar 19, 2023
- RAUM · $200M to $194MSep 20, 2022 to Mar 19, 2023
- Accounts · 457 to 212Jul 8, 2021 to Mar 16, 2022
- BD registered reps · 4 to 3Jul 8, 2021 to Mar 16, 2022
- HNW clients · 78 to 109Jul 8, 2021 to Mar 16, 2022
- Individual clients · 126 to 102Jul 8, 2021 to Mar 16, 2022
Signals
1 dated events
- T••••••• W••••• M••••••••• filed its initial SEC registration (Form ADV)May 2, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@treibergwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- beth@treibergwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- eric@treibergwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- sam@treibergwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- victor@treibergwealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 520-232-0505reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 520-232-0506reportedpublished by the firm, firm site, Sep 15, 2026
- Website
- treibergwealth.com/blogreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (520) 232-0505reportedpublic record, Form ADV, Feb 27, 2026
- Contact form
- treibergwealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- treibergwealth.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $108Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026